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Fw: ER9910-#1 Are We Missing a Heaven-sent Opportunity?

Michael Gurstein
Sat, 16 Oct 1999 07:07:45 -0700


----- Original Message -----
From: Silver Donald Cameron <[EMAIL PROTECTED]>
To: <[EMAIL PROTECTED]>
Sent: Saturday, October 16, 1999 5:29 AM
Subject: ER9910-#1 Are We Missing a Heaven-sent Opportunity?


> Greetings all:
>
> The newsletter which follows is a fairly technical economists' publication
> which I (sometimes) wrestle my way through with some difficulty. (Not all
> its issues are technical or difficult.) But Mr. Krehm seems to know his
> stuff, and the lunacy of recording the government's acquisition of, say,
an
> office building on the books at $1, and writing it off in one year, flies
> in the face of everything I understand about intelligent accounting
> practices.
>
> Krehm has often made the point that poor accounting has sustained poor
> financial policy, which in turn has supported the structural changes which
> are causing us all so much grief.
>
> What follows are two issues of the newsletter -- one from two months ago
> announcing an important change in the way the government keeps its books,
> and a current one commenting on the failure of people like us to grasp
what
> the means,  and to take action.
>
> I'm thinking of trying to sort my way through this current change in
> accounting procedures in Ottawa and doing a column on it. Any comments
> which might help me?
>
> Cheers,
> Don
>
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> >~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
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> ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
> Capital Budgeting at Long Last Limps into Ottawa
> ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
> Ideological bias postponed the arrival of capital budgeting to Ottawa
> for forty years after Royal Commissions and occasional auditors-general
> had recommended it. That meant that when the federal government acquired
> a building or equipment that was bound to last for years, its total
> purchase price or cost would be written off in the year of acquisition.
> Underlaying this non-accountancy was the deeply rooted prejudice that
> governments could do nothing but waste money and hence were not really a
> serious part of the economy. On the balance sheet of the government
> should the cost of such capital assets was shown as debt, but there was
> no asset on the other side of the sheet to balance against this.
>
>           In the second issue of ER (then known as Comer Comments) in
> the fall of 1988 wrote: "Today the federal government has no capital
> budget. The public accounts...are a cash-flow exercise. It writes off
> purchases of land, buildings and equipment in a single year."
>
>           Were private firms allowed such write-offs they would have to
> hoist their prices drastically. There is no reason to believe that such
> flawed accountancy has a different effect on the public sector.
>
>           The resistance of the government to carrying out the
> recommendations was disastrous for the country. During the sixties vast
> investments had been made in physical and human capital. To educate the
> baby boomers who were reaching post-secondary schooling age new
> university and college campuses sprang up throughout the land. The
> health and social insurance welfare systems were brought in. Inevitably
> this involved immense capital investments, and writing them off in a
> single year could only push up prices. Trying to pay for the
> infrastructure for these or even writing off the increased stock of
> education in a single year loaded prices needlessly with taxation.
> Monetarist ideology ensconced in the Bank of Canada exploited the price
> rise that began in the sixties without even to push up interest rates to
> the mid-twenties in the early 1980s. That created the jump in the
> federal debt, that in term served as a pretext for keeping interest
> rates high.
>
>           The introduction of accrual accounting - i.e. depreciating the
> cost of a capital asset over its term of usefulness - will take place
> over a two-year period. "With the stroke of a pen, the federal
> government could find itself with an extra $50 billion worth of assets
> on its books. But Denis Desautels, the Auditor-General, warns the sudden
> appearance of $50 billion worth of assets on the balance sheet won't
> change Canada's financial position." Kathryn May in The National Post
> (Southam News), July 20.
>
>           One of the basic criterion for judging a firm's financial
> position is comparing its assets and its debt. Having $50 billion more
> assets suddenly appear on the government's balance sheet will make
> possible for it to borrow money at a lower rate of interest, just as it
> would in the case of a private firm.
>
>           If anti-public sector bias delayed the recognition of
> government assets with disastrous results for most people in the
> country, a not dissimilar bias contributed to the nature its present
> implementation.
>
>           The same article quotes John Williams, the Reform MP, who
> chairs the Commons public accounts committee saying, "This isn't an
> extra $50 billion to go shopping with. These are assets bought and paid
> for in the past. It's like finding another car in the garage - you don't
> go out on a spending spree unless you sell that car." That is not
> necessarily so. If the old car is broken down or has already been sold,
> so that you walk to work, you might have good provident reason for using
> that car as needed.
>
>           The article continues: "It will also reconcile the books,
> which have overstated the government deficit, accumulated year after
> year since Confederation. The government's assets are now officially
> worth nothing. The have never been recorded on the books and everything
> purchased or built over the years has been expensed - and piled on the
> deficit - the year the deals were sealed.
>
>           "For example, a new $100 million building is purchased or
> built. Currently, that $100 million cost is charged as an expense the
> year the facility is purchased.
>
>           "Under accrual accounting, that same building which is
> expected to last 40 years would be recorded as a $100 million asset and
> depreciated by $2.5 million a year over its 40-year life."
>
>           Sounds fine? Not quite. The writer or her source has hidden
> something up their sleeve. No building sits in the air. It rests on
> land, and land does not depreciate. On the contrary since most
> government buildings are located in central spots in cities, the land
> under them is likely to appreciate over the years. At times
> immensely-urban real estate has been the basis of many great fortunes.
> So why does the land go unmentioned in this plea for "good fiscal
> management"?
>
>           Moreover, restoring the brutal cuts in recent years of public
> services would not be a spending spree. It would be an investment of the
> soundest sort.
>
>           "Mr. Desautels has argued for years that the capitalisation of
> assets was critical to departments' 'management discipline' and their
> 'accountability to Parliament.' For example, the manager of a government
> laboratory never had to consider the cost of the space the lab occupied
> or the equipment it used when determine the price-tag of its programs.
> Mr. Desautels argues these figures become more critical with the
> government's push to recover more of the costs from user fees. Without a
> handle on costs it would be impossible for the government to determine
> and justify the fees it charges."
>
>           In short it is the push towards user fees that is an important
> factor as the reason for this belated introduction of accrual
> accountancy. But why is there no mention of the scams that the absence
> of accrual accountancy invited? Since the value of government assets had
> been written off to zero (land, buildings, and equipment) in year one,
> they could be sold off at any price and a capital gain for the
> government booked. And why was privatisation not delayed until
> government assets (including land) had been appraised for the present
> value and that entered on the books?
>
> William Krehm
> Chairman, COMER
> Editor-Publisher, Economic Reform
> mailto:[EMAIL PROTECTED]
>
> ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
>
>
> >Date: Thu, 14 Oct 1999 09:21:13 -0400
> >From: COMER <[EMAIL PROTECTED]>
> >Organization: Committee on Monetary and Economic Reform
> >
> >ER9910-#1 Are We Missing a Heaven-sent Opportunity?
> >
> >~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
> >          Two months have come and gone since Conrad Black's National
> >Post inexpensively scooped the other broadsheet Toronto papers, the CBC,
> >indeed the Canadian media as a whole: it disclosed that the federal
> >government had finally surrendered to the pressure of its auditor
> >general and was introducing some elementary principles of accountancy
> >into its ledgers.
> >
> >          Black's opposition on this subject was highly scoopable. To
> >the date of this writing, none of these has yet even mentioned this
> >momentous event. Still more disturbing, apart from COMER we are not
> >aware of other socially-minded organisations, political parties, or what
> >have you even acknowledging this momentous event. That is a shame since,
> >rather than just a dull detail of accountancy, it amounts to a
> >confession by our government that for decades it has bilked the public
> >in the name of a deficit that had no need to exist.
> >
> >          The government itself set the standard of this hush-up. For
> >some three decades that we were able to ascertain, the Canada Year Book
> >carried a lucid description of how Ottawa calculated its deficit. In the
> >1967 edition it appears on page 117, in the 1988 on page 22-6. Not a
> >word is changed in the passage: "Fixed capital assets, such as
> >government buildings and public works, are charged to budgetary
> >expenditures at the time of acquisition or construction and are shown on
> >the statement of assets and liabilities at a nominal value of $1.00."
> >
> >          Suddenly we noted that in the 1997 issue that passage was
> >longer there. Our efforts to find out when it was taken out and why came
> >up against a stone wall.
> >
> >          Under the date of August 25th, 1999, however, Mr. John Whitton
> >of Statistics Canada, which publishes the Year Book, replied to Larry
> >Farquharson of COMER on the matter as follows: 1) "Each Canada Year Book
> >is very heavily revised from edition to edition." This clearly does not
> >apply to the passage quoted above which we were able to trace without a
> >single word changed for over a quarter of a century. 2) "The book
> >includes information currently available, which is of interest to
> >Canadians. It is not intended to give detailed information on subjects
> >too complicated for understanding." That is an insult to Canadians. The
> >enormity of writing off buildings and land, equipment, bridges, roads in
> >a single year is no more "complicated for understanding" than the fact
> >that in calculating her net worth, a citizen not only includes the
> >mortgage on her house as a liability but the market value of the house
> >as an asset to offset that debt.
> >
> >          That a spokesman of Statistics Canada should dispense such
> >nonsense gives the measure of the trouble this country is in. And of
> >course, Mr. Whitton, who himself may have a mortgage on his home to keep
> >in mind, is not the villain of this piece. Brian Mulroney set the
> >pattern when in June 1991, Statcan's Economic Observer carried a paper
> >showing that the growth of the government deficit was not due to
> >increased program spending, but to a sharp increase in interest payments
> >on the debt. Statcan was not only publicly reprimanded but had its
> >budget slashed. (Meltdown, p. 60)
> >
> >          No government would go in for such sleazy twisting of the
> >facts without powerful reasons. The deficit produced by bad accountancy
> >was the kingpin of the policy of redistributing the national income from
> >the working and impoverished population to our financial institutions.
> >Two panic buttons were crucial in making this possible -- inflation, and
> >more recently the deficit. Entering the government's capital assets at
> >$1 helped create both of these. Even the effort to pay off capital
> >investments in a single year would necessitate more taxation than was
> >strictly necessary. And taxation has been shifted from incomes to
> >consumer goods and services.
> >
> >          Secondly, to bail out our financial institutions from their
> >harebrained gambles, massive amounts of federal debt was moved from the
> >Bank of Canada to the private banks. When the Bank of Canada holds
> >federal debt the interest paid on it returns to the Bank's sole
> >shareholder, the Government of Canada. When the debt is held by the
> >private banks that interest stays with them. That, in fact, along with
> >the end of the cash reserve the banks had to leave with the central
> >banks as a proportion of the deposits they received from the public,
> >were the form of the bailout of our banks. Interest rates pushed skyward
> >by the central bank in the early eighties account for most of the
> >governments' debt. By these devices our banks have received not a
> >one-time bailout, but an ongoing entitlement amounting to well over $5
> >billion annually.
> >
> >          Though the talk of "level playing fields" in official
> >releases, it was hardly a level playing field when the public sector
> >entered its capital investments on its balance sheets at $1, while the
> >banks were allowed to carry their speculative investments for the most
> >part at their purchase prices, rather than at what they may have
> >collapsed to on a swooning stock market.
> >
> >          Why would Conrad Black spill the beans when his competitors
> >kept mum?
> >
> >          A couple of reasons come to mind. The main one is that he is
> >desperately in need of readers for his National Post. Secondly,
> >temperamentally he is not indisposed to thumb his nose at governments,
> >particularly this government. Besides the deal the Finance Minister
> >Martin obviously struck with the Auditor-General had lightened the
> >burden of prevarication that the scooper would have to assume. A clue to
> >what must have taken place behind closed doors appeared in a front page
> >article in The Bottom Line (14/05), a journal for accountants:
> >'[Auditor-General] Desautels Seeks Peace with Finance.' After qualifying
> >his opinion of the federal accounts for the past two years, a more
> >conciliatory Auditor-General Denis Desautels has hinted that he has
> >buried the hatchet with Finance and will likely approve the books for
> >the 1998-9 fiscal year."
> >
> >          Not only was the writer of the Post article able to cite the
> >Reform Party chair of the Public Accounts committee to the effect that
> >the $50 billion dollars of assets that have suddenly turned up on the
> >government's balance sheet, "This isn't an extra $50 billion to go
> >shopping with. These are assets bought and paid for in the past. It's
> >like finding another car in the garage -- you don't go out on a spending
> >spree unless you sell that car." That sort of nonsense one would expect
> >from the Reform Party. But the author quotes the Auditor-General himself
> >warning "this won't change Canada's financial position." It is
> >incredible that anyone with an accounting degree, let alone the
> >Auditor-General would utter such twaddle, unless he were under duress --
> >the terms of his deal with the government referred to by The Bottom
> >Line. One of the two basic criteria for judging a firm's financial
> >position is the comparison of its assets and its debt. Having $50
> >billion more assets suddenly turn up on the government's balance sheet
> >will make it possible not only to borrow more money at a lower rate of
> >interest, but more to the point, have the Bank of Canada create more
> >credit for the government (and the chartered banks less).
> >
> >          Instead, we read in The Post article, "Mr. Desautels has
> >argued for years that the capitalisation of assets was critical to
> >departments' "management discipline" and their "accountability to
> >Parliament. For example the manager of the space the lab occupied or the
> >equipment it used when determining the price tags of the programs. Mr.
> >Desautels argues these figures become more critical with the
> >government's push to recover more the costs from user fees."
> >
> >          User fees then is the name of one of the games. Another is
> >undoubtedly the likelihood of the next bailout of our sporting banks.
> >Ever deeply into the stock market, our banks are exposed to the full
> >blast of the storm in the offing. When it blows in, it will require
> >oodles of government cash to make them whole again. And with their
> >reserve requirement reduced to zero and nowhere to go along that path,
> >it has become necessary for Ottawa to clean shop for taking on massively
> >increased debt. This, as last time, will be borrowed from the very banks
> >that it will be pulling out of the water.
> >
> >          But if we can reconstruct the motives of the government, the
> >lack of response of socially-concerned organisations leaves us aghast.
> >Have they accepted officialdom's dumbed-down appraisal of the public's
> >intelligence? Do they feel that even with the help of the innumerable
> >academics, lawyers and other professionals in their ranks, it is beyond
> >their capacity to explain to the average citizen what is essentially the
> >same arrangement that underlies mortgages? Or is it a curse laid on by
> >some malignant god that socially-minded organisations lack the power to
> >forestall injustices, and can only bleat about those already inflicted?
> >
> >          We refer our readers to the crushing price paid for the
> >acceptance of just this sort of dumbed-downness in 1931 by the Socialist
> >and democratic leaders in Germany.
> >
> >          The timing of Ottawa's semi-conspiratorial self-confession
> >seems planned in heaven. In the G&M (6/10) John Ibbitson ('Ontario plots
> >radical spending reforms') informs us that the government of Canada's
> >wealthiest province is "secretly planning a powerful new agency as it
> >seeks a solution to a $30 billion shortfall in infrastructure project
> >funding. The new Superbuild Agency according to confidential documents
> >obtained by the G&M will evaluate all proposals for capital spending
> >projects, such as roads, schools, health-care facilities and university
> >research labs. It will search aggressively for private-sector capital to
> >help build this desperately needed new infrastructure and take
> >'calculated political and economic risks' at forging innovative new
> >private-public sector partnerships."
> >
> >          "In his last May budget Finance Minister Ernie Eves announced
> >a five-year $20 billion Superbuild infrastructure fund to be divided
> >evenly between public money and private investors who would be invited
> >to help build and profit from new schools, roads and health-care
> >facilities."
> >
> >          The writer remarks, "In fact, the province's needs are far
> >more pressing. A government document outlining the rationale and mandate
> >of the new agency reports: 'Ministry of Finance estimates public capital
> >investment needs of approx. $40 billion over the next five years, and
> >even this does not include any capital investment to address the
> >accumulated infrastructure deficit."
> >
> >          The interesting point is that Ontario, like most of our
> >provinces, still has no capital budgeting.1 It enters its acquisitions
> >of buildings roads etc. at a nominal one dollar. It has been the
> >time-honoured practice for the Finance Ministry each year to send its
> >representatives to the bond-rating agencies in the US to explain to them
> >that this and that large expenditure entered on its books at $1.00 was
> >in fact a capital investment that will yield benefits to the province
> >for many years. Unfortunately, it provided no such explanations to its
> >own citizens.
> >
> >          Under such circumstances massive programs of privatisation can
> >only be questionable -- the government itself has only the vaguest
> >notion of the cost or value of assets it may be privatising.
> >
> >          And this is a time when the truth about privatisation is
> >surfacing. For example, the preliminary reports of what went wrong in
> >Britain's Paddington train disaster highlight the disorganisation
> >arising from the fractured responsibility for railway safety of the
> >multiple privateers who acquired them.
> >
> >          The Bank of Canada Act still has article 18 (c) that reads
> >"The Bank may buy and sell securities issued or guaranteed by Canada or
> >any province." That makes it possible for Ontario, instead of financing
> >the rehabilitation of Ontario's neglected infrastructures with private
> >institutions, to do so at the BoC. Since Ontario is not a shareholder of
> >the Bank the interest on such debt would go not to it directly, but to
> >the federal government. However, such an arrangement would open up
> >unsuspected possibilities for collaboration between the two levels of
> >government. Applied to Quebec and other provinces it would do more to
> >buttress the country's unity, than a dozen constitutional conferences.
> >In return for remitting to Ontario part of the money originating in the
> >interest on the Ontario bonds held by the BoC agreement can had on the
> >standards of the new projects.
> >
> >          This is a time when every socially-concerned organisation must
> >be heard on the possibilities created by the belated arrival of serious
> >accountancy to Ottawa.
> >
> >1 Capital budgeting is also known as accrual accountancy.
> >
> >William Krehm
> >Chairman, COMER
> >Editor-Publisher, Economic Reform
> >mailto:[EMAIL PROTECTED]
> >
> >~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
> >Copyright (C) 1999 COMER. May be reproduced with proper acknowledgement.
> >
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> >and Economic Reform (COMER), a Canada-based publishing think-tank.
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> >
> >MELTDOWN : money, debt and the wealth of nations : how zero inflation
> >policy and deregulation have turned the world economy into a global
> >casino : as documented in the first decade of Economic Reform
> >
> >(The John Hotson memorial series)
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> >be restricted to professional neo-classical economists who have turned a
> >blind eye to our contemporary malaise. Meltdown offers an excellent
> >collection of alternative views which merits serious consideration as
> >opposed to smug dismissal."
> >Harold Chorney
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> >Concordia University
> >Montreal, PQ
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  • Fw: ER9910-#1 Are We Missing a Heaven-sent Opportunity? Michael Gurstein