Deutsche Bank Unit To Pay SEC $4M For Untimely SARs <https://www.law360.com/newyork/articles/2276806?nl_pk=ac5a3855-e47c-4403-bee6-ca14f9bcf831&utm_source=newsletter&utm_medium=email&utm_campaign=newyork&utm_content=2024-12-23&read_main=1&nlsidx=0&nlaidx=9>
By Katryna Perera Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, has agreed to pay $4 million to the U.S. Securities and Exchange Commission to resolve claims that the registered broker-dealer did not file certain suspicious activity reports in a timely manner for transactions that they suspected involved criminal activity or funds derived from illegal activity. Order attached | Read full article » <https://www.law360.com/newyork/articles/2276806?nl_pk=ac5a3855-e47c-4403-bee6-ca14f9bcf831&utm_source=newsletter&utm_medium=email&utm_campaign=newyork&utm_content=2024-12-23&read_more=1&nlsidx=0&nlaidx=9> | Save to favorites » <https://www.law360.com/newyork/articles/2276806?nl_pk=ac5a3855-e47c-4403-bee6-ca14f9bcf831&utm_source=newsletter&utm_medium=email&utm_campaign=newyork&utm_content=2024-12-23&read_later=1&nlsidx=0&nlaidx=9>
