-Caveat Lector-

>From The Center for Constitutional Studies
Committees on Enumerated Powers:
How Congress Can Revive the Constitution
Joseph Baldacchino*

In taking simultaneous command of both the Senate and the House for the
first time in forty years, Republicans in November 1994 won a mandate for
reductions in taxes and spending, an end to federal regulations that
threaten life, liberty, and property, and the placing of most governmental
functions at the level nearest the people�the states and localities. That
election, and the retention of a Republican Congress in the 1996 elections,
was a call for a return to what the Founding Fathers called "constitutional
government." Yet, owing to long neglect and disuse, many Americans have lost
familiarity with what the very concept of constitutionalism entails.

The Framers were acutely sensitive to the fears of many that a new federal
government would erode the independence and authority of the states and the
people. To protect against that possibility, they stipulated that the
federal government would have only a short list of powers that were
explicitly enumerated in the Constitution. "The powers delegated by the
proposed Constitution to the federal government are few and defined,"
Madison explains in Federalist No. 45. "Those which are to remain in the
State governments are numerous and indefinite." Since federal jurisdiction
extends "to certain enumerated objects only," Madison stresses in Federalist
No. 39, the Constitution "leaves to the several States a residuary and
inviolable sovereignty over all other objects."

The Constitution grants to the federal government all powers "necessary and
proper" for executing its enumerated functions, but no authority whatever to
rule on matters not explicitly delegated. The state and local governments,
Madison explains, "are no more subject, within their respective spheres, to
the general authority, than the general authority is subject to them, within
its own sphere." To underscore the broad-reaching residual sovereignty of
the states, the Framers incorporated it in the Bill of Rights by reiterating
in the 10th Amendment: "The powers not delegated to the United States by the
Constitution . . . are reserved to the states respectively, or to the
people."

Having seen the British Parliament, which had begun as a means of checking
the power of the monarchy, gradually expand its jurisdiction until its own
power was virtually unlimited, the Framers built into the U.S. Constitution
a variety of institutional checks and balances to help prevent Congress from
usurping powers reserved to the states. At the federal level these include
the presidential veto and the Supreme Court�s responsibility for impartially
resolving controversies "relating to the boundaries between the two [federal
and state] jurisdictions." The Constitution also provided checks against an
overweening Congress at the state level, including (until overturned by the
17th Amendment) the direct election of senators by the state legislatures.
The Framers were explicit, moreover, that, in extreme cases, the states were
to resist despotic federal power by force of arms if necessary. The state
legislatures, writes Hamilton in Federalist No. 26, "will always be . . .
suspicious guardians of the rights of the citizens against encroachments
from the federal government . . . and will be ready enough, if anything
improper appears, to sound the alarm to the people, and not only to be the
VOICE, but, if necessary, the ARM of their discontent." With this potential
role in mind, Hamilton notes that the appointment of militia officers by the
states "will always secure to them a preponderating influence over the
militia" (Federalist No. 29), which in turn would allow them "to take
measures for their own defense [against a tyrannical federal government],
with all the celerity, regularity, and system of independent nations."
(Federalist No. 28)

Yet, despite such institutional checks and balances, the federal government
has ranged far beyond its legitimate authority and has precipitated an
emerging constitutional crisis. The problem is that, vis-�-vis Congress,
such institutional checks are external only and depend for their efficacy on
countervailing force being exerted from without. But, alone, such external
political checks can no more force Congress to respect constitutional limits
than mere legal sanctions against murder, rape, or robbery�unsupported by
internal religious and moral restraints�can produce an honest or peaceful
society.

Congress Needs an �Inner Check�
Needed in both instances is what Irving Babbitt termed the "inner check" of
genuine morality: the obligation, before putting envisioned acts into
practice, to weigh them against a higher standard. The Framers recognized,
in line with the long Judaeo-Christian tradition of the West, that men and
women are torn between opposing inclinations toward good and evil. Because
human nature is dualistic, both exterior and interior controls are needed
not only on the governed but�even more importantly�on those entrusted with
the power to govern others. As Madison observed in Federalist No. 51, "If
angels were to govern men, neither external nor internal controls on
government would be necessary. In framing a government that is to be
administered by men over men, the great difficulty lies in this: you must
first enable the government to control the governed; and in the next place
oblige it to control itself."

Because government is peopled with flawed human beings, the Framers provided
external checks and balances, up to and including�in extremis�the right of
the states to rebel against federal tyranny. But these external checks are
meant to strengthen, not replace, the obligation of federal lawmakers to
bind themselves by the "chains of the Constitution." To the degree that this
constitutional morality is weakened or ignored�as it has been more often
than not for many years�the Constitution becomes not a living force but a
scrap of parchment; and freedom is diminished.

The Republicans gained majority control of both houses of Congress in 1994
on the strength of their solemn pledge to restrain the heavy hand of the
federal leviathan. Even President Bill Clinton, who came to Washington as a
Democratic liberal, has declared that "the era of big government is over."
To assure that these pledges are more than empty rhetoric,, Congress must
breathe new life into the Constitution by making its restrictions once again
an integral component of the legislative process. Change of this magnitude
cannot be achieved piecemeal; it will require deliberate, systematic�and
sustained�action.

To provide strength and staying power, Congress should institutionalize the
new constitutionalism by creating in each chamber a Committee on Enumerated
Powers. For these panels to work effectively, they should be granted
jurisdiction to consider all bills before they are sent to the full House or
Senate, much as the House Rules Committee now enjoys. The mandate of the new
committees would be simple but important: to determine, and to specify in
writing, whether a legislative measure is authorized by one or more of the
enumerated powers of the federal government. Like other committees, those on
enumerated powers would act by majority vote. But, in accordance with the
spirit of constitutional restraint, it would be the responsibility of each
member to rule according to the letter of the Constitution and to justify
his or her affirmative votes by specific reference to that document.

In keeping with the intent of the Framers, the burden of proof ought always
to be on those who want to expand federal power. Normally, therefore, a vote
by the committee that a bill does not pass constitutional muster should be
sufficient to prevent its going to the floor. The rules might provide for an
exception, to be used sparingly, that allows bills not favorably reported by
the Committee on Enumerated Powers to be debated on the floor of the full
House or Senate. However, in such instances, passage should require a
supermajority�perhaps a two-thirds�vote. Moreover, before their affirmative
votes are counted, each lawmaker should be required to cite�in writing for
the permanent record�the specific article(s) and section(s) that authorize
those federal actions specified in the bill.

To assist committee members with the profound constitutional
responsibilities that would be theirs, staff members well-steeped in
knowledge of constitutional law, theory, and history should be engaged to
catalog and chart all of the Constitution�s enumerated powers by article and
section. Secondary materials such as the Federalist papers, records of the
constitutional and ratifying conventions, congressional debate on
amendments, etc., might also be catalogued, but only for the purpose of
illuminating the explicit clauses of the Constitution itself. The Framers
were insistent that the letter of the Constitution must be followed in all
cases and that "construction"�i.e., changing the meaning of the Constitution
over time through elaborate interpretative schemes�would destroy its
purpose. Fortunately, the adherence to the constitutional text mandated by
the Framers should minimize the need for staff even at the outset, and that
need will diminish even further after the initial cataloguing is completed,
probably during the first few years. Though the administrative cost of such
committees would be small, the good to be served would be enormous. First,
they would make the Constitution institutionally effective by bringing its
provisions to bear on every piece of legislation considered by the U.S.
Congress. Not only committee members but each and every representative and
senator would be forced, before proposing legislation, to consider seriously
the limits placed on the federal government by the Constitution. In
addition, these committees would serve a priceless educational and civic
function. House Speaker Newt Gingrich has asked his colleagues to read the
Federalist papers, but what better way to rejuvenate interest in those
papers and the document they elucidate than for Congress to prove by its
actions that the Constitution again matters? Similarly, it is a national
disgrace that America�s schoolchildren have been taught next to nothing
about the Constitution and its history. But the schools will be compelled to
remedy this deficiency, once it becomes obvious that the national charter,
far from being a merely ceremonial document or a historical curiosity, again
serves as the bedrock of our national polity.

Perhaps most importantly, Congress�by taking seriously its legal and ethical
responsibilities to adhere to the Constitution as written, not as each
member would like it to be�would set an invaluable example for the Supreme
Court. When measured against Congress' new standard of constitutional
restraint, Supreme Court justices�and courts in general�would find it harder
to put forth their arbitrary personal desires in the guise of constitutional
interpretation.

A Republic, If We Can Restore It
In short, by focusing serious nationwide attention on the literal
requirements of the Constitution�attention that has been absent for more
than a century�the committees on Enumerated Powers would bid fair to make
the United States again what Americans now pretend it is each Fourth of
July�a constitutional Republic. Given the unruliness of human nature,
self-imposed limitations such as these committees would enforce are not
easily institutionalized in Congress or anywhere else. But this may be one
of those rare historical moments when it can be accomplished. For the first
time in years, states� rights are politically in right now, as evidenced by
the rebellions against unwarranted federal interference now being waged by
many state governors and legislatures. Still more evidence: the liberal
Washington Post recently published an editorial in favor of the 10th
Amendment! Before constitutionalism can exist in fact and not just in name,
Congress, the states, and the American public must regain the habit of
thinking of the Constitution as having a direct, practical bearing on their
day-to-day actions. Committees on Enumerated Powers would institutionalize
this requirement.

To be real, a Constitution must be lived, not honored in the breach. For
without constitutional morality, there is no Constitution. And down that
road, much hard experience already has taught us, lies tyranny.

*Mr. Baldacchino is president of the National Humanities Institute. [Return]
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Copyright � 1996 National Humanities Institute.
Last updated 11/12/96

http://www.nhumanities.org/revive.htm

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