Hi

On Sun, Apr 13, 2008 at 4:08 PM, David Fisher <[EMAIL PROTECTED]> wrote:
>  As a preface, until I read the OSP when it was announced, I held a similar
> opinion to yours - afraid that Microsoft would squash POI, if given the
> opportunity. I'm not a lawyer, but I've read some legal documents and had
> some of my own IP protected. To me the OSP seems OK, but you have asked us
> to examine the issue.

I'm attaching Paul E. Merrell, J.D.'s view of the OSP.

cheers

Jason

---------- Forwarded message ----------
Date: Sun, Apr 13, 2008 at 4:04 PM
Subject: Re: Rejection of any ENCUMBERED Microsoft Donation to POI
To: Jason Harrop <[EMAIL PROTECTED]>

Hi, Jason,

 The most authoritative source to cite for the Microsoft Open
 Specification Promise not conferring sufficient rights to implement
 OOXML is here. <http://law.bepress.com/unswwps/flrps/art71/>. If you
 compare it with the earlier Groklaw EOOXML Objections analysis, you'll
 see that the University of New South Wales law professors repeatedly
 cite the EOOXML Objections document and agree with virtually every
 point in it, but  flesh it out with more legal research.

 If you would like to read an absolutely comic response to the UNSW
 report by a Microsoft lawyer who claims to have co-authored the OSP,
 see <http://www.zdnetasia.com/news/software/0,39044164,62037862,00.htm>.
 Nothing but evasions, but ponder what it means to be a Microsoft
 Regional Directory of Interoperability, especially if one is a lawyer
 rather than an engineer. I was rocking in my chair laughing
 uncontrollably when I read that job title. Yes, there are so many
 regional aspects to interoperability, but methinks they have more to
 do with IPR interop barriers than with the technology. :-)  Are we
 setting up regional Microsoft law offices to write and negotiate IPR
 documents?

 The portion of the EOOXML Objections document that is relevant is here
 
<http://www.groklaw.net/article.php?story=20070123071154671&query=eooxml+objections#Patent_rights_to_implement_the_Ecma_376_specification_have_not_been_granted>.
  It was published on January 23, 2007. I wrote the relevant sections
 myself.

 The significance of the earlier publication by Groklaw is that in all
 the time since, Microsoft has made no response that addressed the
 specific points raised. Their only apparent response to the EOOXML
 Objections document was a short "legal memorandum" citing no legal
 authorities that Microsoft solicited from the London office of a Swiss
 law firm. 
<http://www.bakernet.com/NR/rdonlyres/CC54A6B6-79E8-4E0D-B290-C836D5F70867/0/OpenXML.pdf>.
 It addresses none of the specific criticisms, ignores the existence of
 the criticism, and makes a series of grand but bald claims about how
 great the OSP is. The memorandum does not meet Bar disciplinary
 standards in the U.S. for memoranda giving legal advice to non-clients
 and is in truth nothing but propaganda.

 The OSP is merely a public relations tool. It confers no rights
 whatsoever, but is deceptively worded to convey the impression to the
 uneducated that it does. Microsoft's real licensing for OOXML is
 RAND-Z negotiated, that is, royalty-free but with IPR restrictions
 that have yet to be revealed and must be negotiated..Microsoft
 acknowledgement of the RAND-Z licensing requirement for OOXML can be
 found here. <http://openxmlcommunity.org/openxmlmyths.aspx#myth4>.
 Look here for a short discussion by a Microsoft in-house standards
 lawyer of what RAND-Z means. <http://standardslaw.com/wordpress/>.

 Microsoft added to its level of deception by claiming that it had
 submitted its OSP to ISO/IEC and that ISO/IEC had found the OSP
 satsifactory. While it is true that Microsoft submitted a copy of the
 OSP along with its IPR election form to ISO/IEC, it was a gratuitous
 inclusion. ISO/IEC do not evaluate IPR, leaving that to the courts.
 All that ISO/IEC require is that a particular form be filled out to
 accompany disclosure of the patents relevant to a given draft
 standard. In that form, the submittor promises, by checking boxes, to
 make IPR available by one of three methods. The form is here.
 <http://www.itu.int/dms_pub/itu-t/oth/04/04/T04040000020002PDFE.pdf>.
 As stated in the form:

 "However, while the Patent Holder in this situation is committing to
 not charging any monetary amount, the Patent Holder is still entitled
 to require that the implementer of the above document sign a license
 agreement that contains other reasonable terms and conditions such as
 those relating to governing law, field of use, reciprocity,
 warranties, etc."

 Beware the "etc." :-)  Go here for a more detailed description of the
 ISO/IEC Patent Policy.
 
<http://isotc.iso.org/livelink/livelink/fetch/2000/2122/3770791/customview.html?func=ll&objId=3770791&objAction=browse>.
 In summary, ISO/IEC build a database of patents claimed to read on a
 standard and require only the simple ambiguous promise. They do not
 evaluate IPR. Moreover, Microsoft's selection of the "negotiated"
 option implies that the OSP is not the real IPR document. I.e., if the
 OSP were the real IPR document, there would be no need for
 negotiation.

 It bears notice that the RAND-Z form Microsoft submitted applies only
 to Ecma 376 in the form it was submitted to JTC 1. A new one must be
 submitted for the changed version adopted. I do not know whether that
 has happened yet. My guess is not because the edited version is not
 due out until around May 1. Likewise, at this point the Open
 Specification Promise covers the Office 2003 XML Reference Schemas and
 Ecma 376, but does not yet cover ISO/IEC:29500-2008.
 <http://www.microsoft.com/interop/osp/default.mspx>. So as of tonight,
 the OSP is irrelevant in any event.

 I have been chasing iterations  of the MS Office XML IPR documents
 around the mulberry bush since 2005. See in addition to the EOOXML
 Objections document linked above,
 <http://www.groklaw.net/article.php?story=20050330133833843#A4>
 (critiquing the Microsoft Office 2003 XML Reference Schemas patent
 license) and <http://www.groklaw.net/article.php?story=20051129101457378#A2>
 (Covenant not to sue for the same schemas, later ineffectively
 extended to cover OOXML as well).

 In my entire legal career, I never encountered any legal documents as
 weasel-worded as any of the three. They are simply reprehensible traps
 for the unwary and absolutely unethical.

 At the same time, I think Microsoft has irrevocably waived its rights
 to assert its patents against OOXML implementations, but not because
 of any of its IPR documents. Rather, I believe a court would find an
 implied waiver in Microsoft's public statements about the OSP and the
 degree of freedom it confers. The IPR documents themselves forbid
 looking outside their four corners themselves as a source of rights,
 so the public statements cannot be used to imply rights into the IPR
 documents themselves.

 However, this is an unavoidably risky opinion. Implied waivers do not
 exist until a court implies them, so to speak.

 In summary, I'll opine that any developer who plows hundreds or
 thousands of hours into developing an implementation of OOXML without
 a signed private agreement with Microsoft is building on legal
 quicksand of unknown depth. I can't imagine that any of the big
 software houses developing support for OOXML do not have separate
 agreements with Microsoft allowing them to do so.

 I stress that all of the above is personal opinion rather than legal
 advice. I resigned from the Bar when I retired and am no longer
 licensed to practice law.

 Please feel free to share this post as widely as you wish.

 Best regards,

 Paul E. Merrell, J.D. ("Marbux")

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