Subject: Merrill Customer Sues Over Lax WhatsApp Supervision Merrill Customer Sues Over Lax WhatsApp Supervision <https://www.law360.com/compliance/articles/1796380?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-02-12&read_main=1&nlsidx=0&nlaidx=3>
By Sarah Jarvis A Merrill customer has filed suit against two of the broker-dealer's branch managers for allegedly failing to supervise advisers who used WhatsApp to communicate about risky options strategies that ultimately wiped out his account. Complaint attached | Read full article » <https://www.law360.com/compliance/articles/1796380?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-02-12&read_more=1&nlsidx=0&nlaidx=3> | Save to favorites » <https://www.law360.com/compliance/articles/1796380?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-02-12&read_later=1&nlsidx=0&nlaidx=3>
