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https://issues.apache.org/jira/browse/DERBY-6045?page=com.atlassian.jira.plugin.system.issuetabpanels:comment-tabpanel&focusedCommentId=13619507#comment-13619507
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Mamta A. Satoor commented on DERBY-6045:
----------------------------------------

Committed changes for this jira with revision 1463378. The commit comments were 
as follows
****************************************************
DERBY-6045 (in list multi-probe by primary key not chosen on tables with >256 
rows)

Changes for DERBY-3790 (Investigate if request for update statistics can be 
skipped for certain kind of indexes, one instance may be unique indexes based 
on one column.) caused Derby to use table scan rather than index scan since we 
do not generate stats for single column unique index. As part of that change, 
we forgot to make code changes in optimizer to compensate for missing stats for 
such indexes. As found in DERBY-6045 (in list multi-probe by primary key not 
chosen on tables with >256 rows), even though we do not keep the statistics for 
single-column unique indexes, we should improve the selectivity of such an 
index when the index is being considered by the optimizer.

Making the relevant code changes now allows us to enable the tests in 
InListMultiProbeTest.java since they will now run correctly by picking up index 
scan rather than table scan.

Additionally, one test in refActions1.sql does not have order by to it and 
there are only 3 rows in the table. Without the changes for DERBY-6045 we were 
using index scan for it but now it uses table scan which is giving the rows in 
different order. I have added order by to the query so plan selection does not 
change order of the rows. The reason behind table scan might be that with only 
3 rows in the table, it is cheaper to do table sccan rather than index scan. 
****************************************************

                
> in list multi-probe by primary key not chosen on tables with >256 rows
> ----------------------------------------------------------------------
>
>                 Key: DERBY-6045
>                 URL: https://issues.apache.org/jira/browse/DERBY-6045
>             Project: Derby
>          Issue Type: Bug
>          Components: Store
>    Affects Versions: 10.9.1.0, 10.10.1.1
>         Environment: Linux Debian 6.0.5
>            Reporter: Tony Brusseau
>         Attachments: DERBY6045_patch1_diff.txt, DERBY6045_patch2_diff.txt, 
> optimizerTraceOutputFor10_8.txt, optimizerTraceOutputForTrunk.txt, 
> optimizerTraceOutputWithUpdateStatsFor10_8.txt, 
> optimizerTraceOutputWithUpdateStatsForTrunk.txt
>
>
> I have a table with a long integer primary key field and 11 million rows. I 
> seem to be unable to load large chunks of rows via id in a reasonably 
> efficient manner.
>   1. If I do individual lookups via the primary key, then a fast indexed 
> lookup occurs. However, if I do large numbers of such queries, then the time 
> is overwhelmed by round-trip overhead which makes everything incredibly slow.
>   2. If I use a single query with a disjunction of the primary keys of 
> interest,  then a table scan is performed (even if the clause only contains 
> 1-3 items), which walks over 11 million rows...incredibly inefficient.
>   3. If I use an IN clause, then a table scan is performed (even if the 
> clause only contains 1-3 items), which walks over 11 million 
> rows...incredibly inefficient.
> I'm guessing that this might have something to do with the fact that I'm 
> using large integers and really big numbers that don't start anywhere at or 
> about 1 for my keys. Could this possibly be confusing the optimizer?
> Here are the unlimited query plans for the 3 cases that I enumerated:
> *********************************************************************************************
> [EL Fine]: 2013-01-17 
> 11:09:53.384--ServerSession(582235416)--Connection(1430986883)--Thread(Thread["Initial
>  Lisp Listener",5,SubL Thread Group])--SELECT TERM_ID, ARG0, ARG1, ARG2, 
> ARG3, FORMULA_HASH, FORMULA_LENGTH, FORMULA_TYPE, KB_STATUS FROM 
> KB.FORMULA_TERM WHERE (TERM_ID = ?)
>       bind => [2251799814033500]
> Thu Jan 17 11:09:53 CST 2013 Thread["Initial Lisp Listener",5,SubL Thread 
> Group] (XID = 4711079), (SESSIONID = 3), SELECT TERM_ID, ARG0, ARG1, ARG2, 
> ARG3, FORMULA_HASH, FORMULA_LENGTH, FORMULA_TYPE, KB_STATUS FROM 
> KB.FORMULA_TERM WHERE (TERM_ID = ?) ******* Project-Restrict ResultSet (3):
> Number of opens = 1
> Rows seen = 1
> Rows filtered = 0
> restriction = false
> projection = true
>       constructor time (milliseconds) = 0
>       open time (milliseconds) = 0
>       next time (milliseconds) = 0
>       close time (milliseconds) = 0
>       restriction time (milliseconds) = 0
>       projection time (milliseconds) = 0
>       optimizer estimated row count: 1.00
>       optimizer estimated cost: 6.59
> Source result set:
>       Index Row to Base Row ResultSet for FORMULA_TERM:
>       Number of opens = 1
>       Rows seen = 1
>       Columns accessed from heap = {1, 2, 3, 4, 5, 6, 7, 8}
>               constructor time (milliseconds) = 0
>               open time (milliseconds) = 0
>               next time (milliseconds) = 0
>               close time (milliseconds) = 0
>               optimizer estimated row count: 1.00
>               optimizer estimated cost: 6.59
>               Index Scan ResultSet for FORMULA_TERM using constraint 
> KB_FORMULA_TERM_TERM_ID_PK at read committed isolation level using share row 
> locking chosen by the optimizer
>               Number of opens = 1
>               Rows seen = 1
>               Rows filtered = 0
>               Fetch Size = 1
>                       constructor time (milliseconds) = 0
>                       open time (milliseconds) = 0
>                       next time (milliseconds) = 0
>                       close time (milliseconds) = 0
>                       next time in milliseconds/row = 0
>               scan information:
>                       Bit set of columns fetched=All
>                       Number of columns fetched=2
>                       Number of deleted rows visited=0
>                       Number of pages visited=3
>                       Number of rows qualified=1
>                       Number of rows visited=1
>                       Scan type=btree
>                       Tree height=-1
>                       start position:
>                               >= on first 1 column(s).
>                               Ordered null semantics on the following 
> columns: 
>                       stop position:
>                               > on first 1 column(s).
>                               Ordered null semantics on the following 
> columns: 
>                       qualifiers:
>                               None
>                       optimizer estimated row count: 1.00
>                       optimizer estimated cost: 6.59
> [EL Fine]: 2013-01-17 
> 11:01:00.732--ServerSession(1237006689)--Connection(927179828)--Thread(Thread["Initial
>  Lisp Listener",5,SubL Thread Group])--SELECT TERM_ID, ARG0, ARG1, ARG2, 
> ARG3, FORMULA_HASH, FORMULA_LENGTH, FORMULA_TYPE, KB_STATUS FROM 
> KB.FORMULA_TERM WHERE (((TERM_ID = ?) OR (TERM_ID = ?)) OR (TERM_ID = ?))
>       bind => [2251799814033500, 2251799814033501, 2251799814033499]
> Thu Jan 17 11:01:10 CST 2013 Thread["Initial Lisp Listener",5,SubL Thread 
> Group] (XID = 4711078), (SESSIONID = 3), SELECT TERM_ID, ARG0, ARG1, ARG2, 
> ARG3, FORMULA_HASH, FORMULA_LENGTH, FORMULA_TYPE, KB_STATUS FROM 
> KB.FORMULA_TERM WHERE (((TERM_ID = ?) OR (TERM_ID = ?)) OR (TERM_ID = ?)) 
> ******* Project-Restrict ResultSet (3):
> Number of opens = 1
> Rows seen = 3
> Rows filtered = 0
> restriction = false
> projection = true
>       constructor time (milliseconds) = 0
>       open time (milliseconds) = 0
>       next time (milliseconds) = 0
>       close time (milliseconds) = 0
>       restriction time (milliseconds) = 0
>       projection time (milliseconds) = 0
>       optimizer estimated row count: 1176730.30
>       optimizer estimated cost: 5931065.54
> Source result set:
>       Project-Restrict ResultSet (2):
>       Number of opens = 1
>       Rows seen = 11767298
>       Rows filtered = 11767295
>       restriction = true
>       projection = false
>               constructor time (milliseconds) = 0
>               open time (milliseconds) = 0
>               next time (milliseconds) = 0
>               close time (milliseconds) = 0
>               restriction time (milliseconds) = 0
>               projection time (milliseconds) = 0
>               optimizer estimated row count: 1176730.30
>               optimizer estimated cost: 5931065.54
>       Source result set:
>               Table Scan ResultSet for FORMULA_TERM at read committed 
> isolation level using instantaneous share row locking chosen by the optimizer
>               Number of opens = 1
>               Rows seen = 11767298
>               Rows filtered = 0
>               Fetch Size = 16
>                       constructor time (milliseconds) = 0
>                       open time (milliseconds) = 0
>                       next time (milliseconds) = 0
>                       close time (milliseconds) = 0
>                       next time in milliseconds/row = 0
>               scan information:
>                       Bit set of columns fetched=All
>                       Number of columns fetched=9
>                       Number of pages visited=34358
>                       Number of rows qualified=11767298
>                       Number of rows visited=11767298
>                       Scan type=heap
>                       start position:
>                               null
>                       stop position:
>                               null
>                       qualifiers:
>                               None
>                       optimizer estimated row count: 1176730.30
>                       optimizer estimated cost: 5931065.54
> [EL Fine]: 2013-01-17 
> 11:27:00.627--ServerSession(1237006689)--Connection(1688096771)--Thread(Thread["Initial
>  Lisp Listener",5,SubL Thread Group])--SELECT TERM_ID, ARG0, ARG1, ARG2, 
> ARG3, FORMULA_HASH, FORMULA_LENGTH, FORMULA_TYPE, KB_STATUS FROM 
> KB.FORMULA_TERM WHERE (TERM_ID IN (?,?,?))
>       bind => [2251799814033500, 2251799814033501, 2251799814033499]
> Thu Jan 17 11:47:26 CST 2013 Thread["Initial Lisp Listener",5,SubL Thread 
> Group] (XID = 4711080), (SESSIONID = 3), SELECT TERM_ID, ARG0, ARG1, ARG2, 
> ARG3, FORMULA_HASH, FORMULA_LENGTH, FORMULA_TYPE, KB_STATUS FROM 
> KB.FORMULA_TERM WHERE (TERM_ID IN (?,?,?)) ******* Project-Restrict ResultSet 
> (3):
> Number of opens = 1
> Rows seen = 3
> Rows filtered = 0
> restriction = false
> projection = true
>       constructor time (milliseconds) = 0
>       open time (milliseconds) = 0
>       next time (milliseconds) = 0
>       close time (milliseconds) = 0
>       restriction time (milliseconds) = 0
>       projection time (milliseconds) = 0
>       optimizer estimated row count: 1176730.30
>       optimizer estimated cost: 5931065.54
> Source result set:
>       Project-Restrict ResultSet (2):
>       Number of opens = 1
>       Rows seen = 11767298
>       Rows filtered = 11767295
>       restriction = true
>       projection = false
>               constructor time (milliseconds) = 0
>               open time (milliseconds) = 0
>               next time (milliseconds) = 0
>               close time (milliseconds) = 0
>               restriction time (milliseconds) = 0
>               projection time (milliseconds) = 0
>               optimizer estimated row count: 1176730.30
>               optimizer estimated cost: 5931065.54
>       Source result set:
>               Table Scan ResultSet for FORMULA_TERM at read committed 
> isolation level using instantaneous share row locking chosen by the optimizer
>               Number of opens = 1
>               Rows seen = 11767298
>               Rows filtered = 0
>               Fetch Size = 16
>                       constructor time (milliseconds) = 0
>                       open time (milliseconds) = 0
>                       next time (milliseconds) = 0
>                       close time (milliseconds) = 0
>                       next time in milliseconds/row = 0
>               scan information:
>                       Bit set of columns fetched=All
>                       Number of columns fetched=9
>                       Number of pages visited=34358
>                       Number of rows qualified=11767298
>                       Number of rows visited=11767298
>                       Scan type=heap
>                       start position:
>                               null
>                       stop position:
>                               null
>                       qualifiers:
>                               None
>                       optimizer estimated row count: 1176730.30
>                       optimizer estimated cost: 5931065.54

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