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From: "Lloyd Miller" <[EMAIL PROTECTED]>
Subject: EMBRACE, DON�T RELINQUISH, THE FUTURE
Date: Sunday, December 17, 2000 9:16 AM

http://www.extropy.org/maxview.htm

EMBRACE, DON�T RELINQUISH, THE FUTURE
By Max More
[EMAIL PROTECTED]
May 7, 2000

When a scientist publishes a paper, her peers expect to see evidence that she has read 
prior work relevant to her topic. They expect the scientist to have studied the field 
thoroughly before contributing a paper, especially in a controversial field. Bill Joy, 
as Chief Scientist at Sun Microsystems, should understand this. In reading his essay 
"Why the Future Doesn�t Need Us" I am struck by his public show of ignorance of 
thinking about future technologies, his unrealistic thoughts about "relinquishment", 
and his slighting of those who have considered these issues deeply as lacking in 
common sense. At the same time, I appreciate his courage in publicly laying out his 
fears.

As a philosopher, I find his comments about losing our humanity to be frustratingly 
offhand. I will address this issue in a separate response. Here I wish to focus on 
Joy�s call for relinquishment of the technologies of genetic engineering, molecular 
nanotechnology, and robotics (and all associated fields). As someone who has thought 
about these issues for many years, I wish to challenge Joy�s relinquishment policy on 
two grounds: First, it�s unworkable. Second, it�s ethically appalling. (A third 
reason�that in practice it would result in authoritarian control while still failing 
to achieve its purpose�I will leave for a separate response.)

According to Joy�s extensive essay, his apocalyptic thinking was set off by hearing a 
conversation between Ray Kurzweil and Hans Moravec. Apart from attending a Foresight 
Institute conference back in 1989, Joy shows no sign of having read any of the 
writings or listening to any of the talks of those who have devoted themselves to the 
issues he raises. Despite the brilliant clarity of Kurzweil�s writing, Joy still isn�t 
clear whether we are supposed to "become robots or fuse with robots or something like 
that". He gives no credit to the years of work by the Foresight Institute not only in 
promoting the idea of nanotechnology but in planning for its potential dangers by 
considering both technical and knowledge and policy-based approaches. Certainly we 
here at Extropy Institute�a multi-disciplinary think tank and educational organization 
devoted to the human future�never heard from Joy before he released his missive to the 
masses.

Someone in Joy�s influential position has a responsibility to delve into prior 
thinking on these issues before scaring a public already unreasonably afraid of some 
advanced technologies, including genetic engineering. I find it incredible that Joy 
cites Carl Sagan, one of my intellectual inspirations in the course of criticizing we 
leading advocates of 21st century technologies as lacking in common sense. Those who 
advocate obviously unrealistic policies such as global relinquishment should not make 
accusations about common sense. This would be less galling if Joy had actually 
bothered to find out what we advocates for the future had to say over the last twelve 
years. (In 1988, a year before the Foresight conference that Joy attended, we founded 
Extropy magazine which evolved into Extropy Institute�a transhumanist organization 
devoted to "Incubating Better Futures".) Joy also accuses us of lacking humility while 
in an interview he draws a (misleading) parallel between himsel!
 f and Einstein�s 1939 letter to President Roosevelt.

While acknowledging the tremendously beneficial possibilities of emerging 
technologies, Bill Joy judges them too dangerous for us to handle. The only acceptable 
course in his view is relinquishment. He wants everyone in the world "to limit 
development of the technologies that are too dangerous, by limiting our pursuit of 
certain kinds of knowledge". Joy joins the centuries-old procession of theocrats, 
autocrats, and technocrats in attacking our pursuit of unlimited knowledge. He 
mentions the myth of Pandora�s box. He might have thrown in the anti-humanistic and 
anti-transhumanistic myths of the Garden of Eden, the Tower of Babel, and the demise 
of Icarus. Moving from myth to reality, he should have been explicit in describing the 
necessary means deployed throughout history: burning books, proscribing the reading of 
dangerous ideas, state control of science.

PART 1: RELINQUISHMENT CANNOT WORK

The first of my objections to relinquishment has already been well made by Ray 
Kurzweil. Joy�s fantasies about relinquishment ride on the assumption that "we could 
agree, as a species" to hold back from developing the "GNR" technologies (genetic 
engineering, nanotechnology, and robotics) and presumably any enabling or related 
technologies. Perhaps Joy�s experience in having a staff of engineers to do his 
bidding have blinded him to the incredibly obvious fact that the six billion humans on 
this planet do not and will not agree to relinquish technologies that offer massive 
benefits as well as defensive and offensive military capabilities.

We have failed to prevent the spread of nuclear weapons technology, despite its 
terrifying nature and relative ease in detection. How are we to prevent all companies, 
all governments, all hidden groups in the world from working on these technologies? 
Bill, all six billion of these people�many desperately in need of the material and 
medical benefits offered by these technologies�will not read the Dalai Lama and go 
along with your master plan. Relinquishment is a utopian fantasy worthy of the most 
blinkered hippies of the �60s. Adding coercive enforcement to the mix moves the idea 
from utopian fantasy to frightening dystopia.

Ray Kurzweil points to a fine-grained relinquishment that can at least reduce the 
dangers of runaway technologies among those willing to play this game. Nanotechnology 
pioneer Eric Drexler has long recommended designing nanomachines that will quickly 
cease functioning if not fed some essential and naturally uncommon ingredient. Ralph 
Merkle�s broadcast architecture offers another way to develop nanomachines under 
control. These and other proposals can reduce the hazards of accidental 
nanotechnological disasters.

However, we can pursue intelligent design, ethical guidelines, and oversight only 
piecemeal, not universally. Less cautious or less benevolent developers will refuse 
even this fine-grained relinquishment. That fact makes it imperative to accelerate the 
development of advanced technologies in open societies. Only by possessing the most 
advanced technological knowledge can we hope to defend ourselves against the attacks 
and accidents from outside our sphere of influence. We should be pushing for better 
understanding of nanotech defenses, accelerated decoding and deactivation of 
genetically-engineered pathogens, and putting more thought into means of limiting 
runaway independent superintelligent AI.

I will not address genetic engineering since I regard this as an insignificant danger 
compared to those of nanotechnology and runaway artificial intelligence (AI). The 
dangers of runaway artificial superintelligence have received less attention than 
those of nanotechnology. Perhaps this is because the prospect of AI seems to move 
further away every time we take a step forward. Bill Joy cites only Hans Moravec on 
this issue, perhaps because Moravec�s view is the most frightening available. In 
Moravec�s view of the future, superintelligent machines, initially harnessed for human 
benefit, soon leave us behind. In the most pessimistic Terminator-like scenario, they 
might remove us from the scene as an annoyance. Oddly, despite having read Kurzweil�s 
book, Joy never discusses Ray�s thoroughly different (and more plausible) scenario. In 
Ray�s future projections, we gradually augment ourselves with computer and robotic 
technology, becoming superhumanly intelligent. Moravec�s aparth!
 eid of human and machine is replaced with the integration of biology and technology.

While a little research would have shown Joy that extropian and other transhumanist 
thinkers have indeed addressed the danger of explosively evolving, unfriendly AI, I 
grant that we must continue to address this issue. Again, global relinquishment is not 
an option. Rather than a futile effort to prevent AI development, we should 
concentrate on warding off dangers within our circle of influence and developing 
preventative measures against rogue AIs.

Human beings are the dominant species on this planet. Joy wants to protect our 
dominance by blocking the development of smarter and more powerful beings. I find it 
odd that Joy, working at a company like Sun Microsystems, can think only of the old 
corporate strategy where dominant companies attempted to suppress disruptive 
innovations. Perhaps he should take a look at Cisco Systems, or Microsoft, both of 
which have adopted a different strategy: Embrace and extend. Humanity would do well to 
borrow from the new business strategists� approach. Realistically, we cannot prevent 
the rise of non-biological intelligence. We can embrace it and extend ourselves to 
incorporate it. The more quickly and continuously we absorb computational advances, 
the easier it will be and the less risk of a technology runway. Absorption and 
integration will include economic interweaving of these emerging technologies with our 
organizations as well as directly interfacing our biology with sensors, disp!
 lays, computers, and other devices. This way we avoid an us-versus-them situation. 
They become part of us.


PART 2: RELINQUISHMENT IS UNETHICAL

Some people reach ethical conclusions by consulting an ultimate authority. Their 
authority gives them answers that are received and applied without questioning. For 
those of us who prefer a more rational approach to ethical thought, reaching a 
conclusion involves consulting our basic values then carefully deciding which of the 
available paths ahead will best reflect those values. Our factual beliefs about how 
the world works will therefore profoundly affect our moral reasoning. Two individuals 
may share values but reach differing conclusions due to divergent factual beliefs. I 
suspect that my ethical disagreement with Joy over relinquishment results both from 
differing beliefs about the facts and differing basic values.

Joy assigns a high probability to the extinction of humanity if we do not relinquish 
certain emerging technologies. Joy�s implicit calculus reminds me of Pascal�s Wager. 
Finding no rational basis for accepting or rejecting belief in a God, Pascal claimed 
that belief was the best bet. Choosing not to believe had minimal benefits and the 
possibility of an infinitely high cost (eternal damnation). Choosing to believe 
carried small costs and offered potentially infinite rewards (eternity in Heaven). 
Now, the extinction of the human race is not as bad as eternity in Hell, but most of 
us would agree that it�s a utterly rotten result. If relinquishment can drastically 
reduce the odds of such a large loss, while costing us little, then relinquishment is 
the rational and moral choice. A clear, simple, easy answer. Alas, Joy, like Pascal, 
loads the dice to produce his desired result.

I view the chances of success for global relinquishment as practically zero. Worse, I 
believe that partial relinquishment will frighteningly increase the chances of 
disaster by disarming the responsible while leaving powerful abilities in the hands of 
those full of hatred, resentment, and authoritarian ambition. We may find a place for 
the fine-grained voluntary relinquishment of inherently dangerous means where safer 
technological paths are available. But unilateral relinquishment means unilateral 
disarmament. I can only hope that Bill Joy never becomes a successful Neville 
Chamberlain of 21st century technologies. In place of relinquishment, we would do 
better to accelerate our development of these technologies, while focusing on 
developing protections against and responses to their destructive uses.

My assessment of the costs of relinquishment differ from Joy�s for another reason. 
Billions of people continue to suffer illness, damage, starvation, and all the 
plethora of woes humanity has had to endure through the ages. The emerging 
technologies of genetic engineering, molecular nanotechnology, and 
biological-technological interfaces offer solutions to these problems. Joy would stop 
progress in robotics, artificial intelligence, and related fields. Too bad for those 
now regaining hearing and sight thanks to implants. Too bad for the billions who will 
continue to die of numerous diseases that could be dispatched through genetic and 
nanotechnological solutions. I cannot reconcile the deliberate indulgence of continued 
suffering with any plausible ethical perspective.

Like Joy, I too worry about the extinction of human beings. I see it happening 
everyday, one by one. We call this serial extinction of humanity "aging and death". 
Because aging and death have always been with us and have seemed inevitable, we often 
rationalize this serial extinction as natural and even desirable. We cry out against 
the sudden death of large numbers of humans. But, unless it touches someone close, we 
rarely concern ourselves with the drip, drip, drip of individual lives decaying and 
disintegrating into nothingness. Some day, not too far in the future, people will look 
back on our complacency and rationalizations with horror and disgust. They will wonder 
why people gathered in crowds to protest genetic modification of crops yet never 
demonstrated in favor of accelerating anti-aging research. Holding back from 
developing the technologies targeted by Joy will not only shift power into the hands 
of the destroyers, it will mean an unforgivable lassitude and compli!
 city in the face of entropy and death.

Joy�s concerns about technological dangers may seem responsible. But his unbalanced 
fear-mongering and lack on emphasis of the enormous benefits can only put a drag on 
progress. We are already seeing fear, ignorance, and various hidden agendas spurring 
resistance to genetic research and biotechnology. Of course we must take care in how 
we develop these technologies. But we must also recognize how they can tackle cancer, 
heart disease, birth defects, crippling accidents, Parkinson�s disease, schizophrenia, 
depression, chronic pain, aging and death.

On the basis of Joy�s recent writing and speaking, I have to assume that we disagree 
not only about the facts but also in our basic values. Joy seems to value safety, 
stability, and caution above all. I value relief of humanity�s historical ills, 
challenge, and the drive to transcend our existing limitations, whether biological, 
intellectual, emotional, or spiritual.

Joy quotes the fragmented yet brilliant figure of Friedrich Nietzsche to support his 
call for an abandonment of the unfettered pursuit of knowledge. Nietzsche is telling 
the reader that our trust in science "cannot owe its origin to a calculus of utility; 
it must have originated in spite of the fact that the disutility and dangerousness of 
the �will to truth�, or �truth at any price� is proved to it constantly." Joy has 
understood Nietzsche so poorly that he thinks Nietzsche here is supporting his call 
for relinquishing the unchained quest for knowledge in favor of safety and comfort. 
Nietzsche was no friend to "utility". He despised the English Utilitarian philosophers 
for their enthroning pleasure or happiness as the ultimate value. Even a cursory 
reading of Nietzsche should make it obvious that he valued not comfort, ease, or 
certainty. Nietzsche liked the dangerousness of the will to truth. He liked that the 
search for knowledge endangered dogma and the comforts and delu!
 sions of dogma.

Nietzsche�s Zarathustra says: "The most cautious people ask today: �How may man still 
be preserved?�" He might have been talking of Bill Joy when he continues: 
"Zarathustra, however, asks as the sole and first one to do so: `How shall man be 
overcome?"� "Overcome for me these masters of the present, o my brothers - these petty 
people: they are the overman�s greatest danger!" If we interpret Nietzsche�s inchoate 
notion of the overman as the transhumans who will emerge from the integration of 
biology and the technologies feared by Joy, we can see with whom Nietzsche would 
likely side. I will limit myself to one more quotation from Nietzsche:

And life itself confided this secret to me: "Behold," it said, "I am that which must 
always overcome itself. Indeed, you call it a will to procreate or a drive to an end, 
to something higher, farther, more manifold: but all this is one� Rather would I 
perish than forswear this; and verily, where there is perishing� there life sacrifices 
itself � for [more] power� Whatever I create and however much I live it � soon I must 
oppose it and my life; � �will to existence�: that will does not exist� not will to 
life but� will to power. There is much that life esteems more highly than life itself.
Zarathustra II 12 (K: 248)

Like Nietzsche, I find mere survival ethically and spiritually inadequate. Even if, 
contrary to my view, relinquishment improved our odds of survival, that would not make 
it the most ethical choice if we value the unfettered search for knowledge and 
intellectual, emotional, and spiritual progress. Does that mean doing nothing while 
technology surges ahead? No. We can minimize the dangers, ease the cultural 
transition, and accelerate the arrival of benefits in two ways: We can develop a 
sophisticated philosophical perspective on the issues. And we can seek to use new 
technologies to enhance emotional and psychological health, freeing ourselves from the 
irrationalities and destructiveness built into the genes of our species.

We should be spurring understanding of emotions and the neural basis of feeling and 
motivation. I've seen some good work in this area (such as Joseph LeDoux's The 
Emotional Brain), but until very recently cognitive science has ignored emotions. If 
we are to flourish in the presence of incredible new technological abilities, we would 
do well to focus on using them to debug human nature. Power can corrupt, but knowledge 
that brings the power to self-modify so as to refine our psychology can ward off 
corruption and destruction. I have spoken on this topic more than I have yet publicly 
written, but I would stress the importance of advancing our abilities for refinement 
of our own emotions.

Improving philosophical understanding will speed the absorption and integration of new 
technologies. If we continue to approach rapid and profound technological change with 
philosophical worldviews rooted in old myths and pre-scientific story-making, we will 
needlessly fear change, miss out on potential advances, and be caught unprepared. When 
the announcement came from Scotland proclaiming the first successful mammalian 
cloning, the Catholic Pope issued a statement opposing cloning on grounds that made no 
sense. (His vague objection would apply equally to identical twins.) President Clinton 
and other leaders also automatically moved to ban human cloning, with no indication of 
clear thinking based in science and philosophy.

Extropians and other transhumanists have been developing philosophical thinking 
fitting to these powerful emerging technologies. In our books, essays, talks, and 
email forums, we have explored a vast range of philosophical issues in depth. Just 
last year in August 1999, I chaired Extropy Institute�s fourth conference: Biotech 
Futures: Challenges and Choices of Life Extension and Genetic Engineering. The 
conference laid out the likely path of emerging technologies and dissected issues 
raised. In my own talk, I analyzed implicit philosophical mistakes that engender fear 
and resistance to the changes we anticipate. I summarized our own goals in a Letter to 
Mother Nature, and have laid out some guiding values in The Extropian Principles.

Bill Joy�s essay and subsequent talks may feed the public�s fear and misunderstanding 
of our potential future. On the other hand, perhaps his thoughts will raise interest 
in the philosophical, ethical, and policy issues in a productive way. As a philosopher 
committed to incubating better futures, I along with my colleagues in Extropy 
Institute welcome constructive input from Joy in this continuing learning process. 
Humanity is on the edge of a grand evolutionary leap. Let�s not pull back from the 
edge, but by all means let�s check our flight equipment as we prepare for takeoff.

http://www.extropy.org/maxview.htm


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