Verdict on OBC quotas
— Praful Bidwai
   
  The Supreme Court of India has opened a can of worms by pronouncing a verdict 
against reservations for the Other Backward Classes (OBCs) in Central 
institutions of higher learning. The judgment has major long-term implications 
and will further widen the growing divide between the higher judiciary and the 
executive as well as the legislature. It has rankled political parties 
virtually across the board and will be bitterly contested.

The judgment, on interim applications pertaining to a batch of petitions 
challenging OBC reservations, comes just when the Central institutions were 
preparing to raise the number of admission in a phased manner. By setting the 
final hearing for August, the interim order ensures that the admissions process 
for the next academic year will exclude OBCs. The government must do all it can 
to get the stay vacated. It has allocated as much as Rs 3,200 crore to various 
Central institutions so they can expand the number of seats.

The proposed seat increase, by a whopping 54 per cent, was calculated precisely 
to minimise the disadvantage that “general category” (largely upper-caste) 
students would suffer on account of OBC reservations. This represented an 
attempt by the Centre to assuage the anti-reservation sentiment through the 
Veerappa Moily “oversight committee” established last year. Even that effort 
now stands negated.

The upper castes see the judgment as a vindication of their stand in favour of 
“merit” and against affirmative action itself. Votaries of affirmative action, 
including OBCs and Dalits, view it as an assault on their aspirations and 
entitlements to educational and social opportunities.

A major contradiction lies at the heart of the judgment. A two-judge bench, 
comprised Justices Arijit Pasayat and Lokeshwar Singh Panta, has ruled against 
the rationale of a verdict of a 9-judge bench in the 1992 Indra Sawhney case, 
which upheld OBC reservations in Central government jobs. Logically, what’s 
sauce for the goose (government jobs) should be sauce for the gander 
(university admissions) too. But the Supreme Court has declared that quotas for 
OBCs mean treating “unequals” as “equals”.

The judgment comes on top of differing legal opinions handed down by various 
Supreme Court benches, and efforts to play down the significance of caste-based 
discrimination. This is at odds with the evolving global thinking, as reflected 
in the United Nations Convention on the Elimination of All Forms of Racial 
Discrimination, which India has ratified. In February, the Expert Committee of 
the Convention held that “discrimination based on ‘descent’ include 
discrimination...based on forms of social stratification such as caste” and 
hence that the Convention applies to India. If India is committed to social 
cohesion and eliminating casteist and prejudice, it should honour the 
Convention and systematically promote affirmative action.

However, the Pasayat-Panta judgment minimises the importance of affirmative 
action. Essentially, it bases itself on two arguments. First, there are varying 
estimates of the current proportion of OBCs in India’s total population. The 
last census enumeration of the backward castes took place in 1931. In the 
absence of an “objective” determination of this proportion, the Centre should 
not have reserved a 27 per cent quota for OBCs.

The second argument is much more far-reaching. It holds that creating quotas 
for different social categories is itself invalid, and recommends that “a 
different form of preferential treatment other than quotas” could be used. This 
militates against the logic of reservations–not just for OBCs, but for Dalits 
(Scheduled Castes) and Adivasis (Scheduled Tribes) too, which is integral to 
the Constitution. But the Court balks at this and upholds SC-ST reservations.

How valid is the talk of indeterminacy of or uncertainty about the OBCs’ 
proportion in the population and their under-representation in educational 
institutions? Opponents of reservations claim that the 1931 census is 
outdated–which it is–and that the post-2000 estimates of the OBC population by 
the National Sample Survey (NSS) and the National Family Health Survey 
contradict Mandal Commission’s numbers of 1980.

However, the Mandal Commission did not base itself solely on the 1931 census, 
the last to enumerate castes. Bindeshwari Prasad Mandal constituted a 15-member 
experts’ (social scientists) committee under the chairmanship of eminent 
sociologists MN Srinivas to devise ways of identifying OBCs. It organised 
broad-based consultations and seminars and prepared four schedules, two each 
for rural and urban areas.

All States were given these for conducting sample surveys in each district of 
India. The Commission sent out questionnaires to all the States and 30 Central 
ministries, and published notices in national dailies and regional papers 
inviting public responses. The National Informatics Centre analysed the 
information. The experts’ committee spelt out 11 different criteria of 
backwardness, including caste, education and income, dependence on manual 
labour, early age of marriage, school dropout rates, low work-participation 
rates, etc. Low income, for instance, was determined on the criterion that the 
value of family assets and number of families living in kuccha houses is 25 per 
cent below the State average. It also meant that a drinking water source would 
be beyond half-a-kilometre for more than 50 per cent of a community. Social 
indicators were given three points each; educational indicators two points; and 
economic indicators one point each.

On this basis, the Mandal Commission identified 3,743 groups as OBCs. To argue 
that the 1931 census was the main basis for its report is a travesty of the 
truth. The Commission also made a dozen recommendations, of which reservation 
of 27 per cent of job/seats was only one. The others included land reform, 
special programmes for educational and economic upliftment, etc. The government 
largely ignored these.

Now, what about the varying NSS estimates that OBCs are between 32 and 42 per 
cent of the population? Or the NFHS view that they form only 29.8 per cent? The 
NSS is simply not equipped to survey castes–as distinct from income and 
consumption. That’s a function that only a group of demographers, sociologists, 
political scientists and historians can perform on the basis of detailed 
district-wise data. (Castes vary from district to district).

Lacking expertise, the NSS used the self-ascription method. This is crude and 
unreliable: people will describe their caste according to how they think 
they’ll benefit from it. Besides, the NSS lumped together upper-caste Hindus 
and Muslims in one category–which makes no sense, as the Sachar Committee has 
shown. Neither its data, nor the NFHS estimate, can be considered valid.

At any rate, even these estimates are well above the 27 per cent quota. It’s 
not denied that OBCs are severely under-represented in higher educational 
institutions. Given the reality of social discrimination, there is a strong 
case for affirmative action in the OBCs’ favour, and an even stronger one for 
Dalits and Adivasis, who face exclusion, social boycotts and disgraceful forms 
of victimisation on account of descent.

The second argument of the latest judgment derives primarily from a 
controversial verdict of the United States Supreme Court in the Grutter v. 
Bollinger case, pertaining to admission for a Black student to the University 
of Michigan Law School. The US Court upheld the admission, but only because it 
was “narrowly tailored” not to discriminate against those who don’t belong to 
racial or ethnic minorities. To be “narrowly tailored”, a race-conscious 
admissions programme cannot “insulate each category of applicants with certain 
desired qualifications from competition with all other applicants”. 

If India aspires to a degree of social cohesion and to build a 
caring-and-sharing society, it must take affirmative action. This may or may 
not take the form of reservations or quotas. These are, admittedly, blunt 
instruments. But that cannot be an argument for opposing affirmative action 
itself–as many upper-caste people do. It’s possible to look for other 
supplementary approaches, over and above quotas, including special points for a 
family history of illiteracy, poor schooling, origin in a backward region, etc. 
But we can evolve such a system only if we first accept affirmative action.

That’s where the rub lies. The upper castes have never fully reconciled 
themselves to affirmative action and to sharing power. The latest judgment has 
reinforced their resistance.
Assam Tribune Editorial 12.04.07

       
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