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https://issues.apache.org/jira/browse/SOLR-11711?page=com.atlassian.jira.plugin.system.issuetabpanels:all-tabpanel
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Houston Putman updated SOLR-11711:
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    Summary: Fix minCount bug in distributed pivot & field facets  (was: 
Improve mincount & limit usage in pivot & field facets)

> Fix minCount bug in distributed pivot & field facets
> ----------------------------------------------------
>
>                 Key: SOLR-11711
>                 URL: https://issues.apache.org/jira/browse/SOLR-11711
>             Project: Solr
>          Issue Type: Bug
>      Security Level: Public(Default Security Level. Issues are Public) 
>          Components: faceting
>    Affects Versions: master (8.0)
>            Reporter: Houston Putman
>            Assignee: Hoss Man
>              Labels: pull-request-available
>             Fix For: 5.6, 6.7, 7.2
>
>
> Currently while sending pivot facet requests to each shard, the 
> {{facet.pivot.mincount}} is set to {{0}} if the facet is sorted by count with 
> a specified limit > 0. However with a mincount of 0, the pivot facet will use 
> exponentially more wasted memory for every pivot field added. This is because 
> there will be a total of {{limit^(# of pivots)}} pivot values created in 
> memory, even though the vast majority of them will have counts of 0, and are 
> therefore useless.
> Imagine the scenario of a pivot facet with 3 levels, and 
> {{facet.limit=1000}}. There will be a billion pivot values created, and there 
> will almost definitely be nowhere near a billion pivot values with counts > 0.
> This likely due to the reasoning mentioned in [this comment in the original 
> distributed pivot facet 
> ticket|https://issues.apache.org/jira/browse/SOLR-2894?focusedCommentId=13979898].
>  Basically it was thought that the refinement code would need to know that a 
> count was 0 for a shard so that a refinement request wasn't sent to that 
> shard. However this is checked in the code, [in this part of the refinement 
> candidate 
> checking|https://github.com/apache/lucene-solr/blob/releases/lucene-solr/7.1.0/solr/core/src/java/org/apache/solr/handler/component/PivotFacetField.java#L275].
>  Therefore if the {{pivot.mincount}} was set to 1, the non-existent values 
> would either:
> * Not be known, because the {{facet.limit}} was smaller than the number of 
> facet values with positive counts. This isn't an issue, because they wouldn't 
> have been returned with {{pivot.mincount}} set to 0.
> * Would be known, because the {{facet.limit}} would be larger than the number 
> of facet values returned. therefore this conditional would return false 
> (since we are only talking about pivot facets sorted by count).
> The solution, is to use the same pivot mincount as would be used if no limit 
> was specified. 
> This also relates to a similar problem in field faceting that was "fixed" in 
> [SOLR-8988|https://issues.apache.org/jira/browse/SOLR-8988#13324]. The 
> solution was to add a flag, {{facet.distrib.mco}}, which would enable not 
> choosing a mincount of 0 when unnessesary. Since this flag can only increase 
> performance, and doesn't break any queries I have removed it as an option and 
> replaced the code to use the feature always. 
> There was one code change necessary to fix the MCO option, since the 
> refinement candidate selection logic had a bug. The bug only occured with a 
> minCount > 0 and limit > 0 specified. When a shard replied with less than the 
> limit requested, it would assume the next maximum count on that shard was the 
> {{mincount}}, where it would actually be the {{mincount-1}} (because a facet 
> value with a count of mincount would have been returned). Therefore the MCO 
> didn't cause any errors, but with a mincount of 1 the refinement logic always 
> assumed that the shard had more values with a count of 1.



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