Sheryl,

We do not have a policy as of yet for this circumstance but I have attached a 
white paper provided from the National Human Research Protections Advisory 
Committee on the subject.  It is their opinion that yes, confidentiality 
protections should be in place, especially when research is conducted in the 
biomedical and social and behavioral sciences arenas. At least that is my 
interpretation.  The IRB should be addressing confidentiality so I would check 
their practices/policies to see if they are already providing confidentiality 
coverage for those involved.

Hope this helps.


Conquer On,

Sylvia~



Sylvia Bradshaw

2015-2016 President, Utah Higher Ed Staff Association

Policy Steering Committee, Staff Co-Chair


Assoc. Director of Sponsored Programs

Dixie State University

Smith Computer Center, 107B

(435) 879-4720


"We can complain that rose bushes have thorns or rejoice that thorn bushes have 
roses."  Abraham Lincoln


From: 
<[email protected]<mailto:[email protected]>>
 on behalf of "Rippke, Sheryl L [U CSL]" 
<[email protected]<mailto:[email protected]>>
Reply-To: Association of College and University Policy Administrators 
<[email protected]<mailto:[email protected]>>
Date: Wednesday, December 2, 2015 at 3:23 PM
To: "ACUPA listserve ([email protected]<mailto:[email protected]>)" 
<[email protected]<mailto:[email protected]>>
Subject: [acupa-l] Reporting Responsibility-Limited Exemption for Research

Good afternoon, ACUPA,

Our Reporting Responsibility<http://www.policy.iastate.edu/policy/reporting> 
policy at Iowa State University includes this statement, "Failure to report 
known or suspected violations and crimes as indicated in this policy is itself 
a breach of university ethical standards and can lead to discipline of 
employees and students, up to and including separation from the university."

A question arises in the hypothetical case of a researcher who has promised his 
human subject confidentiality, but then the human subject discloses that s/he 
has committed a violation of policy or law. If the violation was in the past 
and does not involve imminent or ongoing harm to someone, should the researcher 
be exempted from the requirement to report known or suspected violations and 
crimes per the Reporting Responsibility policy?

If you have a policy that allows an exemption for a researcher in a case such 
as this, would you please share it with me?

Thank you!
Sheryl

Sheryl Rippke, Policy Administrator
Office of University Counsel
Iowa State University
3550 Beardshear Hall
Ames, IA 50014
515-294-1385
[email protected]<mailto:[email protected]>
Policy Library<http://policy.iastate.edu/>




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