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WSWS : News & Analysis : North America
Mental illness and the American dream: Part 1
A comment by Frank Brenner
24 March 2000
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This is the first of a two-part series. The concluding part will appear
tomorrow.

The Surgeon-General's report

The numbers tell a nightmare. According to a major report on mental health
recently issued by Surgeon-General David Satcher, the top public health
official in the US, one in five Americans suffers from a diagnosable mental
disorder each year and half the entire population have such disorders at some
time in their lives.[1] Half the population! A staggering figure, hard to get
one's head around: is a term like epidemic even adequate to characterize a
situation of this magnitude? And yet, horrifying as these numbers are, they
aren't that surprising, certainly not to anyone professionally involved in the
field nor, I suspect, to a large section of the general public. If the
discussions I've had or heard on this issue are anything to go by, a not
uncommon reaction to this information is: "Only half?" It isn't just that
everyone seems to know someone who's had "mental problems" or that, with the
wholesale shutdown of mental hospitals, the mentally ill (and the wretchedness
of their lives) have become a much more visible presence on city streets; it is
also the widespread feeling these days that people no longer have much (or any)
control over their lives and hence that there is something "crazy" about what
is happening to them.

There are a lot more numbers in the report, most of them tokens of suffering:

* mental illness, including suicide, is the Number 2 cause of disability
(defined as �years of life lost to premature death and years lived with a
disability of specified severity and duration�), less than heart disease but
worse than cancer and AIDS combined;

* a fifth of all children show signs and symptoms of a diagnosable mental
disorder in any given year, though only 5 percent suffer �extreme functional
impairment�;

* among adults, ages 18 to 54, 15 percent suffer anxiety disorders, 7 percent
have mood disorders and a little over 1 percent have schizophrenia;

* depression is common among people 65 and older�this is the age group with the
highest suicide rates, though the report offers the dubious consolation that
�suicidal thoughts are sometimes considered a normal facet of old age.�

Five hundred pages long, the report ( Mental Health: A Report of the Surgeon
General) brings together a huge amount of data from the findings of hundreds of
recent studies. It would be hard to imagine a more comprehensive document: this
is the state of the art, as far as mental health is concerned, at the end of
the twentieth century. And, as The New York Times points out, it carries added
significance because it �puts the imprimatur of the government on the
findings�; the hope of those involved is that, like the 1964 Surgeon-General's
report on smoking, this new report will become a catalyst for a major shift in
public attitudes to mental illness.[2]

Accordingly, the basic tone of the report (to use current bureaucratic jargon)
is "pro-active": though the suffering due to mental illness is widespread, the
expert opinion of the report is that most of that suffering is avoidable. One
of the document's key findings is that nearly two-thirds of people who have
mental disorders don't seek treatment, even though effective treatments already
exist. The report highlights a number of reasons for this: simple ignorance
that one has a disorder or that it can be treated; a fear of being stigmatized
as mentally ill by family and friends; and�what is no doubt the decisive factor
for a great many people�the fact that they can't afford treatment since they
have no medical insurance or else the insurance they do have doesn't cover
mental illness.

Changing attitudes to mental illness and improving access to treatment are, of
course, laudable aims. Not so laudable is what the report says (or doesn't say)
about how to achieve them. It insists that its proposals won't cost a lot of
money; similarly, it assures HMOs and medical insurers that cost increases from
covering mental illness would be minimal. This is nonsense: if the great bulk
of people who need help and aren't now getting it start showing up for
treatment, it's obvious that they could only be accommodated by a major
expansion of mental health services, and that means a major increase in
funding. Why this denying of the obvious? Because to admit it would clash
directly with the economic agenda of the Clinton administration (which, in case
anyone missed the point, let it be known when the report came out that it �was
not seeking a big budget increase� to fund any new initiative on mental
health). And, as to the insurance industry, the Surgeon-General has no power to
compel it to change its coverage while Congress, which does have the power, is
hardly likely to do much about a "frill" like mental health when it won't even
act to provide rudimentary medical insurance to more than 40 million of its
citizens. You can't help feeling, with reports like this, a sense of d�j� vu
all over again�well-meaning rhetoric, a few more stock speeches from the
Clinton crowd about "feeling your pain" and, at the end of the day, nothing
changes, the misery goes on.

But sadly predictable as that is, it isn't the most troubling thing about the
report. At least if we knew why so many people are afflicted by mental illness,
that would make a big difference in understanding not only what the illness is
but also what needs to be done to overcome it. And you would expect in a
comprehensive document like this, where the primary objective is to educate
public opinion and heighten awareness of this problem, that the causes of
mental illness would be a major focus of discussion. But this isn't the case at
all; instead we are told: �The precise causes of most mental disorders are not
known.� In some ways, this statement is more frightening than the statistics on
mental illness. How can you effectively treat these disorders, to say nothing
of preventing them, if you don't know what gives rise to them in the first
place? And what accounts for this ignorance at the end of a century that has
seen remarkable progress in medicine on virtually every other front and when
the illness we are dealing with is not some mysterious new outbreak but an
affliction that has been around for a very long time?

A picture from hell

What the report has to say in addressing these issues doesn't provide much
comfort. First, it contends that while precise causes may be unknown, �the
broad forces that shape [mental disorders] are known: these are biological,
psychological, and social/cultural factors.� But this is so broad that it
really tells us very little. What aspect of an individual's life isn't covered
by �biological, psychological, and social/cultural factors�? One might as well
say that, "broadly speaking", you have to be alive in order to be mentally ill.
What we need to know is which factor is the decisive one; otherwise, we're
still wandering in the dark. And that's just where we seem to be when it comes
to the crucial question of prevention: the Surgeon-General admits that
�progress in developing preventive interventions has been slow� because, of
course, how can you be effective in preventing a disease if you don't know why
it's happening?

And you have to wonder about treatment as well, even though the report keeps
insisting that most disorders can be treated successfully. Given that the
causes are unknown, mental disorders are defined �by signs, symptoms, and
functional impairments,� and it is these that get treated. In medicine, if all
you can do is treat the symptom rather than the disease, this is an admission
of failure, not a sign of success. What is more, if you are treating only
symptoms, how can you be sure that the treatment isn't actually making the
patient worse? In this regard, the pervasive use of extremely powerful drugs
within psychiatric treatment is deeply troubling: the concern seems far less
with curing patients than with tranquilizing them to the point that they stop
being a "problem." The report admits that financial considerations play a role
here, and it isn't hard to see that drugs are much more "cost-effective" than
psychotherapy, which takes a long time and therefore costs a lot of money. A
cheap way to police an unruly population�to an appalling extent, that is what
this kind of "treatment" seems to be about. (Which isn't to say that all drugs
are always bad: as a last resort, they clearly have a legitimate role, but what
is appalling is the extent to which they have become a first resort.)

As if that weren't disturbing enough, it seems that electroconvulsive therapy
(ECT)�better known as shock treatment�is making a comeback. Though the horror
stories from the past associated with this kind of treatment are widely known,
the report assures us that things have changed and that now ECT is safe and
effective. But this isn't how patients who have been subjected to this
treatment see it. A group called the Committee for Truth in Psychiatry, made up
of ex-ECT patients, expressed its outrage over the Surgeon-General's
recommendation, saying that the report largely ignored evidence of the
treatment's harmful effects, including permanent memory loss and brain damage.
(The group also pointed out that 15 of the citations used by the report on ECT
were from �men with known financial ties to ECT machine companies� and that the
Surgeon-General's claim that modern ECT uses one-third less electricity than
earlier versions is actually not true.)[3]

The deeper you dig, the darker the story gets. Just how dark is evident in the
response of one advocacy group (the National Mental Health Consumers' Self-Help
Clearinghouse) to the Surgeon-General's report: Noting that about a third of
all homeless people have a mental illness, the group goes on to say:

�Meanwhile, there are still far too many people warehoused in state mental
institutions; there is an ever-increasing utilization of a barbaric procedure
called electroconvulsive therapy; there are too many patients misdiagnosed and
drugged beyond sensibility; there are huge numbers of people with mental
illness dumped into the community with little in the way of follow-up care.�[4]
To complete this picture from hell, it should be added that many of those�
dumped� in the community end up in jail�about 200,000 inmates, 10 percent of
the national prison population, have mental illnesses.[5]

The mind and the brain

Amid these horrors, the report's attempt to explain why we are still so
ignorant about the causes of mental illness provides an amusing interlude. It
seems that Ren� Descartes is to blame. The crime of the seventeenth century
French philosopher was his conceptualizing of the mind as completely separable
from the body. This �partitioning� of mind and body �ushered in a separation
between so-called �mental' and �physical' health� which has bedeviled the
mental health field throughout most of this century. Even the stigma attached
to mental illness stems in part �from the misguided split between mind and body
first proposed by Descartes.� But not to worry: in the last few decades, this
split has finally begun to be overcome due to the �breathtaking progress� made
by �modern integrative neuroscience.�

It's odd to run into a reference to philosophy in a scientific paper,
especially in America, where there is a deeply ingrained prejudice against
theoretical thought. Still, in this case, the result isn't very enlightening.
If philosophical speculations four centuries ago (albeit of a great and
influential thinker) are responsible for the current impasse of an entire
branch of science, then this itself calls for some explanation. Every science
has had to contend with unscientific thinking of one kind or another: Newton,
for instance, spent more time on alchemy than gravity and even Einstein left
the door open for a divine maker of the universe (as does Stephen Hawking), yet
none of this has brought physics to its knees. Ideas don't exist in a vacuum,
and if an entire discipline persists in holding on to misguided ideas for so
long, it can only be because those ideas serve some other, nonscientific,
purpose. Besides, blaming Descartes is a dodge: the real problem that has
plagued the mental health field isn't the partitioning of mind and body but
rather a crudely mechanical outlook which "reduces" the mind to biology. Far
from addressing the misguided nature of that outlook, the report
enthusiastically endorses what amounts to a refurbished version of it.

This is the �modern integrative neuroscience� touted by the report as a great
leap forward.

Its basic outlook is evident in its name: the focus is on the brain and
consequently mental illness is to be understood essentially in biological
terms, as diseases of the brain. According to the report, �Mental functions,
which are disturbed in mental disorders, are mediated by the brain. In the
process of transforming human experience into physical events, the brain
undergoes changes in cellular structure and function.� Get at those changes and
you have the key to understanding and treating mental illness. As a general
approach, there isn't anything new about this: "insanity is brain disease" was
already a basic tenet of psychology in the nineteenth century and, more
broadly, the treatment of mental disorders as physiological illnesses has been
the traditional standpoint of the psychiatric profession since its origins;
indeed the belief in this position is so fundamental that it has been enshrined
in the requirement (at least in North America) that psychiatrists have medical
degrees.

But there is a big problem with this approach: for most mental illnesses, it's
impossible to find a physiological cause. As the report admits, �there is no
definitive lesion, laboratory test, or abnormality in brain tissue that can
identify [mental] illness.� So, it would appear that most people with mental
illnesses have normal brains. And, it needs to be added, people whose brains
aren't normal are suffering from neurological disorders, not mental illnesses.
Again, this isn't news: the problems with treating mental illness as brain
disease were already evident at the beginning of the twentieth century, and
gave rise to radically different approaches to psychology, notably Freudian
psychoanalysis. A century has gone by, one in which all sorts of technological
marvels have been developed which allow us to probe the brain as never before
and understand its workings right down to the cellular level (though obviously
our knowledge of the brain is still far from exhaustive). And yet, as important
as these discoveries have been for neurology, they have made virtually no
difference to the treatment of mental illness.

Why? Because mind and brain aren't the same thing. Of course you can't have a
mind without a brain, but that doesn't mean that the one is reducible to the
other: it's just as misguided to ignore their differences as to contend that
they have no relationship at all. Though the brain provides the physiological
potential for the mind, the realization of that potential can only take place
through the individual's interaction with other human beings, i.e., through
society. (This is why children who are locked away for long periods and denied
such interactions inevitably suffer serious mental impairments.) To reduce the
mind to the brain is to blot out the fundamental role of society in mental
development. And if the mental health field keeps sticking to this misguided
reductionism, despite its long-standing failure to produce results, this must
mean that there is a powerful resistance to examining this social factor.

An ideological blind spot

The report claims that the new neuroscience isn't really reductionist. There
are repeated references to �sociocultural,� �experiential� or �environmental�
factors, and the report emphasizes the "integrative" nature of the new science.
But what is telling about these references is their vagueness�a term like
"environmental" factors can mean virtually anything�whereas, when it comes to
the neuroscience side of things, the language is much more concrete. Addressing
the issue directly, the report states: �The study of the brain requires
reducing problems initially to bite-sized bits that will allow investigators to
learn something, but ultimately, the agenda of neuroscience is not
reductionist; the goal is to understand behavior, not to put blinders on and
try to explain it away.� This is at best a tenuous acknowledgment of the
problem (since the crux of the matter is how one gets from �bite-sized bits� of
brain science to a meaningful understanding of human behavior), but even this
is largely undercut in the next paragraph:

�Ultimately, however, the goal is not only human self-understanding. In knowing
eventually precisely what goes wrong in what circuits and what synapses and
with what chemical signals, the hope is to develop treatments with greater
effectiveness and with fewer side effects.� So, human self-understanding is all
well and good (take that, Socrates and Aristotle!), but what we really need to
get down to are those circuits, synapses and chemical signals.

(In practice, the reductionism is much more flagrant. Recently, a Canadian
research team made headlines by claiming to have found a genetic link to
suicide. The claim was hailed by the press as �confirming a 2,000-year-old
belief that self-destructiveness runs in families� and it immediately gave rise
to speculation about a �suicide test� which could screen people for the
particular genetic marker.[6] It turns out that the study, involving only 120
patients, had actually come up with a �bite-sized bit� of information
apparently linking a genetic mutation to lower impulse control in the brain;
add to this the fact that suicides are often impulsive and presto�you have a
gene for suicide! The whole question as to why people should have suicidal
impulses in the first place gets completely overshadowed, and the most advanced
medical techniques are enlisted to confirm age-old prejudices about suicide and
mental illness generally.)

As the old saying goes, there are none so blind as those who will not see. If
the brain isn't responsible for mental illness, then society must be. Mental
illnesses are social diseases. And this is confirmed by a number of their
features, which are inexplicable from a reductionist perspective:

* There is �no bright line separating [mental] health for illness;� rather the
two are part of a �continuum.� Just the opposite would be true if mental
illness were really brain disease. The social character of these terms is
evident in their definitions: �mental health is a state of successful
performance of mental function, resulting in productive activities, fulfilling
relationships with other people, and the ability to adapt to change and to cope
with adversity.� Mental illness, on the other hand, is �characterized by
alterations in thinking, mood or behavior associated with distress and/or
impaired functioning.� It is "functioning" that is the key term here, and this
is a social criterion: you are well if you can function within this society and
you are ill if you cannot.

* The report admits that �what it means to be mentally healthy is subject to
many different interpretations that are rooted in value judgments that may vary
across cultures.� A virus knows no borders. If mental health and illness are
rooted in cultural values, this only confirms their social character. The same
goes for the impact that socioeconomic status, gender and race have on mental
disorders.

* The report notes that �relatively few mental illnesses have an unremitting
character ... rather, for reasons that are not yet understood, the symptoms
associated with mental illness tend to wax and wane.� Once these are seen as
social diseases, this waxing and waning isn't such an enigma: it clearly bears
some correlation (though a highly complicated one) to the waxing and waning of
the social pressures which caused the initial breakdown in the individual's
ability to function.

Something else that now becomes apparent is why there is such resistance in the
mental health field to understanding mental illness this way. Can anyone
imagine the Surgeon-General of the United States issuing a major report
declaring that the epidemic of mental illness in America is due to ... American
society? This is inconceivable because the social and political implications of
such a report would be explosive. It is ideology which is the determining
factor here, not science. This isn't to impugn the motives of the professionals
who contributed to the report or even, probably, of Surgeon-General Satcher
himself. What we are dealing with here isn't cynicism but an ideological blind
spot: how could it be that the best, the wealthiest, the most advanced society
in the world, the apex of human civilization, is responsible for the terrible
ravages of mental illness? This is the ideological blind spot that cripples the
mental health field (as it does other social sciences in
capitalist society). If an individual can't function in this society, then
surely the problem is within the individual, in his brain or his genes, etc.
But what happens when the number of such individuals keeps growing and growing,
when we finally reach a point where half the population can't, at one time or
another, function? Who, then, is really sick�the individual or society?
The recognition that mental illnesses are social diseases doesn't make the
problems of the mental health field any easier, but it does make them clearer.
One can understand now why prevention has been a failure because the only way
to achieve effective results is through fundamental social change; in other
words, this isn't a public health issue in any conventional sense but a social
and political struggle. Even if we consider practical measures that can be
taken now (i.e., within a sick society), the issue of prevention inevitably
brings us back to politics because the focus of such measures should clearly be
on childhood and this would entail a major expansion of daycare and preschool
programs as well as measures to improve home life, including financial
assistance for impoverished parents and decent, affordable housing. The only
thing one can expect from the Democrats and Republicans on these issues is that
they will make matters worse, much worse: the Clinton administration, by its
destruction of welfare alone, has probably guaranteed that millions more
children will grow up to be afflicted by mental disorders.

Treatment raises similar political issues: as the epidemic grows, the money
vanishes for therapy, counseling and community support. But in a deeper sense,
a recognition of mental illness as a social disease defines the limitations of
treatment: so long as we live in a sick society, all that treatment can amount
to is "first aid", bandaging up the psychic wounds so that patients can go on
functioning in the very world that made them sick in the first place. This
isn't to downplay the value of treatment (or at least of those treatments where
the patient's needs�as opposed to cost or "keeping him quiet"�are the primary
concern): mental illness is a painful and often devastating affliction and
anything that can alleviate it is worthwhile. But alleviating suffering isn't
the same thing as a cure, and to lose sight of that is to obscure the
underlying social conditions responsible for that suffering. The basic truth is
that there are no individual cures for a social disease.

Notes:
1. Mental Health: A Report of the Surgeon General, Dec. 16, 1999. The report is
available on line at www.surgeongeneral.com
2. The New York Times, Dec. 13, 1999
3. Committee for Truth in Psychiatry, press release, Dec. 14, 1999
4. The statement is available on line at www.mhselfhelp.org/politact.html
5. The New York Times, Mar. 5, 1998
6. Toronto National Post, Jan. 28, 2000

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