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tballison pushed a commit to branch branch_3x
in repository https://gitbox.apache.org/repos/asf/tika.git


The following commit(s) were added to refs/heads/branch_3x by this push:
     new cd7c17338a improve grpc tls (#2974)
cd7c17338a is described below

commit cd7c17338a013d5b4a9391c243938a6a5d41ea75
Author: Tim Allison <[email protected]>
AuthorDate: Wed Jul 29 10:58:10 2026 -0400

    improve grpc tls (#2974)
---
 .../org/apache/tika/pipes/grpc/TikaGrpcServer.java |  15 ++-
 ...PipesBiDirectionalStreamingIntegrationTest.java |  25 +++++
 .../tika/pipes/grpc/TikaGrpcServerTlsTest.java     | 102 +++++++++++++++++++++
 3 files changed, 138 insertions(+), 4 deletions(-)

diff --git 
a/tika-grpc/src/main/java/org/apache/tika/pipes/grpc/TikaGrpcServer.java 
b/tika-grpc/src/main/java/org/apache/tika/pipes/grpc/TikaGrpcServer.java
index 70e8bcb917..7ab72dfd40 100644
--- a/tika-grpc/src/main/java/org/apache/tika/pipes/grpc/TikaGrpcServer.java
+++ b/tika-grpc/src/main/java/org/apache/tika/pipes/grpc/TikaGrpcServer.java
@@ -79,14 +79,21 @@ public class TikaGrpcServer {
         if (secure) {
             TlsServerCredentials.Builder channelCredBuilder = 
TlsServerCredentials.newBuilder();
             channelCredBuilder.keyManager(certChain, privateKey, 
privateKeyPassword);
-            if (trustCertCollection != null && trustCertCollection.exists()) {
-                channelCredBuilder.trustManager(trustCertCollection);
-                if (clientAuthRequired) {
-                    
channelCredBuilder.clientAuth(TlsServerCredentials.ClientAuth.REQUIRE);
+            if (clientAuthRequired) {
+                if (trustCertCollection == null || 
!trustCertCollection.isFile() || !trustCertCollection.canRead()) {
+                    throw new IllegalArgumentException("--client-auth-required 
is set but --trust-cert-collection is " +
+                            "missing, not a file, or unreadable; refusing to 
start");
                 }
+                channelCredBuilder.trustManager(trustCertCollection);
+                
channelCredBuilder.clientAuth(TlsServerCredentials.ClientAuth.REQUIRE);
+            } else if (trustCertCollection != null && 
trustCertCollection.exists()) {
+                channelCredBuilder.trustManager(trustCertCollection);
             }
             creds = channelCredBuilder.build();
         } else {
+            if (clientAuthRequired) {
+                throw new IllegalArgumentException("--client-auth-required 
requires --secure; refusing to start");
+            }
             creds = InsecureServerCredentials.create();
         }
         if (tikaConfigXml == null) {
diff --git 
a/tika-grpc/src/test/java/org/apache/tika/pipes/grpc/PipesBiDirectionalStreamingIntegrationTest.java
 
b/tika-grpc/src/test/java/org/apache/tika/pipes/grpc/PipesBiDirectionalStreamingIntegrationTest.java
index 87f131da8f..47d111a3d1 100644
--- 
a/tika-grpc/src/test/java/org/apache/tika/pipes/grpc/PipesBiDirectionalStreamingIntegrationTest.java
+++ 
b/tika-grpc/src/test/java/org/apache/tika/pipes/grpc/PipesBiDirectionalStreamingIntegrationTest.java
@@ -34,6 +34,7 @@ import com.fasterxml.jackson.databind.ObjectMapper;
 import com.google.common.collect.ImmutableMap;
 import io.grpc.Grpc;
 import io.grpc.ManagedChannel;
+import io.grpc.StatusRuntimeException;
 import io.grpc.TlsChannelCredentials;
 import 
io.grpc.netty.shaded.io.netty.handler.ssl.util.InsecureTrustManagerFactory;
 import io.grpc.stub.StreamObserver;
@@ -212,4 +213,28 @@ class PipesBiDirectionalStreamingIntegrationTest {
 
         Assertions.assertEquals(files.size(), numParsed.get());
     }
+
+    @Test
+    void testClientAuthRequiredRejectsCertlessClient() throws Exception {
+        // Same running server as the other tests, but this channel presents 
no client
+        // certificate, so the call should fail at the handshake.
+        String target = InetAddress
+                .getByName("localhost")
+                .getHostAddress() + ":" + grpcPort;
+        TlsChannelCredentials.Builder channelCredBuilder = 
TlsChannelCredentials.newBuilder();
+        
channelCredBuilder.trustManager(InsecureTrustManagerFactory.INSTANCE.getTrustManagers());
+        ManagedChannel certlessChannel = Grpc
+                .newChannelBuilder(target, channelCredBuilder.build())
+                .build();
+        try {
+            TikaGrpc.TikaBlockingStub certlessStub = 
TikaGrpc.newBlockingStub(certlessChannel);
+            Assertions.assertThrows(StatusRuntimeException.class, () -> 
certlessStub.fetchAndParse(FetchAndParseRequest
+                    .newBuilder()
+                    .setFetcherId(httpFetcherId)
+                    .setFetchKey(httpServerUrl + "/" + files.get(0))
+                    .build()));
+        } finally {
+            certlessChannel.shutdownNow();
+        }
+    }
 }
diff --git 
a/tika-grpc/src/test/java/org/apache/tika/pipes/grpc/TikaGrpcServerTlsTest.java 
b/tika-grpc/src/test/java/org/apache/tika/pipes/grpc/TikaGrpcServerTlsTest.java
new file mode 100644
index 0000000000..d6edd326e7
--- /dev/null
+++ 
b/tika-grpc/src/test/java/org/apache/tika/pipes/grpc/TikaGrpcServerTlsTest.java
@@ -0,0 +1,102 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements.  See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License.  You may obtain a copy of the License at
+ *
+ *     http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+package org.apache.tika.pipes.grpc;
+
+import static org.junit.jupiter.api.Assertions.assertThrows;
+
+import java.io.File;
+import java.nio.file.Files;
+import java.nio.file.Path;
+import java.nio.file.Paths;
+
+import org.junit.jupiter.api.Assumptions;
+import org.junit.jupiter.api.Test;
+import org.junit.jupiter.api.io.TempDir;
+
+/**
+ * Covers the trust-cert-collection states that {@link TikaGrpcServer#start()} 
should refuse
+ * to start on when {@code --client-auth-required} is set: omitted, 
nonexistent, unreadable,
+ * and invalid/corrupt content, plus {@code --client-auth-required} without 
{@code --secure}.
+ */
+class TikaGrpcServerTlsTest {
+    private static final File CERT_CHAIN = Paths.get("src", "test", 
"resources", "certs", "server1.pem").toFile();
+    private static final File PRIVATE_KEY = Paths.get("src", "test", 
"resources", "certs", "server1.key").toFile();
+    private static final File VALID_TRUST_COLLECTION = Paths.get("src", 
"test", "resources", "certs", "ca.pem").toFile();
+
+    @Test
+    void clientAuthRequiredWithoutSecureRefusesToStart() {
+        TikaGrpcServer server = new TikaGrpcServer()
+                .setSecure(false)
+                .setClientAuthRequired(true);
+        assertThrows(IllegalArgumentException.class, server::start);
+    }
+
+    @Test
+    void clientAuthRequiredWithOmittedTrustCollectionRefusesToStart() {
+        TikaGrpcServer server = new TikaGrpcServer()
+                .setSecure(true)
+                .setCertChain(CERT_CHAIN)
+                .setPrivateKey(PRIVATE_KEY)
+                .setClientAuthRequired(true);
+        // trustCertCollection intentionally left unset
+        assertThrows(IllegalArgumentException.class, server::start);
+    }
+
+    @Test
+    void clientAuthRequiredWithNonexistentTrustCollectionRefusesToStart() {
+        TikaGrpcServer server = new TikaGrpcServer()
+                .setSecure(true)
+                .setCertChain(CERT_CHAIN)
+                .setPrivateKey(PRIVATE_KEY)
+                .setTrustCertCollection(new File("does-not-exist-" + 
System.nanoTime() + ".pem"))
+                .setClientAuthRequired(true);
+        assertThrows(IllegalArgumentException.class, server::start);
+    }
+
+    @Test
+    void 
clientAuthRequiredWithUnreadableTrustCollectionRefusesToStart(@TempDir Path 
tempDir) throws Exception {
+        Path unreadable = tempDir.resolve("unreadable-ca.pem");
+        Files.copy(VALID_TRUST_COLLECTION.toPath(), unreadable);
+        boolean changed = unreadable.toFile().setReadable(false, false);
+        Assumptions.assumeTrue(changed && !unreadable.toFile().canRead(),
+                "cannot simulate an unreadable file as the current user 
(likely running as root)");
+
+        TikaGrpcServer server = new TikaGrpcServer()
+                .setSecure(true)
+                .setCertChain(CERT_CHAIN)
+                .setPrivateKey(PRIVATE_KEY)
+                .setTrustCertCollection(unreadable.toFile())
+                .setClientAuthRequired(true);
+        assertThrows(IllegalArgumentException.class, server::start);
+    }
+
+    @Test
+    void clientAuthRequiredWithCorruptTrustCollectionRefusesToStart(@TempDir 
Path tempDir) throws Exception {
+        Path corrupt = tempDir.resolve("corrupt-ca.pem");
+        Files.write(corrupt, "this is not a valid PEM 
certificate".getBytes(java.nio.charset.StandardCharsets.UTF_8));
+
+        TikaGrpcServer server = new TikaGrpcServer()
+                .setSecure(true)
+                .setCertChain(CERT_CHAIN)
+                .setPrivateKey(PRIVATE_KEY)
+                .setTrustCertCollection(corrupt.toFile())
+                .setClientAuthRequired(true);
+        // Content validation happens deeper in grpc's TLS credential 
building, so this
+        // surfaces as a propagated exception rather than our explicit 
IllegalArgumentException.
+        assertThrows(Exception.class, server::start);
+    }
+}

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