Adviser, Firm Owe SEC $425K For Mishandling Crypto Assets <https://www.law360.com/compliance/articles/1851523?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-06-26&read_main=1&nlsidx=0&nlaidx=13>
By Sydney Price A Florida federal judge on Tuesday approved approximately $425,000 in settlements in a suit by the U.S. Securities and Exchange Commission against an investment adviser and its owner, alleging they hid investment strategies and lost control of the firm's recordkeeping, preventing them from accessing crypto assets possibly worth $10 million. 2 documents attached | Read full article » <https://www.law360.com/compliance/articles/1851523?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-06-26&read_more=1&nlsidx=0&nlaidx=13> | Save to favorites » <https://www.law360.com/compliance/articles/1851523?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-06-26&read_later=1&nlsidx=0&nlaidx=13>
