Open access publishing, article downloads, and citations: randomised 
controlled trial
Philip M Davis, Bruce V Lewenstein, Daniel H Simon, James G Booth, 
Mathew J L Connolly
http://www.bmj.com/cgi/content/full/337/jul31_1/a568

Confirmation Bias and the Open Access Advantage:
Some Methodological Suggestions for Davis's Citation Study

SUMMARY
Davis (2008) -- http://arxiv.org/pdf/0808.2428v1 -- analyzes citations 
from 2004-2007 in 11 biomedical journals. For 1,600 of the 11,000 
articles (15%), their authors paid the publisher to make them Open 
Access (OA). The outcome, confirming previous studies (on both paid and 
unpaid OA), is a significant OA citation Advantage, but a small one 
(21%, 4% of it correlated with other article variables such as number of 
authors, references and pages). The author infers that the size of the 
OA advantage in this biomedical sample has been shrinking annually from 
2004-2007, but the data suggest the opposite. In order to draw valid 
conclusions from these data, the following five further analyses are 
necessary:

        (1) The current analysis is based only on author-choice (paid) 
OA. Free OA self-archiving needs to be taken into account too, for the 
same journals and years, rather than being counted as non-OA, as in the 
current analysis.
        (2) The proportion of OA articles per journal per year needs to 
be reported and taken into account.
        (3) Estimates of journal and article quality and citability in 
the form of the Journal Impact Factor and the relation between the size 
of the OA Advantage and journal as well as article "citation-bracket" 
need to be taken into account.
        (4) The sample-size for the highest-impact, largest-sample 
journal analyzed, PNAS, is restricted and is excluded from some of the 
analyses. An analysis of the full PNAS dataset is needed, for the entire 
2004-2007 period.
        (5) The analysis of the interaction between OA and time, 
2004-2007, is based on retrospective data from a June 2008 total 
cumulative citation count. The analysis needs to be redone taking into 
account the dates of both the cited articles and the citing articles, 
otherwise article-age effects and any other real-time effects from 
2004-2008 are confounded.

The author proposes that an author self-selection bias for providing OA 
to higher-quality articles (the Quality Bias, QB) is the primary cause 
of the observed OA Advantage, but this study does not test or show 
anything at all about the causal role of QB (or of any of the other 
potential causal factors, such as Accessibility Advantage, AA, 
Competitive Advantage, CA, Download Advantage, DA, Early Advantage, EA, 
and Quality Advantage, QA). The author also suggests that paid OA is not 
worth the cost, per extra citation. This is probably true, but with OA 
self-archiving, both the OA and the extra citations are free.

Stevan Harnad
Full text: http://openaccess.eprints.org/index.php?/archives/451-guid.html



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