TIAA Unit To Pay SEC $2.2M In Regulation Best Interest Case <https://www.law360.com/capitalmarkets/articles/1803898?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-02-20&read_main=1&nlsidx=0&nlaidx=7>
By Jessica Corso The U.S. Securities and Exchange Commission on Friday announced that a brokerage subsidiary of financial services firm Teachers Insurance and Annuity Association of America has agreed to pay $2.2 million to settle allegations that it failed to steer investors toward lower-cost products in violation of Regulation Best Interest. Order attached | Read full article » <https://www.law360.com/capitalmarkets/articles/1803898?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-02-20&read_more=1&nlsidx=0&nlaidx=7> | Save to favorites » <https://www.law360.com/capitalmarkets/articles/1803898?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-02-20&read_later=1&nlsidx=0&nlaidx=7>
