SEC Fines Robinhood $45M For Recordkeeping, Cyber Woes <https://www.law360.com/compliance/articles/2283562?nl_pk=7f7472c8-af4a-4299-9ac5-a594bd6cf4d5&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2025-01-14&read_main=1&nlsidx=0&nlaidx=2>
By Sarah Jarvis The U.S. Securities and Exchange Commission announced Monday that Robinhood's broker-dealer units will pay a combined $45 million to settle a host of claims ranging from an alleged failure to file suspicious activity reports and address cybersecurity risks to alleged failures concerning data retention and recordkeeping. Order attached | Read full article » <https://www.law360.com/compliance/articles/2283562?nl_pk=7f7472c8-af4a-4299-9ac5-a594bd6cf4d5&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2025-01-14&read_more=1&nlsidx=0&nlaidx=2> | Save to favorites » <https://www.law360.com/compliance/articles/2283562?nl_pk=7f7472c8-af4a-4299-9ac5-a594bd6cf4d5&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2025-01-14&read_later=1&nlsidx=0&nlaidx=2>
