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     new 29a4b07  PARQUET-1225: NaN values may lead to incorrect filtering 
under certai…
29a4b07 is described below

commit 29a4b0741be4a510ecb346c708814caa98767915
Author: Deepak Majeti <[email protected]>
AuthorDate: Sat Feb 24 19:23:23 2018 +0100

    PARQUET-1225: NaN values may lead to incorrect filtering under certai…
    
    1) `parquet-cpp` does not implement filtering (predicate pushdown). Clients 
such as Vertica, read the statistics from the metadata and implement their own 
filtering based on these stats.
    Therefore, the read path does not require any changes. We should document 
that the min/max value can potentially contain NaNs.
    
    2) I made changes to the write path to ignore the NaNs.
    
    Author: Deepak Majeti <[email protected]>
    
    Closes #444 from majetideepak/PARQUET-1225 and squashes the following 
commits:
    
    c29ede2 [Deepak Majeti] refactor code
    c02adb2 [Deepak Majeti] fix compiler error
    1c229e2 [Deepak Majeti] fix logic for UpdateSpaced
    baf6f50 [Deepak Majeti] change api from NotNaN to IsNaN
    3144a6a [Deepak Majeti] clang format
    ba44611 [Deepak Majeti] review comments and add tests
    63e889b [Deepak Majeti] PARQUET-1225: NaN values may lead to incorrect 
filtering under certain circumstances
---
 src/parquet/statistics-test.cc | 119 ++++++++++++++++++++++++++++++++++++
 src/parquet/statistics.cc      | 133 +++++++++++++++++++++++++++++++----------
 src/parquet/statistics.h       |   1 +
 3 files changed, 222 insertions(+), 31 deletions(-)

diff --git a/src/parquet/statistics-test.cc b/src/parquet/statistics-test.cc
index 1bbef26..5474016 100644
--- a/src/parquet/statistics-test.cc
+++ b/src/parquet/statistics-test.cc
@@ -659,5 +659,124 @@ TEST_F(TestStatisticsFLBA, UnknownSortOrder) {
   ASSERT_FALSE(cc_metadata->is_stats_set());
 }
 
+// PARQUET-1225: Float NaN values may lead to incorrect filtering under certain
+// circumstances
+TEST(TestStatisticsFloatNaN, NaNValues) {
+  constexpr int NUM_VALUES = 10;
+  NodePtr node = PrimitiveNode::Make("nan_float", Repetition::OPTIONAL, 
Type::FLOAT);
+  ColumnDescriptor descr(node, 1, 1);
+  float values[NUM_VALUES] = {std::nanf(""), -4.0f, -3.0f, -2.0f, -1.0f,
+                              std::nanf(""), 1.0f,  2.0f,  3.0f,  
std::nanf("")};
+  float nan_values[NUM_VALUES];
+  for (int i = 0; i < NUM_VALUES; i++) {
+    nan_values[i] = std::nanf("");
+  }
+
+  // Test values
+  TypedRowGroupStatistics<FloatType> nan_stats(&descr);
+  nan_stats.Update(&values[0], NUM_VALUES, 0);
+  float min = nan_stats.min();
+  float max = nan_stats.max();
+  ASSERT_EQ(min, -4.0f);
+  ASSERT_EQ(max, 3.0f);
+
+  // Test all NaNs
+  TypedRowGroupStatistics<FloatType> all_nan_stats(&descr);
+  all_nan_stats.Update(&nan_values[0], NUM_VALUES, 0);
+  min = all_nan_stats.min();
+  max = all_nan_stats.max();
+  ASSERT_TRUE(std::isnan(min));
+  ASSERT_TRUE(std::isnan(max));
+
+  // Test values followed by all NaNs
+  nan_stats.Update(&nan_values[0], NUM_VALUES, 0);
+  min = nan_stats.min();
+  max = nan_stats.max();
+  ASSERT_EQ(min, -4.0f);
+  ASSERT_EQ(max, 3.0f);
+
+  // Test all NaNs followed by values
+  all_nan_stats.Update(&values[0], NUM_VALUES, 0);
+  min = all_nan_stats.min();
+  max = all_nan_stats.max();
+  ASSERT_EQ(min, -4.0f);
+  ASSERT_EQ(max, 3.0f);
+
+  // Test values followed by all NaNs followed by values
+  nan_stats.Update(&values[0], NUM_VALUES, 0);
+  min = nan_stats.min();
+  max = nan_stats.max();
+  ASSERT_EQ(min, -4.0f);
+  ASSERT_EQ(max, 3.0f);
+}
+
+// PARQUET-1225: Float NaN values may lead to incorrect filtering under certain
+// circumstances
+TEST(TestStatisticsFloatNaN, NaNValuesSpaced) {
+  constexpr int NUM_VALUES = 10;
+  NodePtr node = PrimitiveNode::Make("nan_float", Repetition::OPTIONAL, 
Type::FLOAT);
+  ColumnDescriptor descr(node, 1, 1);
+  float values[NUM_VALUES] = {std::nanf(""), -4.0f, -3.0f, -2.0f, -1.0f,
+                              std::nanf(""), 1.0f,  2.0f,  3.0f,  
std::nanf("")};
+  float nan_values[NUM_VALUES];
+  for (int i = 0; i < NUM_VALUES; i++) {
+    nan_values[i] = std::nanf("");
+  }
+  std::vector<uint8_t> valid_bits(BitUtil::RoundUpNumBytes(NUM_VALUES) + 1, 
255);
+
+  // Test values
+  TypedRowGroupStatistics<FloatType> nan_stats(&descr);
+  nan_stats.UpdateSpaced(&values[0], valid_bits.data(), 0, NUM_VALUES, 0);
+  float min = nan_stats.min();
+  float max = nan_stats.max();
+  ASSERT_EQ(min, -4.0f);
+  ASSERT_EQ(max, 3.0f);
+
+  // Test all NaNs
+  TypedRowGroupStatistics<FloatType> all_nan_stats(&descr);
+  all_nan_stats.UpdateSpaced(&nan_values[0], valid_bits.data(), 0, NUM_VALUES, 
0);
+  min = all_nan_stats.min();
+  max = all_nan_stats.max();
+  ASSERT_TRUE(std::isnan(min));
+  ASSERT_TRUE(std::isnan(max));
+
+  // Test values followed by all NaNs
+  nan_stats.UpdateSpaced(&nan_values[0], valid_bits.data(), 0, NUM_VALUES, 0);
+  min = nan_stats.min();
+  max = nan_stats.max();
+  ASSERT_EQ(min, -4.0f);
+  ASSERT_EQ(max, 3.0f);
+
+  // Test all NaNs followed by values
+  all_nan_stats.UpdateSpaced(&values[0], valid_bits.data(), 0, NUM_VALUES, 0);
+  min = all_nan_stats.min();
+  max = all_nan_stats.max();
+  ASSERT_EQ(min, -4.0f);
+  ASSERT_EQ(max, 3.0f);
+
+  // Test values followed by all NaNs followed by values
+  nan_stats.UpdateSpaced(&values[0], valid_bits.data(), 0, NUM_VALUES, 0);
+  min = nan_stats.min();
+  max = nan_stats.max();
+  ASSERT_EQ(min, -4.0f);
+  ASSERT_EQ(max, 3.0f);
+}
+
+// NaN double values may lead to incorrect filtering under certain 
circumstances
+TEST(TestStatisticsDoubleNaN, NaNValues) {
+  constexpr int NUM_VALUES = 10;
+  NodePtr node = PrimitiveNode::Make("nan_double", Repetition::OPTIONAL, 
Type::DOUBLE);
+  ColumnDescriptor descr(node, 1, 1);
+  TypedRowGroupStatistics<DoubleType> nan_stats(&descr);
+  double values[NUM_VALUES] = {std::nan(""), std::nan(""), -3.0, -2.0, -1.0,
+                               0.0,          1.0,          2.0,  3.0,  4.0};
+  double* values_ptr = &values[0];
+  nan_stats.Update(values_ptr, NUM_VALUES, 0);
+  double min = nan_stats.min();
+  double max = nan_stats.max();
+
+  ASSERT_EQ(min, -3.0);
+  ASSERT_EQ(max, 4.0);
+}
 }  // namespace test
 }  // namespace parquet
diff --git a/src/parquet/statistics.cc b/src/parquet/statistics.cc
index 416557c..5b014ed 100644
--- a/src/parquet/statistics.cc
+++ b/src/parquet/statistics.cc
@@ -17,6 +17,7 @@
 
 #include <algorithm>
 #include <cstring>
+#include <type_traits>
 
 #include "parquet/encoding-internal.h"
 #include "parquet/exception.h"
@@ -97,6 +98,67 @@ void TypedRowGroupStatistics<DType>::Reset() {
 }
 
 template <typename DType>
+inline void TypedRowGroupStatistics<DType>::SetMinMax(const T& min, const T& 
max) {
+  if (!has_min_max_) {
+    has_min_max_ = true;
+    Copy(min, &min_, min_buffer_.get());
+    Copy(max, &max_, max_buffer_.get());
+  } else {
+    Copy(std::min(min_, min, std::ref(*(this->comparator_))), &min_, 
min_buffer_.get());
+    Copy(std::max(max_, max, std::ref(*(this->comparator_))), &max_, 
max_buffer_.get());
+  }
+}
+
+template <typename T, typename Enable = void>
+struct StatsHelper {
+  inline int64_t GetValueBeginOffset(const T* values, int64_t count) { return 
0; }
+
+  inline int64_t GetValueEndOffset(const T* values, int64_t count) { return 
count; }
+
+  inline bool IsNaN(const T value) { return false; }
+};
+
+template <typename T>
+struct StatsHelper<T, typename 
std::enable_if<std::is_floating_point<T>::value>::type> {
+  inline int64_t GetValueBeginOffset(const T* values, int64_t count) {
+    // Skip NaNs
+    for (int64_t i = 0; i < count; i++) {
+      if (!std::isnan(values[i])) {
+        return i;
+      }
+    }
+    return count;
+  }
+
+  inline int64_t GetValueEndOffset(const T* values, int64_t count) {
+    // Skip NaNs
+    for (int64_t i = (count - 1); i >= 0; i--) {
+      if (!std::isnan(values[i])) {
+        return (i + 1);
+      }
+    }
+    return 0;
+  }
+
+  inline bool IsNaN(const T value) { return std::isnan(value); }
+};
+
+template <typename T>
+void SetNaN(T* value) {
+  // no-op
+}
+
+template <>
+void SetNaN<float>(float* value) {
+  *value = std::nanf("");
+}
+
+template <>
+void SetNaN<double>(double* value) {
+  *value = std::nan("");
+}
+
+template <typename DType>
 void TypedRowGroupStatistics<DType>::Update(const T* values, int64_t 
num_not_null,
                                             int64_t num_null) {
   DCHECK(num_not_null >= 0);
@@ -107,18 +169,29 @@ void TypedRowGroupStatistics<DType>::Update(const T* 
values, int64_t num_not_nul
   // TODO: support distinct count?
   if (num_not_null == 0) return;
 
-  auto batch_minmax =
-      std::minmax_element(values, values + num_not_null, 
std::ref(*(this->comparator_)));
-  if (!has_min_max_) {
-    has_min_max_ = true;
-    Copy(*batch_minmax.first, &min_, min_buffer_.get());
-    Copy(*batch_minmax.second, &max_, max_buffer_.get());
-  } else {
-    Copy(std::min(min_, *batch_minmax.first, std::ref(*(this->comparator_))), 
&min_,
-         min_buffer_.get());
-    Copy(std::max(max_, *batch_minmax.second, std::ref(*(this->comparator_))), 
&max_,
-         max_buffer_.get());
+  // PARQUET-1225: Handle NaNs
+  // The problem arises only if the starting/ending value(s)
+  // of the values-buffer contain NaN
+  StatsHelper<T> helper;
+  int64_t begin_offset = helper.GetValueBeginOffset(values, num_not_null);
+  int64_t end_offset = helper.GetValueEndOffset(values, num_not_null);
+
+  // All values are NaN
+  if (end_offset < begin_offset) {
+    // Set min/max to NaNs in this case.
+    // Don't set has_min_max flag since
+    // these values must be over-written by valid stats later
+    if (!has_min_max_) {
+      SetNaN(&min_);
+      SetNaN(&max_);
+    }
+    return;
   }
+
+  auto batch_minmax = std::minmax_element(values + begin_offset, values + 
end_offset,
+                                          std::ref(*(this->comparator_)));
+
+  SetMinMax(*batch_minmax.first, *batch_minmax.second);
 }
 
 template <typename DType>
@@ -141,12 +214,26 @@ void TypedRowGroupStatistics<DType>::UpdateSpaced(const 
T* values,
   int64_t i = 0;
   ::arrow::internal::BitmapReader valid_bits_reader(valid_bits, 
valid_bits_offset,
                                                     length);
+  StatsHelper<T> helper;
   for (; i < length; i++) {
-    if (valid_bits_reader.IsSet()) {
+    // PARQUET-1225: Handle NaNs
+    if (valid_bits_reader.IsSet() && !helper.IsNaN(values[i])) {
       break;
     }
     valid_bits_reader.Next();
   }
+
+  // All are NaNs and stats are not set yet
+  if ((i == length) && helper.IsNaN(values[i - 1])) {
+    // Don't set has_min_max flag since
+    // these values must be over-written by valid stats later
+    if (!has_min_max_) {
+      SetNaN(&min_);
+      SetNaN(&max_);
+    }
+    return;
+  }
+
   T min = values[i];
   T max = values[i];
   for (; i < length; i++) {
@@ -159,14 +246,8 @@ void TypedRowGroupStatistics<DType>::UpdateSpaced(const T* 
values,
     }
     valid_bits_reader.Next();
   }
-  if (!has_min_max_) {
-    has_min_max_ = true;
-    Copy(min, &min_, min_buffer_.get());
-    Copy(max, &max_, max_buffer_.get());
-  } else {
-    Copy(std::min(min_, min, std::ref(*(this->comparator_))), &min_, 
min_buffer_.get());
-    Copy(std::max(max_, max, std::ref(*(this->comparator_))), &max_, 
max_buffer_.get());
-  }
+
+  SetMinMax(min, max);
 }
 
 template <typename DType>
@@ -185,17 +266,7 @@ void TypedRowGroupStatistics<DType>::Merge(const 
TypedRowGroupStatistics<DType>&
 
   if (!other.HasMinMax()) return;
 
-  if (!has_min_max_) {
-    Copy(other.min_, &this->min_, min_buffer_.get());
-    Copy(other.max_, &this->max_, max_buffer_.get());
-    has_min_max_ = true;
-    return;
-  }
-
-  Copy(std::min(this->min_, other.min_, std::ref(*(this->comparator_))), 
&this->min_,
-       min_buffer_.get());
-  Copy(std::max(this->max_, other.max_, std::ref(*(this->comparator_))), 
&this->max_,
-       max_buffer_.get());
+  SetMinMax(other.min_, other.max_);
 }
 
 template <typename DType>
diff --git a/src/parquet/statistics.h b/src/parquet/statistics.h
index b5466c0..36f9e44 100644
--- a/src/parquet/statistics.h
+++ b/src/parquet/statistics.h
@@ -159,6 +159,7 @@ class TypedRowGroupStatistics : public RowGroupStatistics {
   void Update(const T* values, int64_t num_not_null, int64_t num_null);
   void UpdateSpaced(const T* values, const uint8_t* valid_bits, int64_t 
valid_bits_spaced,
                     int64_t num_not_null, int64_t num_null);
+  void SetMinMax(const T& min, const T& max);
 
   const T& min() const;
   const T& max() const;

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