-Caveat Lector-

CERTIFIED WIDE AREA ROAD USE MONITORING



AUTHOR: DANIEL F. MALICK
US FHWA REPRESENTATIVE TO RUSSIA, MOSCOW
NOTE: The ideas and opinions contained in this paper are solely those of
the author and do not necessarily represent the policy of the United States
Federal Highway Administration.

CERTIFIED WIDE AREA ROAD USE MONITORING
"confidential road use transparency"


EXECUTIVE SUMMARY

Certified Wide Area Road Use Monitoring (C-WARUM) is a 100% private sector,
global application of intelligent transportation system (ITS) technologies,
principally directed at improving travel safety, the administrative
efficiency of regulatory programs, and the operating productivity of the
highway transport sector. Such improvements would be achieved through an
open marketplace of confidential information services based on the
individual's monitoring of his/her own road use. C-WARUM is fundamentally a
new institutional model, relying exclusively on competing private
concessionaires for the design, funding, deployment and operation of wide
area road use monitoring systems. This model departs from current practice
where road owners, most often governments, fund and manage everything with
public resources. The now emerging Low Earth Orbit (LEO) satellite digital
communication systems operate cost effectively over large areas and are
encouraging private investors to develop and market services responsive to
the myriad of laws and regulations affecting a road user traveling over a
large network in multiple jurisdictions. It is a challenge to all road
owners to adapt to these changes.
The C-WARUM concept provides a major new tool to road and vehicle owners by
offering subscribers "confidential road use transparency"; the reporting of
a vehicle's characteristics and use of the road, at all times and all
places, in a secure non-governmental system. Vehicles with C-WARUM
subscriptions are able to have their road use monitored for a wide variety
of private and public, mandatory and voluntary, purposes. The marketing to
road users of their own independently authenticated data on road use and
vehicle characteristics has, and will continue to dramatically increase the
productivity of the transport sector for both roads and vehicles, through
more responsive and evasion-free road pricing, the distribution of
customized travel information and services, and the tighter command and
control of commercial vehicle fleets.

CONCEPT DESCRIPTION


Background

The idea of C-WARUM is not new, the basic scheme was documented and
investigated over 10 years ago as part of America's first ITS demonstration
project, the HELP or Crescent Project, across America's Pacific and
Southwestern states, as a "satellite option" during early project planning
studies. At that time, using satellites for Automatic Vehicle Location
(AVL) and Automatic Vehicle Identification (AVI) was judged ahead of it
time due to the absence of inexpensive wide area 2-way satellite data
communication systems. In fact the satellite option was estimated to be ten
years ahead of its time, and ultimately HELP implementation went for a
fully terrestrial system; developed, operated and financed by the road
owners, though later released for user-fee supported private management.
However, now ten years later, low cost satellite communications services
are coming to market as a direct result of the now deploying commercial Low
Earth Orbit (LEO) satellite systems.[1] <#fn0> It is this recent technology
and price innovation that has given rebirth to the "satellite option", and
will as a natural consequence, provide the transport sector a magnitude of
productivity improvement in the form of globally available C-WARUM
services.
Many nations are currently experiencing a roadway
congestion/safety/security/financial crisis, primarily driven by the road
owner's difficulty to equitably and cost effectively raise sufficient funds
to support not only needed roadway improvements, but also to operate the
most basic safety and demand management programs. Additionally, the
mega-cities of the world are succumbing to persistent congestion, a problem
that is unaffected by a road construction solutions, requiring demand
management through the application of road pricing economics.[2] <#fn1>
This crisis can be documented by insufficient levels of highway
construction, escalating congestion, increased traffic accidents and
deaths, expanding security risks for a nation's commercial shippers,
environmental decline, and a general stifling of economic growth and
opportunities.
This paper postulates that the key to solving these problems is
"confidential road use transparency"; the private, unbiased, accurate and
ubiquitous self-monitoring of one's own road use. The availability of this
information to a road user has a wide variety of uses, both public and
private. Road use data gathering services have already been developed and
marketed by numerous private firms to the trucking industry with growing
acceptance,[3] <#fn2> though to date road owners have not been able to
harness these services for public road administration, barred mainly by
political, price and coverage issues. Without this transparency in road
pricing schemes, users can reasonably fear the evasion of regulations and
fees by their competitors, the uneven application of laws, and a economic
disadvantage to the law abiding highway user. Before the LEO systems, the
monitoring of all vehicles at all times over a large road network has been
administratively impossible, or cost prohibitive, or both. LEO systems will
provide a communication infrastructure that lowers some of these barriers.
Since the mid eighties, many countries have invested hundreds of millions
of dollars (US) annually to develop, test and demonstrate a wide variety of
Intelligent Transportation System (ITS) technologies. Many of these
investments have been directed at toll and road pricing systems, often
commenting on the attractiveness of LEO based applications, but never
venturing to propose a demo or to outline its tremendous potential. This
paper, written at the dawn of the first commercially available LEO, will
attempt to set the stage for LEO utilization in the transport sector.

Institutional Features

The following graphic depicts the various institutional features in a
C-WARUM system:
FIGURE 1: Institutional relationships involved in the C-WARUM concept.
There are seven institutional features of the C-WARUM concept that are
innovative:
The responsibility for road use monitoring rests with the individual, not
the road owner. The road owner's role would be limited to the performance
certification of a new breed of private road use monitoring
concessionaires, with little to no road owner investment or control in the
pricing, marketing, technology and operation of their monitoring systems.
Road owners could require that C-WARUM subscriptions be mandatory, or a
voluntary alternative to other monitoring schemes, for all or a selected
class of vehicles operating within their jurisdiction. Each subscribing
vehicle would be fitted with an electronic licenseplate/modem supporting
two way digital communications, geo-location, and road side data transfers.

Depending upon the road owner's regulations and pricing structures, reports
on road use and regulation compliance would be electronically transmitted
by the independent C-WARUM concessionaires to all appropriate road owners
on behalf of each subscriber, such reports aggregating and condensing the
individual road user's history to preserve their privacy. Certification of
the concessionaire replaces the road owner's need to audit individual
reports.
In the instances where the collection of fees for road use is involved,
private concessionaires can monitor use, calculate the fees owed, and
process the billing and payment transactions between the users' and the
road owners' accounts to provide a real-time and seamless electronic road
pricing solution. Such fee systems could be route specific (toll roads),
cover an urban area (area licensing), vary with traffic (congestion
pricing), or be national/multinational (highway fund financing).
The road owner's certification process concentrates on the performance of
the system and not on how that performance is produced, what technology is
employed, or which firm won a competition for a road owner's contract. The
performance standards can be satisfied by a wide variety of existing and
yet to be invented technologies, thus protecting the C-WARUM concept from
obsolescence by maintaining open entry for competitors into a mass consumer
market.
C-WARUM concessionaires can add new services and offer multiple service
packages to meet special market niche needs, (eg. vehicle navigation,
congestion pricing, weight distance tax administration, toll road
management, fleet management, etc.). The current and evolving information
needs of both private vehicle operators and road owner administrators can
be met within a single global information services market, without holes
and gaps in time and space.
All the currently envisioned ITS services demonstrated in the US and abroad
can be accommodated within the C-WARUM concept.
Under the C-WARUM concept, road owners are not the investor, developer, or
operator of "big brother" monitoring systems, but instead catalyze the
emergence of an ITS services market by mandating or encouraging road users
to self-monitor their road use and to authorize selective reporting to road
owners.[4] <#fn3> The self monitoring of road use through certified
independent private concessionaires enables automated road pricing and fee
transaction processing, creates a self-funded and confidential system, and
offers seamless road financing and management solutions globally to all
road owners and users.

Equipment Components

The equipment components that comprise the entire C-WARUM system are not
mandated. Only the performance characteristics of specific reports are
mandated in order for these reports to be acceptable to specific road
owner's. Road users are free to subscribe to any level of service and
install on their vehicles any number and design of components they feel
serve their needs and are justified by their price. Any concessionaire can
offer to the market any technology and mix of components, but cannot claim
to support the reporting needs of specific road owner's unless certified.
The following graphic depicts a mix of components that would be necessary
for the most challenging of all applications, national road pricing.
[<comps3.jpg>]
FIGURE 2: system components involved in the C-WARUM concept.
A typical set of components would look as follows:

On the vehicle

a GPS receiver to produce a stream of data on the vehicle's position
history, operating on either or both the US GPS or the Russian GLONASS
constellations,
a 2-way data communications modem to "bursty" wide area communication
systems, most likely an LEO, though conceivably some forms of terrestrial
systems may also serve,
an on-board computer to store and forward information "bursts"
a keyboard and display for driver communications
an active and encrypted electronic ID chip (an electronic licenseplate)
a short range RF data transfer antenna to communicate with standardized
roadside devices
various sensors to the vehicle and its load depending on the type of
applications the vehicle owner wishes support with (eg. tire pressure, axle
load, container temperature, oil pressure etc.)

In space

the GPS/GLONASS satellite systems, transmitting signals for geolocation
LEO data communications systems, relaying digital information between
ground stations and the vehicle

On the ground

LEO system ground stations, relaying digital communications over
terrestrial lines to C-WARUM concessionaires,
C-WARUM concessionaire data processing centers, where the subscribers road
use data is stored and processed and from which authorized reports are
issued,
telecommunications systems for the transfer of data and reports to
subscribers, to road agencies, and to other private commercial support
institutions (e.g. banks)

On the roadway

electronic sensors, licenseplate interrogators and video enforcement
cameras for the road owner's automated registration and regulation
compliance assurance
weigh-in-motion scales for equivalent axle load (EAL) measurements and
vehicle classification
RF antennas supporting standardized 2 way data transfers with moving
vehicles,
other roadway counters/sensors for traffic data collection and automatic
condition reporting,
a 2-way data communications modem supported by a wide area communication
system,
(NOTE: The above roadway components would be co-located and serve as
primary traffic data collection sites for road owner planning purposes; the
C-WARUM components "coat tailing" on this existing road owner investment
and program with minimized incremental cost.)
The responsibility for integrating all these components into a single
seamless system would rest with competing C-WARUM concessionaires, not the
road owners. Road users would select the concessionaire of their choice
based on price and service. C-WARUM concessionaires would provide their
subscribers with access to compatible in-vehicle equipment with similar
commercial arrangements commonly used in the cellular phone industry.

C-WARUM as a vehicle information system...

Today there are numerous applications privately marketed and deployed using
many of the components outlined for the C-WARUM concept. Trucking companies
are already purchasing on board computers and displays, satellite tracking
and communications devices, and contracting with information processing
services to aid them in their commercial vehicle operations for a
competitive edge. Car rental companies are installing navigation devices to
improve their service to customers. Individuals are installing tracking
devices to protect their vehicle and improve recovery in case of theft or
accident.
A variety of operational and economic trends have combined to increase the
pressure on transport companies to create a new supply system. As customer
service becomes more and more important, companies are increasingly
coordinating the point-to-point distribution of specific products for
specific customers within the constraints of just-in-time delivery windows.
At the same time, the number of distribution centers is declining as
controlling costs are becoming a business necessity. The result is that
transportation companies are being forced to enact increasingly complex
logistical strategies.
As companies' logistics decisions begin to involve greater emphasis on cost
efficiency and increased focus on core competencies, many companies are
reevaluating their transportation operation from all sides. Many of these
companies are finding it advantageous to outsource all or part of their
logistics management as the most efficient way to manage the entire supply
chain. As a result, information systems are critical to reducing costs and
increasing efficiencies across the entire transport network, a network
which in the US represents 5% of GNP. These systems must be capable of
managing the flow of information and providing commercial road users
instant access to transport data.
The C-WARUM concept is an expansion of this already developing market in a
number of inevitable directions:
the commercial service offerings would be expanded to include assistance to
road users in the preparation of road owner mandated reporting (e.g.
preaudited weight distance tax reports, fuel tax reports, etc.), and
the service offerings would be globally available over LEO systems with no
holes, gaps, or evasion possibilities, and
the service offerings are seamlessly and continuously expandable, covering
all current and future reporting needs of both road owners and vehicle
operators, and
as more road owners recognize the savings by utilizing C-WARUM in meeting
their road pricing and regulation compliance needs, market penetration of
these service offerings will expand, resulting in lower subscription
prices, reduced road owner program costs, a more level economic playing
field for commercial road users, and higher operating productivity
throughout the transport sector.
The C-WARUM concept is road owner "coat tailing" on an idea already proven
in the market, expanding its usefulness and lowering its costs for the
public good. As the number and breadth of uses to the road user increase,
the proportion of the road-using population subscribing to it will increase
in a natural progression, paced by market forces. As prices drop and
service offerings expand, the benefits of all ITS applications, private and
public, will naturally diffuse throughout the sector.

C-WARUM as a safety and security system...

Safety and security are two interrelated roadway issues, both served by
communication and monitoring systems.
Safety programs need to be both preventative and responsive. Preventative
assistance can be provided to road users through the full range of
in-vehicle reporting systems on traffic, weather, recommended routing and
advising on dangerous road conditions. Responsive assistance can be
provided by C-WARUM `s real-time position and 2-way communication
capabilities, reporting accidents and directing emergency responses. Many
of these ITS services are being demonstrated today in many nations around
the world and any of these applications are capable of operating within the
C-WARUM concept.
Security often concerns itself with theft, assault and vehicle failures.
Here also, C-WARUM can both prevent and respond. With real-time remote
monitoring of vehicle position and condition, hijackings and load tampering
are instantly reported and responded to, thus providing a great
disincentive to the would-be thief. However, should such a breach of
security occur, enforcement officers can be readily directed to the scene
for appropriate handling of the situation. Currently available commercial
systems operating within selected urban areas have proven to be the most
effective means of combating vehicle theft and load hijacking. C-WARUM
would allow concessionaires to offer these services globally, even in
remote and undeveloped areas.
In both security and safety applications, concessionaires would be free to
enter these markets where there is demand and provide safety prevention and
response services within their subscription packages.

C-WARUM as a user fee administration system..

Funding for highways in many countries is a major problem where a fraction
of the needed investment is raised. Some users are paying a small fraction
of the true cost of their use, and tax evasion is commonplace. Congestion
in most urban areas demands road pricing solutions. New construction is no
longer a viable alternative.[5] <#fn4> Toll road developers are constantly
challenged with administering fee collection while maintaining
interoperability with other systems. The practical aspects of collecting
and accounting for highway user fees has always been the soft underbelly of
what otherwise would appear to be a very logical and equitable form of
highway financing.[6] <#fn5> For compact, high volume projects like a
strategic bridge, toll booths can be an effective solution. But in many
locations, where volumes are low and the road projects long, the
construction, staffing, and maintenance of user fee collection and
enforcement facilities on the ground would be uneconomic, highly subject to
corruption and evasion, and ultimately unfair and ineffective at raising
funds. A cost effective and practical road pricing solution on a national
scale, could revolutionize highway finance and demand management.[7] <#fn6>

C-WARUM would provide four new capabilities to road pricing systems:
C-WARUM would support both point pricing and continuous pricing
configurations. Continuous pricing would allow fees to vary by weight and
distance and thus tie the road user's cost closely to the road owner's
cost. In microeconomic terms, the marginal revenue to the system would be
set equal to the system's marginal cost, thus providing a direct incentive
for the most cost effective balancing of road use with cost. Very quickly,
road users would seek the vehicle design, loading and time of transit that
minimizes their cost to the total sector, not just to their operations, and
thereby provide one the greatest national productivity gains promised by
any ITS technology application.
C-WARUM could apply, track and report the collection of fees by route or
area thereby greatly aiding the subsequent allocation of these funds to
road improvements on routes experiencing the greatest demands and costs of
use. In addition, a whole new class of revenue bonding could be employed
utilizing the revenue streams from selected routes to secure commercial
debt for improvements on those routes, without the complexities inherent
with more tradition toll road schemes.
C-WARUM can handle multiple road owners and jurisdictions, applying the
appropriate rates and schemes when the vehicle is determined to be
operating on the appropriate route or within the appropriate area. As a
vehicle moves from one jurisdiction to another, the system will seamlessly
apply the road pricing scheme promulgated by the road owner in the new area
or route. More importantly, when the vehicle is operating off a route, like
within private property or on a construction site, no rates would be
applied and no fees paid. Independently operating road owners, both public
and private, need only electronically publish their rate schedules and
schemes.
C-WARUM can administer dynamic road pricing schemes by both altering the
rates for road use in real time as well as providing the road user
in-vehicle information concerning changing prices. Road owners monitor
their traffic densities and electronically post dynamic prices that are
then picked up by the concessionaires they have certified. The display of
prices can be location sensitive, appearing in the vehicle only when road
users are approaching the route.

How a typical C-WARUM application would work

C-WARUM would require all subscribing road users using a road priced route
(state, local, national, urban cordon, area licensing, etc.) to have an
active electronic license. Vehicles failing to subscribe would be stopped
and fined as unregistered vehicles by local enforcement officials or would
be allowed to operate under another administrative system. Local
enforcement officials could interrogate the electronic license plate at
highway speeds from the roadside to check for activation with handheld or
gantry devices.
The electronic licenseplate would continuously accumulate lat/lon positions
on its route of travel and periodically transmit these positions to the
concessionaire for processing via burst transmissions to the LEO
satellites. The C-WARUM concessionaire's central data processing center
would reduce the string of lat/lon positions received from the road user
into the distance traveled along each of the routes in its geographical
information database. Road user fee rates would be set and electronically
published by the individual road agencies (may differ by route or time of
travel) and would be used by the concessionaire in their calculation of
fees owed. The road agency is assured the concessionaire's independent
assessment, based on their certification of the concessionaire, without the
need to subsequently audit each road user. The concessionaire might send a
"fee due notice" to a subscriber, who would then pay the road agency
directly, or might fully automate the transaction. Like in many electronic
transactions today, user fees could be automatically charged to the road
user's consumer credit card so that payment would be instantaneous and
collection would be handled in the normal course of a credit card banking
operations. Delinquent road users could remotely have their electronic
license plates inactivated by the concessionaire on the order of the road
agency for a specific route, thus making the road user subject to local
enforcement action.
The concessionaire could charge any amount, in any way they feel is
economic, for providing this service. Where the road owner decides to offer
road users multiple methods of fee collection (eg. smart cards, toll booths
etc.), the fee for C-WARUM monitored road use could be reduced to
compensate the road users for their investments in the subscription
services. The fee reduction would be equal to road owner savings in
auditing and managing user fee transactions compared to the other methods,
further giving the market a fair incentive to move to C-WARUM handling.
Thus, conversion to a fully automated, use based fee for a state or
national highway could happen incrementally, not be in conflict with other
existing systems, would involve minimal road owner investment, would not
rely on proprietary systems, would be fully managed within a competing
private sector, and would be first cost neutral to the road user.
Technologically, due to the global nature of LEO systems, any information
and monitoring capability provided at one location would simultaneously be
technically available at any other spot on the globe. Any road agency
wishing to implement electronic road pricing need only legislate road
pricing, publish the rates, and certify applying C-WARUM concessionaires.
Not only would their highway financing approach a more economically sound
and efficient method, but they would also open up their economy for a wide
variety of benefits to be provided to road users by these information
service providers. Once deployed, it would be difficult for these services
to be withdrawn due to the increasing dependence of motor transport on
real-time traffic, weather, road pricing, and fleet management information.


PRIVACY AND HUMAN RIGHTS

The automatic monitoring of road use has often been challenged as an
invasion of privacy, or when in the wrong hands, a high technology tool for
repression.[8] <#fn10> LEO based monitoring services will provide the
technical capability for the tracking of movements and behavior on an
unprecedented scale and should be seriously looked at from a human rights
perspective. The C-WARUM model provides some protections for human rights
by having the ownership and control of the systems in private hands and all
the monitored data is the property of the one being monitored by virtue of
his/her subscription to the service. Release of the data requires the
positive authorizing action of the one being monitored and the
concessionaire can be held liable for its unauthorized release and use.
Concessionaires should adopt an international code of practice and stand
together when refusing the certification of questionable services from
jurisdictions whose purposes threaten human rights and privacy. Road users
exercising their choice in the marketplace, can further ensure human rights
protection by only subscribing to those services where they feel their
privacy is best protected and the human rights record of the
concessionaire's certifications are most in line with their world view.

CURRENT PRACTICE

Electronic pricing of road applications is being implemented at an ever
increasing frequency around the world. There are a number of good WORLD
WIDE WEB sites that follow these developments, one of the most focused is
the site "ETTM on the Web" (Electronic Toll Collection and Traffic
Management), a component of Intelligent Transportation Systems (ITS) at
http://www.ettm.com/ <http://www.ettm.com/>.
A review of the status of electronic road pricing systems indicates the
following:
toll road administration proposals are dominated by the transponder
"smartcard" for anonymous monitoring and billing
a road owner selects a single system and contractor and usually funds its
deployment and operation from within the road owner's funding sources
the systems are single purpose to meet the toll collection needs on a
particular stretch of roadway, though states are requiring interoperability
with other applications within their state
the systems monitor a vehicle at a limited number of fixed locations,
usually under a gantry over the roadway
These systems are suitable for individual stretches of road where a typical
road user might encounter one or two systems during average usage, but what
if road pricing expands over entire networks, across many road owners,
across international boundaries? Quickly the cost of many fixed sited
gantries and the windshield crowded with smartcards, not to mention the
constant monitoring and replenishment of their cash balances, begins to
create an unworkable system. Current smartcard and gantry applications are
not very extendable to wider area applications, such as state or national
road user pricing schemes. This is when the C-WARUM concept becomes an
attractive alternative.
The C-WARUM concept depends on the deployment of geolocation and two-way
digital communications systems over the entire road network. There are a
variety of existing and planned systems that can partially meet the
requirements. However, the only systems that can provide seamless global
coverage, and therefore will have the greatest international impact, will
be those that are satellite based. The well known GPS, and its Russian
equivalent, GLONASS, fulfill the geolocation needs while a number of major
investment consortiums active in the construction and launching of low
earth satellite constellations will provide the 2 way digital
communications. These systems have and will evolve, regardless of the
C-WARUM services outlined here, since there are many commercial uses for
the technology, not just to meet road owner needs. Thus, it is a major
thesis of this paper, that the institutional model of C-WARUM will evolve
as a result of advancing technology and investments, and not the other way
around.

Odyssey
ICO
Globalstar
ORBCOMM
Iridium
Tele desic
Ellipso
Web Reference
http://www.trw.com/
seg/sats/ODY.html <http://www.trw.com/seg/sats/ODY.html>
http://www.
ico.com/ <http://www.ico.com/>
http://www.
globalstar.com/ <http://www.globalstar.com/>
http://www.
orbcomm.com <http://www.orbcomm.net/>
http://www.
iridium.com/ <http://www.iridium.com/>
http://www.
teledesic.com/ <http://www.teledesic.com/>
http://www.
ellipso.com/ <http://www.ellipso.com/>
Service types
Voice, data, fax, paging, messaging
Voice, data,fax, paging, messaging, position
Voice, data, fax, paging, video, position
data, fax, position
Voice, data, fax, paging, video
Voice, data, fax, paging
Voice, data, fax, paging, video, messaging, position
Cost per minute
$0.65
$1.00 - 2.00
$0.35 - 0.55
$0.35 - 0.55
$3.00
N/A
$0.50
User terminal cost
$300
"Several Hundred"
$750
$500
$2,500 - $3,000
N/A
$1,000
Operations scheduled
2000
2000
late 1998
early 1998
12 satellites now active
Sept 1998
5 satellites now active
2002
2000
Voice (Kbps)
4.8
4.8
2.4, 4.8, 9.6
N/A
2.4, 4.8
16.0
4.2
Data (Kbps)
9.6
2.4
7.2
2.4 in, 4.8 out
2.4
16.0 - 2,048.0
0.3-9.6
System cost
$1.8B
$4.6B
$2.6B
$300M
$3.7B
$9.0B
$910M
Satellite lifetime
15 years
15 years
7.5 years
5-8 years
5 years
10 years
5 years
Number of satellites
12 + 3 spare
10 + 2 spare
48 + 8 spare
36
66 + 6 spare
288 + spares
17 + 3 spare
Multiple access method
CDMA
CDMA, D-AMPS, PDC
CDMA
CDMA
FDMA, TDMA, TDD
TDMA, SDMA, FDMA, ATDMA
CDMA
Investors
TRW, TeleGlobe
Inmarsat, Hughes Space
Loral Qualcomm, AirTouch, Vodafone, Deutsche Aerospace, Dacom
Orbital Sciences, Teleglobe
Motorola, Raytheon, Great Wall Industry, Khrunichev Ent., DDI, Lockheed,
Kyocera, Mitsui, Mawardi
Bill Gates, Craig McCaw
Westinghouse, Harris Corp., Israeli Aircraft Industries
Clearly there is some very big money betting on the future of global
digital communications. These LEO systems will be built and the low cost,
location independent service they provide will be available for a variety
of new applications. These investors are anxious to realize the promise of
this technology by encouraging entrepreneurs to develop markets and
applications dependent on these "backbone" communication services. They are
betting that saturating the globe with these services will be a "MEGATREND"
that will change the way many businesses will be conducted. This paper is
outlining this potential to road owners.[9] <#fn7>

THE FUTURE

Today around the world an ever increasing number of road operators are
adopting electronic tolling and pricing systems, most covering short
stretches of road or enclosing small urban areas. Most of these systems are
single purpose and will have been constructed at a sizable expense to the
road owner. As time passes and the number of such systems will increase,
road users will be posed with the challenge of conforming to multiple
systems and upgrading from obsolete single purpose technologies.[10] <#fn8>

This challenge can be met in any number of ways. One alternative is to
create an international standard architecture for the communication
protocols and data formats, and solicit the compliance of all current and
future road owners to this standard when installing their application
specific monitoring systems, similar to the current Intelligent
Transportation Architecture effort in the US. Another alternative is for
road owners to begin allowing a road user's self reporting from independent
monitoring concessionaires, as envisioned in the C-WARUM concept. To start,
road users can be offered an alternative; accept the single purpose
smartcards or transponders of the road operator or, subscribe to a
national/international C-WARUM concessionaire and cover all current and
future road pricing schemes in a single service, not to mention a host of
other information services that can be distributed by the same gear. This
is a win-win proposition in that it saves the road operator the cost of
handling some toll collections while providing the road user access to a
basket of additional road user information services, only one of which is
compliance reporting and road pricing. Like travel agents receiving
commissions from airlines for their servicing of clients at no cost to the
client, road operators could justify reduced fees for road users employing
these independent monitoring concessionaires, justifying these reductions
by their own savings from their reduced administrative requirements. These
savings would help subscribers offset the cost of their concessionaire
subscriptions, further incentivizing the rapid utilization of private
sector monitoring services.
Ultimately, road owners could employ electronic road pricing on any
existing road, without the added expense of their own custom monitoring
system, simply by mandating road user subscription to any one of a number
of competing C-WARUM concessionaires. If done at a national level,
electronic road pricing could replace fuel taxes as the foundation for
national highway trust funds and bring the promise of improved highway
productivity through road pricing to a nation without taxpayer investment
into any "big brother" monitoring system. Such direct billing for road use
would be far more equitable and insensitive to the changes in fuels that
future environmental concerns will unquestionably force onto the transport
sector.
C-WARUM concessionaires can be required through the certification process
to display real time road pricing data into vehicles as they approach
congestion priced routes, essential for the road demand behaviors desired
in dynamic road pricing schemes. Road users can also use the C-WARUM
services to plan the timing and routing of their trips to produce the least
cost travel, similar to the numerous internet based travel services which
offer computer search engines for low priced published fares over all air
carriers.
Perhaps the most positive impact C-WARUM can have is the creation of the
global availability of sophisticated road management systems for countries
where local financial and technical capabilities would be unable to develop
and manage such systems by themselves. These systems are just as easy to
access in remote areas as they are in modern urban settings. C-WARUM levels
the great differences between advanced and developing countries when it
comes to implementing a wide range of road services. C-WARUM
concessionaires can justify investing large sums in the development of
sophisticated systems knowing that their market is global. Small countries
with undeveloped economies can implement the most sophisticated systems
merely by legislating road users to subscribe and certifying multi-national
concessionaires to operate within their borders.

CONCLUSIONS

Intelligent Transportation Systems (ITS) have received a great deal of
financial and academic support in recent years in hopes of finding
applications that can solve the ever increasing demands on highway systems,
without resorting solely to the construction and expansion of new roads.
While individual ITS applications, in selected areas and with specific
functions, have proven technically and economically successful, the
systemwide productivity gains for which ITS has its greatest promise have
yet to evolve. The C-WARUM concept promises network-wide, and even
multinational, gains by fully devolving the implementation responsibility
for ITS into the private sector. The private sector leads by following a
market and responding to consumers and competitors. The C-WARUM concept
suggests the public sector needs to define its needs for ITS and translate
these needs into market demands, not hardware and bureaucracies. This may
require governments to adopt bold new policies with respect to road pricing
and regulation compliance enforcement, utilizing the private sector and
market forces to provide the mechanisms for their implementation.
The challenge for governments is to work with their constituencies in
policy debates resulting in the acceptance of "confidential road use
transparency" as an essential element in the nation's infrastructure
development programs.[11] <#fn9> With this transparency, the public road
resource can be managed, regulated, and metered like all other public
utilities and, as a natural microeconomic consequence, the nation's
transport system will also achieve the same high level of safety and
economic efficiency long experienced in the electric, telecommunications
and water utilities.

FOOTNOTES AND INTERESTING LINKS

[1] <#fnB0>The Communications Revolution-Mari Loucks
http://weeks.ch.twsu.edu/Fall1997StudentPapers/MariLoucks.htm
<http://weeks.ch.twsu.edu/Fall1997StudentPapers/MariLoucks.htm>
[2] <#fnB1>WORLD BANK should Incorporate Consideration of Transportation
Demand Management-Todd Litman
http://www.geei.org/conf/strategy/msg00022.html
<http://www.geei.org/conf/strategy/msg00022.html>
[3] <#fnB2>XATA CORP -Annual Report (SEC form 10KSB)
http://sec.yahoo.com/e/97/12/29/xata.html
<http://sec.yahoo.com/e/97/12/29/xata.html>
[4] <#fnB3>XATA Introduces Powerful Vehicle Tracking Software for Trucking
Industry-Position Plus(TM) Automatically Records Exact Location for All
Stops, Border Crossings
http://f2.yahoo.com/prnews/97/09/30/an_xata_y_1.html
<http://f2.yahoo.com/prnews/97/09/30/an_xata_y_1.html>
[5] <#fnB4>Congestion Pricing Homepage- Hubert H. Humphrey Institute of
Public Affairs
http://www.hhh.umn.edu/Centers/SLP/Conpric/conpric.htm
<http://www.hhh.umn.edu/Centers/SLP/Conpric/conpric.htm>
[6] <#fnB5>Urban Transportation-MOVING FORWARD: KEY STRATEGIES AND
TOOLS-WORLD RESOURCES INSTITUTE
http://www.wri.org/wr-96-97/tp_txt4.html
<http://www.wri.org/wr-96-97/tp_txt4.html>
[7] <#fnB6>ETTM On The Web-devoted to providing the most accurate and
up-to-date information on Electronic Toll Collection and Traffic Management
http://www.ettm.com/ <http://www.ettm.com/>
[8] <#fnB10>Euro-Parliament Scientific and Technological Options Assessment
(STOA) report (Luxembourg), "An Appraisal of the Technologies of Political
Control," 6 January 1998, by Axel Horns and Ulf Moeller
http://jya.com/stoa-atpc.htm <http://jya.com/stoa-atpc.htm>(295K text +
210K images)
[9] <#fnB7>Mobiles and satellites team up to solve traffic chaos -Hans
Gusbeth
http://www.globalcomms.co.uk/articles/mobiles.htm
<http://www.globalcomms.co.uk/articles/mobiles.htm>
[10] <#fnB8>NEW ZEALAND ROAD REFORM..The way Forward-Roading Advisory Group
http://www.govt.nz/nlts/finalro.pdf <http://www.govt.nz/nlts/finalro.pdf>
[11] <#fnB9>ROAD PRICING: THE CASE FOR AND AGAINST-Carsten Rolle
http://www.maths.tcd.ie/pub/econrev/ser/html/road.html
<http://www.maths.tcd.ie/pub/econrev/ser/html/road.html>

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