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STRATEGIC DEVELOPER: JON UDELL                  http://www.infoworld.com
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Thursday, September 23, 2004

ACCESS CONTROL, MONOCULTURE, AND ACCOUNTABILITY

By Jon Udell

Posted September 17, 2004 3:00 PM Pacific Time

Two years ago I bumped into a powerful idea that I knew I'd be hearing
about again. In a blog entry about ACLs (access control lists), I cited
a speech given by Dan Geer to the Security Industries Middleware
Council. Geer was then CTO of @Stake, a security consultancy that fired
him last year for co-writing a much-publicized Computer and
Communications Industry Association report asserting that a software
"monoculture" -- such as Microsoft's dominance has created -- is an
inherent security risk.

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The monoculture idea is self-explanatory, but the concept of
accountability needs some unpacking. Along with Geer's SIMC keynote, you
might want to listen to Doug Kaye's interview with Geer on the
ITConversations Web site. Geer argues that access control lists --
although they'll remain a vital ingredient of information security --
can't take us where we now must go. The reason is that linear growth in
the number of people you authenticate, or the number of resources you
control their access to, or both, results in geometric growth of the
matrix of checkboxes you must fill out. Every checkbox requires an
explicit choice, and it gets impossibly hard to keep up.

The way forward, Geer suggests, is not to abandon ACLs but rather to
augment them with aggressive monitoring that holds people accountable
for behaviors that can't economically be permitted or denied. ACLs don't
scale because checkbox maintenance requires a scarce resource: the human
decision-maker. Accountability does scale because event logging and data
analysis ride the favorable current of Moore's law.

This notion is compelling because, as Geer points out, our free society
works in a similar way. We don't have to ask permission for most things,
but, "If I sufficiently badly screw up," Geer says, "there's some
expectation that will be discovered, and I'll be found, and I'll be made
to pay."

The means of discovery is surveillance. In the physical world we rely on
eyewitnesses and increasingly, especially in Britain, on cameras. In the
virtual world, according to Geer, we're now approaching a critical fork
in the road: "To the left, we surveil people. To the right, we surveil
data. I'm arguing for data-level file-tracking because if I have to
surveil either people or data, I think it's highly important that we
choose to surveil the data, not the people."

Not coincidentally, Geer's new company, Verdasys, supplies file-tracking
technology. The concept is straightforward: Deploy an agent to the
desktop that intercepts and logs all transactions with the file system,
and with other services such as e-mail, IM, and the clipboard. Verdasys
expects corporations will use this data both to enforce policies and to
enable forensics.

The accountability argument is convincing, and I'll be fascinated to see
how all this plays out. Ironically, though, it casts the monoculture
argument in a new light -- at least for me. I've long lamented
Microsoft's failure to establish a strong tradition of event logging on
the Windows desktop. Because the relevant Win32 APIs were omitted from
Win95, we inherited a generation of Windows applications that don't
gather much useful evidence. Had it ensured broad deployment of such
evidence-gathering capability, the Microsoft monoculture might today be
a source of mitigation as well as of risk.

Jon Udell is lead analyst at the InfoWorld Test Center.


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