- Feb 02 2001 19:33:57


Confidence is all important. Facts and figures are subordinate. That belief seems to
have taken hold in US financial markets: it may become a self-fulfilling prophecy.

US government bond markets rallied at the end of last year on the expectation of
interest rate cuts. The Russell 3000 index, a broad measure of US equities, rose 5.4
per cent in January; and the Nasdaq composite, comprising technology shares, jumped
18 per cent.

But this confidence is only in the markets. It is not shared in corporate America or
in US households. On Thursday, the National Association of Purchasing Management
survey of US manufacturing fell to its lowest level in nearly 10 years. Tuesday's
consumer confidence figures were at a four-year low. Economic figures and corporate
results have been generally poor. Real gross domestic product in the fourth quarter
grew at an annual rate of only 1.4 per cent, dragged down by a fall in private
investment and consumers' expenditure on durable goods.

The gap between market sentiment and economic figures rests, as so often in the past
decade, on confidence in Alan Greenspan, chairman of the US Federal Reserve.

The market's level reflects a consensus that the Fed can and will solve the current
difficulties. The full percentage point cut in interest rates of the past month is
only a start: with inflation low, there is no constraint on the Fed's power to ease
monetary policy and get the economy motoring again. The market rally is therefore
based on the logic that although the US downturn may be sharp, it will be short.
Economic figures, even consumer and business confidence, are therefore retrospective
indicators. Now the Fed is cutting rates, the prospects for the future are bright.

A wide variety of arguments underpins market confidence in the power of policy to
fine-tune American economic success.


Confidence tricks


First is the psychological effect of interest rate reductions. They are designed to
boost the economy; households and companies believe in their effects; confidence is
rapidly restored; and economic prospects brighten quickly. Second are the more
traditional effects of looser monetary policy, which boosts spending relative to
saving. Third is the powerful and rapid effect on corporate liquidity: lower rates
ease cash flow worries. Fourth, gains in equity and bond valuations increase the net
wealth of US households, which boosts expenditure. Fifth comes President George W.
Bush's tax plan, which will raise consumer spending. And sixth, the rapid growth in
US productivity, which will support economic growth and give the Fed scope to cut
rates more aggressively than before.

Under these circumstances, the recent equity rally would be justified. And if the
Fed continues its "rapid and forceful response of monetary policy" to support
growth, bond markets look, if anything, a little underpriced.


Happy landing


But this happy outcome misses a crucial point. Such a scenario would not be the
"soft landing" the US needs. It would be no landing at all. As the latest research
from Goldman Sachs highlights, "the private sector financial deficit in this
forecast would remain at about 6 per cent of GDP over the next two years.
Furthermore, the current account deficit would remain at close to 4.5 per cent of
GDP." The unsustainable longer-term path of the US economy would continue. The
dangers of a subsequent sustained period of low or negative economic growth would
remain.

An alternative interpretation of recent US events is that the private sector
financial deficit is already unwinding. Falling consumer and business confidence,
lower investment and durable goods purchases would therefore be an early indication
of powerful contractionary forces.

Looser monetary policy would not be able to mitigate these forces easily. Confidence
and expenditure would continue to fall, earnings and equity valuations would suffer,
tax cuts would arrive too late to help and the traditional and powerful effects of
rapid monetary policy easing would take their time, as they always have in the past.

The bright spot in this gloomy scenario would be government bonds. Goldman Sachs
forecasts that interest rates would rapidly fall to 3 per cent, a much steeper fall
than the forward markets expect, significantly boosting the price of US Treasuries.

The confidence in equity markets is based on two premises. First that economic
policy can sort out current economic difficulties. That may be true. Second, that
once the US economy recovers, it can continue growing indefinitely, as it has in the
past decade. That is not true. Short-term success in averting a recession is most
likely to be achieved at the expense of long-term imbalances that cannot be
sustained.




) Copyright The Financial Times Limited 2001.



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