SEC Fines Fla. Advisory Firm Over Whistleblower Barriers <https://www.law360.com/compliance/articles/1883186?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-09-27&read_main=1&nlsidx=0&nlaidx=6>
By Rae Ann Varona Florida-based investment management company GQG Partners LLC has settled U.S. Securities and Exchange Commission claims that the company made it difficult for a former employee and prospective workers to report potential securities law violations, the SEC said on Thursday. Order attached | Read full article » <https://www.law360.com/compliance/articles/1883186?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-09-27&read_more=1&nlsidx=0&nlaidx=6> | Save to favorites » <https://www.law360.com/compliance/articles/1883186?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-09-27&read_later=1&nlsidx=0&nlaidx=6>
