I think I figured it out! The dictionaryByteSize == 0 was a red herring; I
was looking at an IntegerDictionaryValuesWriter for an empty column rather
than my high-cardinality column. Your analysis of the situation was
right--it was just that in the first page, there weren't enough distinct
values to pass the check.

I wonder if we could maybe make this value configurable per-column? Either:

- A desired ratio of distinct values / total values, on a scale of 0-1.0
- Number of pages to check for compression before falling back

Let me know what you think!

Best,
Claire

On Wed, Sep 20, 2023 at 9:37 AM Gang Wu <ust...@gmail.com> wrote:

> I don't understand why you get encodedSize == 1, dictionaryByteSize == 0
> and rawSize == 0 in the first page check. It seems that the page does not
> have any meaning values. Could you please check how many values are
> written before the page check?
>
> On Thu, Sep 21, 2023 at 12:12 AM Claire McGinty <
> claire.d.mcgi...@gmail.com>
> wrote:
>
> > Hey Gang,
> >
> > Thanks for the followup! I see what you're saying where it's sometimes
> just
> > bad luck with what ends up in the first page. The intuition seems like a
> > larger page size should produce a better encoding in this case... I
> updated
> > my branch
> > <
> >
> https://github.com/apache/parquet-mr/compare/master...clairemcginty:parquet-mr:dict-size-repro?expand=1
> > >
> > to
> > add a test with a page size/dict page size of 10MB and am seeing the same
> > failure, though.
> >
> > Something seems kind of odd actually -- when I stepped through the test I
> > added w/ debugger, it falls back after invoking isCompressionSatisfying
> > with encodedSize == 1, dictionaryByteSize == 0 and rawSize == 0; 1 + 0 <
> 1
> > returns true. (You can also see this in the System.out logs I added, in
> the
> > branch's GHA run logs). This doesn't seem right to me -- does
> > isCompressionSatsifying need an extra check to make sure the
> > dictionary isn't empty?
> >
> > Also, thanks, Aaron! I got into this while running some micro-benchmarks
> on
> > Parquet reads when various dictionary/bloom filter/encoding options are
> > configured. Happy to share out when I'm done.
> >
> > Best,
> > Claire
> >
> > On Tue, Sep 19, 2023 at 9:06 PM Gang Wu <ust...@gmail.com> wrote:
> >
> > > Thanks for the investigation!
> > >
> > > I think the check below makes sense for a single page:
> > >   @Override
> > >   public boolean isCompressionSatisfying(long rawSize, long
> encodedSize)
> > {
> > >     return (encodedSize + dictionaryByteSize) < rawSize;
> > >   }
> > >
> > > The problem is that the fallback check is only performed on the first
> > page.
> > > In the first page, all values in that page may be distinct, so it will
> > > unlikely
> > > pass the isCompressionSatisfying check.
> > >
> > > Best,
> > > Gang
> > >
> > >
> > > On Wed, Sep 20, 2023 at 5:04 AM Aaron Niskode-Dossett
> > > <aniskodedoss...@etsy.com.invalid> wrote:
> > >
> > > > Claire, thank you for your research and examples on this topic, I've
> > > > learned a lot.  My hunch is that your change would be a good one, but
> > I'm
> > > > not an expert (and more to the point, not a committer).  I'm looking
> > > > forward to learning more as this discussion continues.
> > > >
> > > > Thank you again, Aaron
> > > >
> > > > On Tue, Sep 19, 2023 at 2:48 PM Claire McGinty <
> > > claire.d.mcgi...@gmail.com
> > > > >
> > > > wrote:
> > > >
> > > > > I created a quick branch
> > > > > <
> > > > >
> > > >
> > >
> >
> https://github.com/apache/parquet-mr/compare/master...clairemcginty:parquet-mr:dict-size-repro?expand=1
> > > > > >
> > > > > to reproduce what I'm seeing -- the test shows that an Int column
> > with
> > > > > cardinality 100 successfully results in a dict encoding, but an int
> > > > column
> > > > > with cardinality 10,000 falls back and doesn't create a dict
> > encoding.
> > > > This
> > > > > seems like a low threshold given the 1MB dictionary page size, so I
> > > just
> > > > > wanted to check whether this is expected or not :)
> > > > >
> > > > > Best,
> > > > > Claire
> > > > >
> > > > > On Tue, Sep 19, 2023 at 9:35 AM Claire McGinty <
> > > > claire.d.mcgi...@gmail.com
> > > > > >
> > > > > wrote:
> > > > >
> > > > > > Hi, just wanted to follow up on this!
> > > > > >
> > > > > > I ran a debugger to find out why my column wasn't ending up with
> a
> > > > > > dictionary encoding and it turns out that even though
> > > > > > DictionaryValuesWriter#shouldFallback()
> > > > > > <
> > > > >
> > > >
> > >
> >
> https://github.com/apache/parquet-mr/blob/master/parquet-column/src/main/java/org/apache/parquet/column/values/dictionary/DictionaryValuesWriter.java#L117
> > > > > >
> > > > > > always returned false (dictionaryByteSize was always less than my
> > > > > > configured page size),
> > DictionaryValuesWriter#isCompressionSatisfying
> > > > > > <
> > > > >
> > > >
> > >
> >
> https://github.com/apache/parquet-mr/blob/master/parquet-column/src/main/java/org/apache/parquet/column/values/dictionary/DictionaryValuesWriter.java#L125
> > > > >
> > > > > was
> > > > > > what was causing Parquet to switch
> > > > > > <
> > > > >
> > > >
> > >
> >
> https://github.com/apache/parquet-mr/blob/master/parquet-column/src/main/java/org/apache/parquet/column/values/fallback/FallbackValuesWriter.java#L75
> > > > > >
> > > > > > back to the fallback, non-dict writer.
> > > > > >
> > > > > > From what I can tell, this check compares the total byte size of
> > > > > > *every* element with the byte size of each *distinct* element as
> a
> > > kind
> > > > > of
> > > > > > proxy for encoding efficiency.... however, it seems strange that
> > this
> > > > > check
> > > > > > can cause the writer to fall back even if the total encoded dict
> > size
> > > > is
> > > > > > far below the configured dictionary page size. Out of curiosity,
> I
> > > > > modified
> > > > > > DictionaryValuesWriter#isCompressionSatisfying
> > > > > > <
> > > > >
> > > >
> > >
> >
> https://github.com/apache/parquet-mr/blob/master/parquet-column/src/main/java/org/apache/parquet/column/values/dictionary/DictionaryValuesWriter.java#L125
> > > > >
> > > > > to
> > > > > > also check whether total byte size was less than dictionary max
> > size
> > > > and
> > > > > > re-ran my Parquet write with a local snapshot, and my file size
> > > dropped
> > > > > 50%.
> > > > > >
> > > > > > Best,
> > > > > > Claire
> > > > > >
> > > > > > On Mon, Sep 18, 2023 at 9:16 AM Claire McGinty <
> > > > > claire.d.mcgi...@gmail.com>
> > > > > > wrote:
> > > > > >
> > > > > >> Oh, interesting! I'm setting it via the
> > > > > >> ParquetWriter#withDictionaryPageSize method, and I do see the
> > > overall
> > > > > file
> > > > > >> size increasing when I bump the value. I'll look into it a bit
> > more
> > > --
> > > > > it
> > > > > >> would be helpful for some cases where the # unique values in a
> > > column
> > > > is
> > > > > >> just over the size limit.
> > > > > >>
> > > > > >> - Claire
> > > > > >>
> > > > > >> On Fri, Sep 15, 2023 at 9:54 AM Micah Kornfield <
> > > > emkornfi...@gmail.com>
> > > > > >> wrote:
> > > > > >>
> > > > > >>> I'll note there is also a check for encoding effectiveness [1]
> > that
> > > > > could
> > > > > >>> come into play but I'd guess that isn't the case here.
> > > > > >>>
> > > > > >>> [1]
> > > > > >>>
> > > > > >>>
> > > > >
> > > >
> > >
> >
> https://github.com/apache/parquet-mr/blob/9b5a962df3007009a227ef421600197531f970a5/parquet-column/src/main/java/org/apache/parquet/column/values/dictionary/DictionaryValuesWriter.java#L124
> > > > > >>>
> > > > > >>> On Fri, Sep 15, 2023 at 9:51 AM Micah Kornfield <
> > > > emkornfi...@gmail.com
> > > > > >
> > > > > >>> wrote:
> > > > > >>>
> > > > > >>> > I'm glad I was looking at the right setting for dictionary
> > size.
> > > I
> > > > > just
> > > > > >>> >> tried it out with 10x, 50x, and even total file size,
> though,
> > > and
> > > > > >>> still am
> > > > > >>> >> not seeing a dictionary get created. Is it possible it's
> > bounded
> > > > by
> > > > > >>> file
> > > > > >>> >> page size or some other layout option that I need to bump as
> > > well?
> > > > > >>> >
> > > > > >>> >
> > > > > >>> > Sorry I'm less familiar with parquet-mr, hopefully someone
> else
> > > to
> > > > > >>> chime
> > > > > >>> > in.  If I had to guess, maybe somehow the config value isn't
> > > making
> > > > > it
> > > > > >>> to
> > > > > >>> > the writer (but there could also be something else at play).
> > > > > >>> >
> > > > > >>> > On Fri, Sep 15, 2023 at 9:33 AM Claire McGinty <
> > > > > >>> claire.d.mcgi...@gmail.com>
> > > > > >>> > wrote:
> > > > > >>> >
> > > > > >>> >> Thanks so much, Micah!
> > > > > >>> >>
> > > > > >>> >> I think you are using the right setting, but maybe it is
> > > possible
> > > > > the
> > > > > >>> >> > strings are still exceeding the threshold (perhaps
> > increasing
> > > it
> > > > > by
> > > > > >>> 50x
> > > > > >>> >> or
> > > > > >>> >> > more to verify)
> > > > > >>> >>
> > > > > >>> >>
> > > > > >>> >> I'm glad I was looking at the right setting for dictionary
> > > size. I
> > > > > >>> just
> > > > > >>> >> tried it out with 10x, 50x, and even total file size,
> though,
> > > and
> > > > > >>> still am
> > > > > >>> >> not seeing a dictionary get created. Is it possible it's
> > bounded
> > > > by
> > > > > >>> file
> > > > > >>> >> page size or some other layout option that I need to bump as
> > > well?
> > > > > >>> >>
> > > > > >>> >> I haven't seen my discussion during my time in the community
> > but
> > > > > >>> maybe it
> > > > > >>> >> > was discussed in the past.  I think the main challenge
> here
> > is
> > > > > that
> > > > > >>> >> pages
> > > > > >>> >> > are either dictionary encoded or not.  I'd guess to make
> > this
> > > > > >>> practical
> > > > > >>> >> > there would need to be a new hybrid page type, which I
> think
> > > it
> > > > > >>> might
> > > > > >>> >> be an
> > > > > >>> >> > interesting idea but quite a bit of work.  Additionally,
> one
> > > > would
> > > > > >>> >> likely
> > > > > >>> >> > need heuristics for when to potentially use the new mode
> > > versus
> > > > a
> > > > > >>> >> complete
> > > > > >>> >> > fallback.
> > > > > >>> >> >
> > > > > >>> >>
> > > > > >>> >> Got it, thanks for the explanation! It does seem like a huge
> > > > amount
> > > > > of
> > > > > >>> >> work
> > > > > >>> >>
> > > > > >>> >>
> > > > > >>> >> Best,
> > > > > >>> >> Claire
> > > > > >>> >>
> > > > > >>> >>
> > > > > >>> >>
> > > > > >>> >> On Thu, Sep 14, 2023 at 5:16 PM Micah Kornfield <
> > > > > >>> emkornfi...@gmail.com>
> > > > > >>> >> wrote:
> > > > > >>> >>
> > > > > >>> >> > >
> > > > > >>> >> > > - What's the heuristic for Parquet dictionary writing to
> > > > succeed
> > > > > >>> for a
> > > > > >>> >> > > given column?
> > > > > >>> >> >
> > > > > >>> >> >
> > > > > >>> >> >
> > > > > >>> >> >
> > > > > >>> >>
> > > > > >>>
> > > > >
> > > >
> > >
> >
> https://github.com/apache/parquet-mr/blob/9b5a962df3007009a227ef421600197531f970a5/parquet-column/src/main/java/org/apache/parquet/column/values/dictionary/DictionaryValuesWriter.java#L117
> > > > > >>> >> >
> > > > > >>> >> >
> > > > > >>> >> > > - Is that heuristic configurable at all?
> > > > > >>> >> >
> > > > > >>> >> >
> > > > > >>> >> > I think you are using the right setting, but maybe it is
> > > > possible
> > > > > >>> the
> > > > > >>> >> > strings are still exceeding the threshold (perhaps
> > increasing
> > > it
> > > > > by
> > > > > >>> 50x
> > > > > >>> >> or
> > > > > >>> >> > more to verify)
> > > > > >>> >> >
> > > > > >>> >> >
> > > > > >>> >> > > - For high-cardinality datasets, has the idea of a
> > > > > frequency-based
> > > > > >>> >> > > dictionary encoding been explored? Say, if the data
> > follows
> > > a
> > > > > >>> certain
> > > > > >>> >> > > statistical distribution, we can create a dictionary of
> > the
> > > > most
> > > > > >>> >> frequent
> > > > > >>> >> > > values only?
> > > > > >>> >> >
> > > > > >>> >> > I haven't seen my discussion during my time in the
> community
> > > but
> > > > > >>> maybe
> > > > > >>> >> it
> > > > > >>> >> > was discussed in the past.  I think the main challenge
> here
> > is
> > > > > that
> > > > > >>> >> pages
> > > > > >>> >> > are either dictionary encoded or not.  I'd guess to make
> > this
> > > > > >>> practical
> > > > > >>> >> > there would need to be a new hybrid page type, which I
> think
> > > it
> > > > > >>> might
> > > > > >>> >> be an
> > > > > >>> >> > interesting idea but quite a bit of work.  Additionally,
> one
> > > > would
> > > > > >>> >> likely
> > > > > >>> >> > need heuristics for when to potentially use the new mode
> > > versus
> > > > a
> > > > > >>> >> complete
> > > > > >>> >> > fallback.
> > > > > >>> >> >
> > > > > >>> >> > Cheers,
> > > > > >>> >> > Micah
> > > > > >>> >> >
> > > > > >>> >> > On Thu, Sep 14, 2023 at 12:07 PM Claire McGinty <
> > > > > >>> >> > claire.d.mcgi...@gmail.com>
> > > > > >>> >> > wrote:
> > > > > >>> >> >
> > > > > >>> >> > > Hi dev@,
> > > > > >>> >> > >
> > > > > >>> >> > > I'm running some benchmarking on Parquet read/write
> > > > performance
> > > > > >>> and
> > > > > >>> >> have
> > > > > >>> >> > a
> > > > > >>> >> > > few questions about how dictionary encoding works under
> > the
> > > > > hood.
> > > > > >>> Let
> > > > > >>> >> me
> > > > > >>> >> > > know if there's a better channel for this :)
> > > > > >>> >> > >
> > > > > >>> >> > > My test case uses parquet-avro, where I'm writing a
> single
> > > > file
> > > > > >>> >> > containing
> > > > > >>> >> > > 5 million records. Each record has a single column, an
> > Avro
> > > > > String
> > > > > >>> >> field
> > > > > >>> >> > > (Parquet binary field). I ran two configurations of base
> > > > setup:
> > > > > >>> in the
> > > > > >>> >> > > first case, the string field has 5,000 possible unique
> > > values.
> > > > > In
> > > > > >>> the
> > > > > >>> >> > > second case, it has 50,000 unique values.
> > > > > >>> >> > >
> > > > > >>> >> > > In the first case (5k unique values), I used
> parquet-tools
> > > to
> > > > > >>> inspect
> > > > > >>> >> the
> > > > > >>> >> > > file metadata and found that a dictionary had been
> > written:
> > > > > >>> >> > >
> > > > > >>> >> > > % parquet-tools meta testdata-case1.parquet
> > > > > >>> >> > > > file schema:  testdata.TestRecord
> > > > > >>> >> > > >
> > > > > >>> >> > > >
> > > > > >>> >> > >
> > > > > >>> >> >
> > > > > >>> >>
> > > > > >>>
> > > > >
> > > >
> > >
> >
> --------------------------------------------------------------------------------
> > > > > >>> >> > > > stringField:  REQUIRED BINARY L:STRING R:0 D:0
> > > > > >>> >> > > > row group 1:  RC:5000001 TS:18262874 OFFSET:4
> > > > > >>> >> > > >
> > > > > >>> >> > > >
> > > > > >>> >> > >
> > > > > >>> >> >
> > > > > >>> >>
> > > > > >>>
> > > > >
> > > >
> > >
> >
> --------------------------------------------------------------------------------
> > > > > >>> >> > > > stringField:   BINARY UNCOMPRESSED DO:4 FPO:38918
> > > > > >>> >> > SZ:8181452/8181452/1.00
> > > > > >>> >> > > > VC:5000001 ENC:BIT_PACKED,PLAIN_DICTIONARY ST:[min: 0,
> > > max:
> > > > > 999,
> > > > > >>> >> > > num_nulls:
> > > > > >>> >> > > > 0]
> > > > > >>> >> > >
> > > > > >>> >> > >
> > > > > >>> >> > > But in the second case (50k unique values),
> parquet-tools
> > > > shows
> > > > > >>> that
> > > > > >>> >> no
> > > > > >>> >> > > dictionary gets created, and the file size is *much*
> > bigger:
> > > > > >>> >> > >
> > > > > >>> >> > > % parquet-tools meta testdata-case2.parquet
> > > > > >>> >> > > > file schema:  testdata.TestRecord
> > > > > >>> >> > > >
> > > > > >>> >> > > >
> > > > > >>> >> > >
> > > > > >>> >> >
> > > > > >>> >>
> > > > > >>>
> > > > >
> > > >
> > >
> >
> --------------------------------------------------------------------------------
> > > > > >>> >> > > > stringField:  REQUIRED BINARY L:STRING R:0 D:0
> > > > > >>> >> > > > row group 1:  RC:5000001 TS:18262874 OFFSET:4
> > > > > >>> >> > > >
> > > > > >>> >> > > >
> > > > > >>> >> > >
> > > > > >>> >> >
> > > > > >>> >>
> > > > > >>>
> > > > >
> > > >
> > >
> >
> --------------------------------------------------------------------------------
> > > > > >>> >> > > > stringField:  BINARY UNCOMPRESSED DO:0 FPO:4
> > > > > >>> >> SZ:43896278/43896278/1.00
> > > > > >>> >> > > > VC:5000001 ENC:PLAIN,BIT_PACKED ST:[min: 0, max: 9999,
> > > > > >>> num_nulls: 0]
> > > > > >>> >> > >
> > > > > >>> >> > >
> > > > > >>> >> > > (I created a gist of my test reproduction here
> > > > > >>> >> > > <
> > > > > >>> >>
> > > > > >>>
> > > >
> https://gist.github.com/clairemcginty/c3c0be85f51bc23db45a75e8d8a18806
> > > > > >>> >> > >.)
> > > > > >>> >> > >
> > > > > >>> >> > > Based on this, I'm guessing there's some tip-over point
> > > after
> > > > > >>> which
> > > > > >>> >> > Parquet
> > > > > >>> >> > > will give up on writing a dictionary for a given column?
> > > After
> > > > > >>> reading
> > > > > >>> >> > > the Configuration
> > > > > >>> >> > > docs
> > > > > >>> >> > > <
> > > > > >>> >> >
> > > > > >>> >>
> > > > > >>>
> > > > >
> > > >
> > >
> >
> https://github.com/apache/parquet-mr/blob/master/parquet-hadoop/README.md
> > > > > >>> >> > > >,
> > > > > >>> >> > > I tried increasing the dictionary page size
> configuration
> > > 5x,
> > > > > >>> with the
> > > > > >>> >> > same
> > > > > >>> >> > > result (no dictionary created).
> > > > > >>> >> > >
> > > > > >>> >> > > So to summarize, my questions are:
> > > > > >>> >> > >
> > > > > >>> >> > > - What's the heuristic for Parquet dictionary writing to
> > > > succeed
> > > > > >>> for a
> > > > > >>> >> > > given column?
> > > > > >>> >> > > - Is that heuristic configurable at all?
> > > > > >>> >> > > - For high-cardinality datasets, has the idea of a
> > > > > frequency-based
> > > > > >>> >> > > dictionary encoding been explored? Say, if the data
> > follows
> > > a
> > > > > >>> certain
> > > > > >>> >> > > statistical distribution, we can create a dictionary of
> > the
> > > > most
> > > > > >>> >> frequent
> > > > > >>> >> > > values only?
> > > > > >>> >> > >
> > > > > >>> >> > > Thanks for your time!
> > > > > >>> >> > > - Claire
> > > > > >>> >> > >
> > > > > >>> >> >
> > > > > >>> >>
> > > > > >>> >
> > > > > >>>
> > > > > >>
> > > > >
> > > >
> > > >
> > > > --
> > > > Aaron Niskode-Dossett, Data Engineering -- Etsy
> > > >
> > >
> >
>

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