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     new 8e88b03b6a Optimize bounded batch reads by predicting entry count 
(#4741)
8e88b03b6a is described below

commit 8e88b03b6a660f4c8055f2b0b1f683e96711a174
Author: 道君- Tao Jiuming <[email protected]>
AuthorDate: Thu May 28 08:50:05 2026 +0800

    Optimize bounded batch reads by predicting entry count (#4741)
    
    * Optimize batch-read to avoid wasted disk IO
    
    * Fix checkstyle
    
    * Address review comments
    
    * Address review comments
    
    * fix conflicts
    
    * Address review comments
    
    * Address review comments
    
    * fix checkstyle
    
    * fix code
    
    * Address review comment
    
    * address review comment
---
 .../proto/BatchedReadEntryProcessor.java           |   9 +-
 .../apache/bookkeeper/client/BookKeeperTest.java   |  10 ++
 .../proto/BatchedReadEntryProcessorTest.java       | 173 ++++++++++++++++++++-
 .../org/apache/bookkeeper/proto/MockBookies.java   |  40 +++--
 .../apache/bookkeeper/proto/MockBookiesTest.java   |  68 ++++++++
 5 files changed, 285 insertions(+), 15 deletions(-)

diff --git 
a/bookkeeper-server/src/main/java/org/apache/bookkeeper/proto/BatchedReadEntryProcessor.java
 
b/bookkeeper-server/src/main/java/org/apache/bookkeeper/proto/BatchedReadEntryProcessor.java
index 6db3e14351..aa73e1986f 100644
--- 
a/bookkeeper-server/src/main/java/org/apache/bookkeeper/proto/BatchedReadEntryProcessor.java
+++ 
b/bookkeeper-server/src/main/java/org/apache/bookkeeper/proto/BatchedReadEntryProcessor.java
@@ -56,14 +56,19 @@ public class BatchedReadEntryProcessor extends 
ReadEntryProcessor {
         }
         long maxSize = Math.min(batchRequest.getMaxSize(), maxBatchReadSize);
         //See BookieProtoEncoding.ResponseEnDeCoderPreV3#encode on 
BatchedReadResponse case.
-        long frameSize = 24 + 8 + 4;
+        long frameSize = 24 + 8 + Integer.BYTES;
         for (int i = 0; i < maxCount; i++) {
             try {
                 ByteBuf entry = 
requestProcessor.getBookie().readEntry(request.getLedgerId(), 
request.getEntryId() + i);
-                frameSize += entry.readableBytes() + 4;
                 if (data == null) {
+                    frameSize += entry.readableBytes() + Integer.BYTES;
                     data = ByteBufList.get(entry);
+                    long perEntrySize = entry.readableBytes() + Integer.BYTES;
+                    long remainingBudget = maxSize - frameSize;
+                    long remainingEntries = remainingBudget > 0 ? 
remainingBudget / Math.max(perEntrySize, 1L) : 0L;
+                    maxCount = (int) Math.min(maxCount, 1L + remainingEntries);
                 } else {
+                    frameSize += entry.readableBytes() + Integer.BYTES;
                     if (frameSize > maxSize) {
                         entry.release();
                         break;
diff --git 
a/bookkeeper-server/src/test/java/org/apache/bookkeeper/client/BookKeeperTest.java
 
b/bookkeeper-server/src/test/java/org/apache/bookkeeper/client/BookKeeperTest.java
index 93ace7eacb..75c9565f26 100644
--- 
a/bookkeeper-server/src/test/java/org/apache/bookkeeper/client/BookKeeperTest.java
+++ 
b/bookkeeper-server/src/test/java/org/apache/bookkeeper/client/BookKeeperTest.java
@@ -816,6 +816,16 @@ public class BookKeeperTest extends 
BookKeeperClusterTestCase {
                         entries++;
                     }
                     assertEquals(expectEntriesNum, entries);
+
+                    // The first entry is still returned even when maxSize is 
smaller than a single entry frame.
+                    entries = 0;
+                    for (Enumeration<LedgerEntry> readEntries = 
lh.batchReadEntries(0, 20, headerSize);
+                            readEntries.hasMoreElements();) {
+                        LedgerEntry entry = readEntries.nextElement();
+                        assertArrayEquals(data, entry.getEntry());
+                        entries++;
+                    }
+                    assertEquals(1, entries);
                 }
             }
         }
diff --git 
a/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/BatchedReadEntryProcessorTest.java
 
b/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/BatchedReadEntryProcessorTest.java
index 3f89755838..ed2e90bfef 100644
--- 
a/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/BatchedReadEntryProcessorTest.java
+++ 
b/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/BatchedReadEntryProcessorTest.java
@@ -19,11 +19,14 @@
 package org.apache.bookkeeper.proto;
 
 import static org.junit.Assert.assertEquals;
+import static org.junit.Assert.assertNotNull;
 import static org.junit.Assert.assertTrue;
 import static org.mockito.ArgumentMatchers.any;
 import static org.mockito.ArgumentMatchers.anyLong;
+import static org.mockito.ArgumentMatchers.eq;
 import static org.mockito.Mockito.doAnswer;
 import static org.mockito.Mockito.mock;
+import static org.mockito.Mockito.never;
 import static org.mockito.Mockito.times;
 import static org.mockito.Mockito.verify;
 import static org.mockito.Mockito.when;
@@ -46,6 +49,7 @@ import org.apache.bookkeeper.bookie.BookieException;
 import org.apache.bookkeeper.common.concurrent.FutureUtils;
 import org.apache.bookkeeper.proto.BookieProtocol.Response;
 import org.apache.bookkeeper.stats.NullStatsLogger;
+import org.apache.bookkeeper.util.ByteBufList;
 import org.junit.Before;
 import org.junit.Test;
 
@@ -221,4 +225,171 @@ public class BatchedReadEntryProcessorTest {
         assertEquals(BookieProtocol.BATCH_READ_ENTRY, response.getOpCode());
         assertEquals(BookieProtocol.EOK, response.getErrorCode());
     }
-}
\ No newline at end of file
+
+    @Test
+    public void testReadDataPredictsMaxCountFromUniformFirstEntrySize() throws 
Exception {
+        long ledgerId = 1234L;
+        long firstEntryId = 1L;
+        int entrySize = 20;
+        long maxSize = 24 + 8 + Integer.BYTES + (entrySize + Integer.BYTES) * 
2L;
+
+        ByteBuf firstEntry = entryBuffer(entrySize);
+        ByteBuf secondEntry = entryBuffer(entrySize);
+        when(bookie.readEntry(eq(ledgerId), 
eq(firstEntryId))).thenReturn(firstEntry);
+        when(bookie.readEntry(eq(ledgerId), eq(firstEntryId + 
1))).thenReturn(secondEntry);
+
+        BatchedReadEntryProcessor processor = createProcessor(ledgerId, 
firstEntryId, 5, maxSize);
+        ByteBufList data = (ByteBufList) processor.readData();
+        assertNotNull(data);
+        try {
+            assertEquals(2, data.size());
+        } finally {
+            data.release();
+        }
+
+        verify(bookie, times(1)).readEntry(eq(ledgerId), eq(firstEntryId));
+        verify(bookie, times(1)).readEntry(eq(ledgerId), eq(firstEntryId + 1));
+        verify(bookie, never()).readEntry(eq(ledgerId), eq(firstEntryId + 2));
+    }
+
+    @Test
+    public void testReadDataReturnsFirstEntryEvenIfItAloneExceedsMaxSize() 
throws Exception {
+        long ledgerId = 1235L;
+        long firstEntryId = 1L;
+        int firstEntrySize = 20;
+        long maxSize = 50;
+
+        ByteBuf firstEntry = entryBuffer(firstEntrySize);
+        when(bookie.readEntry(eq(ledgerId), 
eq(firstEntryId))).thenReturn(firstEntry);
+
+        BatchedReadEntryProcessor processor = createProcessor(ledgerId, 
firstEntryId, 5, maxSize);
+        ByteBufList data = (ByteBufList) processor.readData();
+        assertNotNull(data);
+        try {
+            assertEquals(1, data.size());
+        } finally {
+            data.release();
+        }
+
+        verify(bookie, times(1)).readEntry(eq(ledgerId), eq(firstEntryId));
+        verify(bookie, never()).readEntry(eq(ledgerId), eq(firstEntryId + 1));
+    }
+
+    @Test
+    public void testReadDataReleasesOneOverReadEntryWhenSizesGrow() throws 
Exception {
+        long ledgerId = 1236L;
+        long firstEntryId = 1L;
+        int firstEntrySize = 10;
+        int secondEntrySize = 40;
+        long maxSize = 80;
+
+        ByteBuf firstEntry = entryBuffer(firstEntrySize);
+        ByteBuf secondEntry = entryBuffer(secondEntrySize);
+        when(bookie.readEntry(eq(ledgerId), 
eq(firstEntryId))).thenReturn(firstEntry);
+        when(bookie.readEntry(eq(ledgerId), eq(firstEntryId + 
1))).thenReturn(secondEntry);
+
+        BatchedReadEntryProcessor processor = createProcessor(ledgerId, 
firstEntryId, 5, maxSize);
+        ByteBufList data = (ByteBufList) processor.readData();
+        assertNotNull(data);
+        try {
+            assertEquals(1, data.size());
+            assertEquals(0, secondEntry.refCnt());
+        } finally {
+            data.release();
+        }
+
+        verify(bookie, times(1)).readEntry(eq(ledgerId), eq(firstEntryId));
+        verify(bookie, times(1)).readEntry(eq(ledgerId), eq(firstEntryId + 1));
+        verify(bookie, never()).readEntry(eq(ledgerId), eq(firstEntryId + 2));
+    }
+
+    @Test
+    public void testReadDataStopsOnMissingSubsequentEntry() throws Exception {
+        long ledgerId = 1237L;
+        long firstEntryId = 1L;
+        int firstEntrySize = 20;
+
+        ByteBuf firstEntry = entryBuffer(firstEntrySize);
+        when(bookie.readEntry(eq(ledgerId), 
eq(firstEntryId))).thenReturn(firstEntry);
+        when(bookie.readEntry(eq(ledgerId), eq(firstEntryId + 1)))
+                .thenThrow(new Bookie.NoEntryException(ledgerId, firstEntryId 
+ 1));
+
+        BatchedReadEntryProcessor processor = createProcessor(ledgerId, 
firstEntryId, 5, 1024);
+        ByteBufList data = (ByteBufList) processor.readData();
+        assertNotNull(data);
+        try {
+            assertEquals(1, data.size());
+        } finally {
+            data.release();
+        }
+    }
+
+    @Test
+    public void testReadDataStopsOnIOExceptionAfterFirstEntry() throws 
Exception {
+        long ledgerId = 1238L;
+        long firstEntryId = 1L;
+
+        ByteBuf firstEntry = entryBuffer(20);
+        when(bookie.readEntry(eq(ledgerId), 
eq(firstEntryId))).thenReturn(firstEntry);
+        when(bookie.readEntry(eq(ledgerId), eq(firstEntryId + 1)))
+                .thenThrow(new IOException("disk error"));
+
+        BatchedReadEntryProcessor processor = createProcessor(ledgerId, 
firstEntryId, 5, 1024);
+        ByteBufList data = (ByteBufList) processor.readData();
+        assertNotNull(data);
+        try {
+            assertEquals(1, data.size());
+        } finally {
+            data.release();
+        }
+    }
+
+    @Test
+    public void testProcessPacketReturnsPrefixWhenSubsequentReadFails() throws 
Exception {
+        ChannelPromise promise = new DefaultChannelPromise(channel);
+        AtomicReference<Object> writtenObject = new AtomicReference<>();
+        CountDownLatch latch = new CountDownLatch(1);
+        doAnswer(invocationOnMock -> {
+            writtenObject.set(invocationOnMock.getArgument(0));
+            promise.setSuccess();
+            latch.countDown();
+            return promise;
+        }).when(channel).writeAndFlush(any(Response.class));
+
+        long ledgerId = 1239L;
+        long firstEntryId = 1L;
+        ByteBuf firstEntry = entryBuffer(20);
+        when(bookie.readEntry(eq(ledgerId), 
eq(firstEntryId))).thenReturn(firstEntry);
+        when(bookie.readEntry(eq(ledgerId), eq(firstEntryId + 1)))
+                .thenThrow(new IOException("disk error"));
+
+        BatchedReadEntryProcessor processor = createProcessor(ledgerId, 
firstEntryId, 5, 1024);
+        processor.run();
+
+        latch.await();
+        assertTrue(writtenObject.get() instanceof Response);
+        BookieProtocol.BatchedReadResponse response = 
(BookieProtocol.BatchedReadResponse) writtenObject.get();
+        try {
+            assertEquals(BookieProtocol.EOK, response.getErrorCode());
+            assertEquals(1, response.getData().size());
+        } finally {
+            response.release();
+        }
+        assertEquals(0, firstEntry.refCnt());
+    }
+
+    private BatchedReadEntryProcessor createProcessor(long ledgerId, long 
entryId, int maxCount, long maxSize) {
+        ExecutorService service = mock(ExecutorService.class);
+        BookieProtocol.BatchedReadRequest request = 
BookieProtocol.BatchedReadRequest.create(
+                BookieProtocol.CURRENT_PROTOCOL_VERSION, ledgerId, entryId, 
BookieProtocol.FLAG_NONE, new byte[] {},
+                0L, maxCount, maxSize);
+        return BatchedReadEntryProcessor.create(request, requestHandler, 
requestProcessor, service, true,
+                5 * 1024 * 1024);
+    }
+
+    private static ByteBuf entryBuffer(int size) {
+        ByteBuf entry = ByteBufAllocator.DEFAULT.buffer(size);
+        entry.writeZero(size);
+        return entry;
+    }
+}
diff --git 
a/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/MockBookies.java 
b/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/MockBookies.java
index 0cb3ad954f..9fb0bc9c69 100644
--- 
a/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/MockBookies.java
+++ 
b/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/MockBookies.java
@@ -140,19 +140,35 @@ public class MockBookies {
         if (maxCount <= 0) {
             maxCount = Integer.MAX_VALUE;
         }
-        long frameSize = 24 + 8 + 4;
+        long frameSize = 24 + 8 + Integer.BYTES;
         for (long i = startEntryId; i < startEntryId + maxCount; i++) {
-             ByteBuf entry = ledger.getEntry(i);
-             frameSize += entry.readableBytes() + 4;
-             if (data == null) {
-                 data = ByteBufList.get(entry);
-             } else {
-                 if (frameSize > maxSize) {
-                     entry.release();
-                     break;
-                 }
-                 data.add(entry);
-             }
+            ByteBuf entry = ledger.getEntry(i);
+            if (data == null) {
+                if (entry == null) {
+                    LOG.warn("[{};L{}] entry({}) not found", bookieId, 
ledgerId, i);
+                    throw new BKException.BKNoSuchEntryException();
+                }
+                frameSize += entry.readableBytes() + Integer.BYTES;
+                data = ByteBufList.get(entry);
+                long perEntrySize = entry.readableBytes() + Integer.BYTES;
+                long remainingBudget = maxSize - frameSize;
+                long remainingEntries = remainingBudget > 0 ? remainingBudget 
/ Math.max(perEntrySize, 1L) : 0L;
+                maxCount = (int) Math.min(maxCount, 1L + remainingEntries);
+                continue;
+            }
+
+            if (entry == null) {
+                LOG.warn("[{};L{}] entry({}) not found", bookieId, ledgerId, 
i);
+                break;
+            }
+
+            if (frameSize + entry.readableBytes() + Integer.BYTES > maxSize) {
+                // MockLedgerData returns the stored shared buffer, so this 
path does not own the skipped entry.
+                break;
+            }
+
+            frameSize += entry.readableBytes() + Integer.BYTES;
+            data.add(entry);
         }
         return data;
     }
diff --git 
a/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/MockBookiesTest.java
 
b/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/MockBookiesTest.java
new file mode 100644
index 0000000000..4c0421f8f1
--- /dev/null
+++ 
b/bookkeeper-server/src/test/java/org/apache/bookkeeper/proto/MockBookiesTest.java
@@ -0,0 +1,68 @@
+/*
+ *
+ * Licensed to the Apache Software Foundation (ASF) under one
+ * or more contributor license agreements.  See the NOTICE file
+ * distributed with this work for additional information
+ * regarding copyright ownership.  The ASF licenses this file
+ * to you under the Apache License, Version 2.0 (the
+ * "License"); you may not use this file except in compliance
+ * with the License.  You may obtain a copy of the License at
+ *
+ *   http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing,
+ * software distributed under the License is distributed on an
+ * "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+ * KIND, either express or implied.  See the License for the
+ * specific language governing permissions and limitations
+ * under the License.
+ *
+ */
+package org.apache.bookkeeper.proto;
+
+import static org.junit.Assert.assertEquals;
+import static org.junit.Assert.assertNotNull;
+
+import io.netty.buffer.ByteBuf;
+import io.netty.buffer.Unpooled;
+import org.apache.bookkeeper.net.BookieId;
+import org.apache.bookkeeper.util.ByteBufList;
+import org.junit.Test;
+
+public class MockBookiesTest {
+
+    private static final BookieId BOOKIE_ID = BookieId.parse("127.0.0.1:3181");
+    private static final long LEDGER_ID = 1L;
+    private static final long BATCH_RESPONSE_HEADER_SIZE = 24 + 8 + 4;
+
+    @Test
+    public void testBatchReadStopsOnMissingSubsequentEntry() throws Exception {
+        MockBookies mockBookies = new MockBookies();
+        mockBookies.addEntry(BOOKIE_ID, LEDGER_ID, 0L, newEntry(8));
+
+        ByteBufList data = mockBookies.batchReadEntries(BOOKIE_ID, 0, 
LEDGER_ID, 0L, 2, Long.MAX_VALUE);
+
+        assertNotNull(data);
+        assertEquals(1, data.size());
+        assertEquals(8, data.getBuffer(0).readableBytes());
+    }
+
+    @Test
+    public void testBatchReadDoesNotReleaseOversizedSkippedEntry() throws 
Exception {
+        MockBookies mockBookies = new MockBookies();
+        mockBookies.addEntry(BOOKIE_ID, LEDGER_ID, 0L, newEntry(8));
+        mockBookies.addEntry(BOOKIE_ID, LEDGER_ID, 1L, newEntry(16));
+
+        long maxSize = BATCH_RESPONSE_HEADER_SIZE + 8 + Integer.BYTES + 16 + 
Integer.BYTES - 1;
+        ByteBufList data = mockBookies.batchReadEntries(BOOKIE_ID, 0, 
LEDGER_ID, 0L, 2, maxSize);
+
+        assertNotNull(data);
+        assertEquals(1, data.size());
+        assertEquals(8, data.getBuffer(0).readableBytes());
+        assertEquals(16, mockBookies.readEntry(BOOKIE_ID, 0, LEDGER_ID, 
1L).readableBytes());
+    }
+
+    private static ByteBuf newEntry(int size) {
+        return Unpooled.buffer(size).writeZero(size);
+    }
+}

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