Here is the update from today. Gunnar
---------- Forwarded message --------- From: Gunnar Larson <g...@xny.io> Date: Wed, Dec 29, 2021, 11:50 AM Subject: Re: [EXTERNAL] Goldman Sachs Deferred Agreement To: Marzulli, John (USANYE) <john.marzu...@usdoj.gov> Cc: Alexi Anania <a...@xny.io> Mr. Marzulli: Thank you for our recent correspondence concerning the Goldman Sachs deferred prosecution agreement. This week we are drafting a memo addressed to you and DOJ consideration. The draft to your office is titled "Memo #1" and will be delivered on January 1, 2022. Meanwhile, this email serves as a primer to the aforementioned concern. *Below you will find extremely relevant information to Memo #1's background:* - Bank.org Shelf Charter notice of intent: https://docs.google.com/document/d/1GKHZPmNa1FbFImTzIdSaKCpJXRZivvQYKXIBdQAAwXg/edit - NY-DFS acting superintendent conflict(s) of interest (folder): https://drive.google.com/drive/folders/1FTRRFFhQHDxf-oR9WOZz0a2gRtC9ZWVO Mr. Marzulli, it is xNY.io - Bank.org's working opinion that the Goldman Sachs deferred agreement is in obvious breach. Memo #1 will go into detail (with backup references) to this matter for DOJ review. However, the primer materials are key for DOJ notice of obvious NY-DFS conflicts to the breach concern. Please advise if DOJ has any questions/opinions on the primer material(s) above. Sending you the very best regards. Thank you, Gunnar -- *Gunnar Larson - xNY.io <http://www.xny.io/> | Bank.org <http://bank.org/>* MSc <https://www.unic.ac.cy/blockchain/msc-digital-currency/?utm_source=Google&utm_medium=Search&utm_campaign=MSc-Digital-Currency-North-America&utm_term=blockchain%20unic&gclid=Cj0KCQiAyJOBBhDCARIsAJG2h5ctwwMz0MRbVSk-LaYD-GMU5UgDSw7ynxbGr_a7SkaFAZzJc1-pzxEaAi4NEALw_wcB> - Digital Currency MBA <https://www.unic.ac.cy/business-administration-entrepreneurship-and-innovation-mba-1-5-years-or-3-semesters/> - Entrepreneurship and Innovation (ip) g...@xny.io +1-646-454-9107 New York, New York 10001 On Wed, Dec 15, 2021 at 4:12 PM Marzulli, John (USANYE) < john.marzu...@usdoj.gov> wrote: > Correct > > Sent from my iPhone > > On Dec 15, 2021, at 4:06 PM, Gunnar Larson <g...@xny.io> wrote: > > > So, should we correspond through you via email? > > On Wed, Dec 15, 2021, 3:56 PM Gunnar Larson <g...@xny.io> wrote: > >> Yes, ideally. Are we able to correspond via research context? >> >> On Wed, Dec 15, 2021, 1:56 PM Marzulli, John (USANYE) < >> john.marzu...@usdoj.gov> wrote: >> >>> Do you intend to contact DOJ attorneys directly? >>> They are not authorized to speak to the media. >>> >>> Sent from my iPhone >>> >>> On Dec 15, 2021, at 1:38 PM, Gunnar Larson <g...@xny.io> wrote: >>> >>> >>> Mr. Marzulli: >>> >>> How are you? Hope all is well. >>> >>> Kindly seeking guidance on the forementioned request. >>> >>> Thank you, >>> >>> Gunnar >>> >>> On Mon, Dec 13, 2021, 1:27 PM Gunnar Larson <g...@xny.io> wrote: >>> >>>> Mr. Marzulli: >>>> >>>> Not a press request. Just seeking guidance on who at DOJ is >>>> supervising the aforementioned concern. >>>> >>>> Thank you, >>>> >>>> Gunnar >>>> -- >>>> *Gunnar Larson - xNY.io >>>> <https://protect2.fireeye.com/v1/url?k=f5f90a79-aa62332e-f5fe2e9c-ac1f6b017516-ab66ad4634b93f4c&q=1&e=14f44972-ad6a-470c-9ae6-4543ab30c7ab&u=http%3A%2F%2Fwww.xny.io%2F> >>>> | Bank.org >>>> <https://protect2.fireeye.com/v1/url?k=84710394-dbea3ac3-84762771-ac1f6b017516-5d49aa8350faf58c&q=1&e=14f44972-ad6a-470c-9ae6-4543ab30c7ab&u=http%3A%2F%2Fbank.org%2F>* >>>> MSc >>>> <https://protect2.fireeye.com/v1/url?k=f513d190-aa88e8c7-f514f575-ac1f6b017516-de4af0bd2976ea1f&q=1&e=14f44972-ad6a-470c-9ae6-4543ab30c7ab&u=https%3A%2F%2Fwww.unic.ac.cy%2Fblockchain%2Fmsc-digital-currency%2F%3Futm_source%3DGoogle%26utm_medium%3DSearch%26utm_campaign%3DMSc-Digital-Currency-North-America%26utm_term%3Dblockchain%2520unic%26gclid%3DCj0KCQiAyJOBBhDCARIsAJG2h5ctwwMz0MRbVSk-LaYD-GMU5UgDSw7ynxbGr_a7SkaFAZzJc1-pzxEaAi4NEALw_wcB> >>>> - >>>> Digital Currency >>>> MBA >>>> <https://protect2.fireeye.com/v1/url?k=a32427f2-fcbf1ea5-a3230317-ac1f6b017516-375b8a1829ddcd9a&q=1&e=14f44972-ad6a-470c-9ae6-4543ab30c7ab&u=https%3A%2F%2Fwww.unic.ac.cy%2Fbusiness-administration-entrepreneurship-and-innovation-mba-1-5-years-or-3-semesters%2F> >>>> - Entrepreneurship >>>> and Innovation (ip) >>>> >>>> g...@xny.io >>>> +1-646-454-9107 >>>> New York, New York 10001 >>>> >>>> On Mon, Dec 13, 2021 at 1:19 PM Marzulli, John (USANYE) < >>>> john.marzu...@usdoj.gov> wrote: >>>> >>>>> Is this a press request, or are you seeking to report a breach? >>>>> >>>>> >>>>> >>>>> >>>>> >>>>> >>>>> >>>>> *From:* Gunnar Larson <g...@xny.io> >>>>> *Sent:* Monday, December 13, 2021 12:29 PM >>>>> *To:* Marzulli, John (USANYE) <jmarzu...@usa.doj.gov> >>>>> *Subject:* Re: [EXTERNAL] Goldman Sachs Deferred Agreement >>>>> >>>>> >>>>> >>>>> Mr. Marzulli: >>>>> >>>>> >>>>> >>>>> Okay. Thank you for the clarification. >>>>> >>>>> >>>>> >>>>> Can you advise who at DOJ is responsible for supervising the agreement? >>>>> >>>>> >>>>> >>>>> Or, is it to be understood that the deferred agreement is self >>>>> policing out of good will? >>>>> >>>>> >>>>> >>>>> Thank you, >>>>> >>>>> >>>>> >>>>> Gunnar >>>>> >>>>> -- >>>>> >>>>> *Gunnar Larson - xNY.io >>>>> <https://protect2.fireeye.com/v1/url?k=f762aaae-a8f993b3-f7658e4b-ac1f6b01767e-773dd8adde83036c&q=1&e=313e93a9-69b4-444f-a2d6-a41d5693de10&u=http%3A%2F%2Fwww.xny.io%2F> >>>>> | Bank.org >>>>> <https://protect2.fireeye.com/v1/url?k=bf5924a4-e0c21db9-bf5e0041-ac1f6b01767e-493acba7cfd1af65&q=1&e=313e93a9-69b4-444f-a2d6-a41d5693de10&u=http%3A%2F%2Fbank.org%2F>* >>>>> >>>>> MSc >>>>> <https://protect2.fireeye.com/v1/url?k=529dec15-0d06d508-529ac8f0-ac1f6b01767e-03de636414858c28&q=1&e=313e93a9-69b4-444f-a2d6-a41d5693de10&u=https%3A%2F%2Fwww.unic.ac.cy%2Fblockchain%2Fmsc-digital-currency%2F%3Futm_source%3DGoogle%26utm_medium%3DSearch%26utm_campaign%3DMSc-Digital-Currency-North-America%26utm_term%3Dblockchain%2520unic%26gclid%3DCj0KCQiAyJOBBhDCARIsAJG2h5ctwwMz0MRbVSk-LaYD-GMU5UgDSw7ynxbGr_a7SkaFAZzJc1-pzxEaAi4NEALw_wcB> >>>>> - >>>>> Digital Currency >>>>> >>>>> MBA >>>>> <https://protect2.fireeye.com/v1/url?k=d1eb0299-8e703b84-d1ec267c-ac1f6b01767e-c7f38879498955fc&q=1&e=313e93a9-69b4-444f-a2d6-a41d5693de10&u=https%3A%2F%2Fwww.unic.ac.cy%2Fbusiness-administration-entrepreneurship-and-innovation-mba-1-5-years-or-3-semesters%2F> >>>>> - Entrepreneurship >>>>> and Innovation (ip) >>>>> >>>>> >>>>> >>>>> g...@xny.io >>>>> >>>>> +1-646-454-9107 >>>>> >>>>> New York, New York 10001 >>>>> >>>>> >>>>> >>>>> On Mon, Dec 13, 2021 at 12:12 PM Marzulli, John (USANYE) < >>>>> john.marzu...@usdoj.gov> wrote: >>>>> >>>>> There is not a “updated copy” of the deferred prosecution agreement >>>>> and one is not required. >>>>> >>>>> >>>>> >>>>> *From:* Gunnar Larson <g...@xny.io> >>>>> *Sent:* Monday, December 13, 2021 11:31 AM >>>>> *To:* Marzulli, John (USANYE) <jmarzu...@usa.doj.gov> >>>>> *Cc:* Alexi Anania <a...@xny.io> >>>>> *Subject:* [EXTERNAL] Goldman Sachs Deferred Agreement >>>>> >>>>> >>>>> >>>>> Mr. Marzulli: >>>>> >>>>> >>>>> >>>>> Thank you for our conversation today concerning Goldman Sachs' >>>>> Deferred Prosecution Agreement >>>>> <https://protect2.fireeye.com/v1/url?k=23c7998e-7c5ca0d9-23c0bd6b-ac1f6b017516-196fde5b452a16c8&q=1&e=fca59864-a8cb-47c6-a6a3-b86b817a9c3b&u=https%3A%2F%2Fdrive.google.com%2Ffile%2Fd%2F1Yx88RMoeLyyfbNK0RtPl4r-m8N21_1Sp%2Fview%3Fusp%3Dsharing> >>>>> with the United States. >>>>> >>>>> - We are concerned that the agreement has been violated >>>>> - As we discussed together today, Ms. Karen P. Seymour is no >>>>> longer with Goldman Sachs >>>>> - The agreement outlines that Ms. Seymour having complete and full >>>>> liberty of maintaining the deferred agreement's terms and conditions >>>>> >>>>> Keeping all this in mind, and given Ms. Seymour is no longer with the >>>>> firm, does the US Attorney's office have an updated copy of the deferred >>>>> agreement given the circumstances? >>>>> >>>>> >>>>> >>>>> Sending you the very best regards. >>>>> >>>>> >>>>> >>>>> Thank you, >>>>> >>>>> >>>>> >>>>> Gunnar Larson >>>>> >>>>> -- >>>>> >>>>> *Gunnar Larson - xNY.io >>>>> <https://protect2.fireeye.com/v1/url?k=4fe98a84-1072b3d3-4feeae61-ac1f6b017516-28af81bf6efe8e29&q=1&e=fca59864-a8cb-47c6-a6a3-b86b817a9c3b&u=http%3A%2F%2Fwww.xny.io%2F> >>>>> | >>>>> Bank.org >>>>> <https://protect2.fireeye.com/v1/url?k=eeaea2e2-b1359bb5-eea98607-ac1f6b017516-524b4cf8e70fc3f6&q=1&e=fca59864-a8cb-47c6-a6a3-b86b817a9c3b&u=http%3A%2F%2Fbank.org%2F>* >>>>> >>>>> MSc >>>>> <https://protect2.fireeye.com/v1/url?k=ba5ce440-e5c7dd17-ba5bc0a5-ac1f6b017516-41e31a5240d7ead1&q=1&e=fca59864-a8cb-47c6-a6a3-b86b817a9c3b&u=https%3A%2F%2Fwww.unic.ac.cy%2Fblockchain%2Fmsc-digital-currency%2F%3Futm_source%3DGoogle%26utm_medium%3DSearch%26utm_campaign%3DMSc-Digital-Currency-North-America%26utm_term%3Dblockchain%2520unic%26gclid%3DCj0KCQiAyJOBBhDCARIsAJG2h5ctwwMz0MRbVSk-LaYD-GMU5UgDSw7ynxbGr_a7SkaFAZzJc1-pzxEaAi4NEALw_wcB> >>>>> - Digital Currency >>>>> >>>>> MBA >>>>> <https://protect2.fireeye.com/v1/url?k=445accd7-1bc1f580-445de832-ac1f6b017516-1d8fb5e6b9138e53&q=1&e=fca59864-a8cb-47c6-a6a3-b86b817a9c3b&u=https%3A%2F%2Fwww.unic.ac.cy%2Fbusiness-administration-entrepreneurship-and-innovation-mba-1-5-years-or-3-semesters%2F> >>>>> - Entrepreneurship and Innovation (ip) >>>>> >>>>> >>>>> >>>>> g...@xny.io >>>>> >>>>> +1-646-454-9107 >>>>> >>>>> New York, New York 10001 >>>>> >>>>> >>>>> >>>>> >>>>> >>>>> >>>> >>>> >>>> >>>>