SEC Won't Revisit WhatsApp Settlements With 16 Firms
<https://www.law360.com/fintech/articles/2325327?nl_pk=31322029-63eb-4d40-acd3-a08313aa07ff&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2025-04-15&read_main=1&nlsidx=0&nlaidx=6>

By Craig Clough

A divided U.S. Securities and Exchange Commission refused Monday to redo
settlements it inked with 16 financial firms over their failure to keep
records of so-called off-channel communications, finding the "settlor's
remorse" the firms are suffering because others received better terms is
not reason enough to modify their deals.

 Order attached | Read full article »
<https://www.law360.com/fintech/articles/2325327?nl_pk=31322029-63eb-4d40-acd3-a08313aa07ff&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2025-04-15&read_more=1&nlsidx=0&nlaidx=6>
 | Save to favorites »
<https://www.law360.com/fintech/articles/2325327?nl_pk=31322029-63eb-4d40-acd3-a08313aa07ff&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2025-04-15&read_later=1&nlsidx=0&nlaidx=6>

Reply via email to