Hi,


Kindly find mentioned JD.



Position : Regulatory Data Analyst
Duration: 6 months (possible extension)
Location: Chicago, IL

Interview: Phone and Video





*VISA : Open *

Will start off remote but will be onsite once offices open.



*Must haves from the hiring manager:*





*Alteryx SQL Tableau Must come out of Investment company/financial
services. Understand and work with financial services data*



As a Regulatory Data Analyst, you will be part of the Data Analytics team,
and will be supporting our client’s regulatory & compliance efforts. This
role will be responsible for delivering data outputs to meet critical U.S.
and international regulatory reporting needs.



The analyst will understand the regulatory and compliance requirements,
define the data required, work with the appropriate internal teams to
source and validate the data, and deliver the appropriate data outputs. In
addition to solving for immediate data needs, the analyst will also
participate in the development of strategic data sourcing models for
developing long-term capabilities, in conjunction with our technology and
data teams.

The role will require the development of deep understanding of data
repositories and the business context of the data they contain as well, and
the technical skills to define repeatable, robust processes to utilize
these data sources.

The analyst will work with Legal & Compliance, Operations, Data Management,
Client Service, Technology, and  Finance.



Responsibilities:

   - *Support the ongoing deliveries to satisfy Regulatory & Compliance
   data and reporting needs *
   - Understand requirements for regulatory filings and working with Legal
   & Compliance to define and structure deliverables
   - Develop knowledge about firm processes, operational systems, and data
   sources
   - Perform activities for data extraction, data validation, data
   cleansing, data harmonization, exception handling, and data transformation
   - Create appropriate documentation – build a data inventory including
   field definitions, list of values, and mappings
   - Work closely with internal teams in identifying critical data gaps and
   providing and practical business solutions
   - Participate in or develop strategic data sourcing models to transform
   existing processes and address data gaps to develop long-term capabilities

Skills Required:

   - 3+ years of experience working on data, reporting, or analytical
   projects in a financial services organization – preferably in asset
   management, broker-dealer, or wealth management
   - Hands-on experience working with operational data within financial
   services such as orders, trades, financial instrument data, positions,
   valuations etc., and working knowledge of the business context for such data
   - Highly proficient in SQL, creating complex queries, and building and
   analyzing datasets
   - Adept at data exploration and able to quickly understand how to link
   and model disparate data sets
   - Strong technical skills and business analysis skills
   - Undergraduate degree in engineering, mathematics, statistics, or other
   quantitative field *or* deep professional experience in data, reporting,
   and analytics
   - Experience with Alteryx or other ETL tools to speed up data gathering
   and analysis processes
   - Experience within a compliance department, internal audit, or legal
   department







*Amit Saxena | 1Point System LLC   *

*Sr. Technical Recruiter*

*Office: **803-818-3474* <803-818-3474>

*Direct : (803) 573-0109*

* E.Mail : **[email protected]* <[email protected]>

*115 Stone Village Drive • Suite C • Fort Mill, SC • 29708 *



*        An E-Verified company | An Equal Opportunity Employer *

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