Hi all,

Thanks everyone for the reviews on the first version. I have updated the
SPIP based on the feedback:

V2 doc:
https://docs.google.com/document/d/1eS1NpjEa-K3UlDSuNENA6wBXNkwCrNfZiXMV024PFtg/edit?tab=t.0

The main changes:

   - Each security guarantee is now stated with the threat it stops, how
   Spark enforces it, and what happens when Spark cannot keep it (G1 to G5),
   with matching tests.
   - The policy row filter is a security barrier: only leakproof user
   predicates can move below it.
   - The policy is applied by a dedicated operator, PolicyEnforcement, so
   optimizer rules that do not know about it cannot remove or weaken it.
   - DELETE, UPDATE, MERGE, and overwrites fail for restricted callers;
   appends are allowed.
   - Leaks outside the query result (metadata columns, statistics, metrics,
   plan output) and bypass paths (stored plans, path-based loads, V1 fallback)
   are covered.
   - Older Spark versions fail closed through a new capability signal,
   enforcesReadPolicies().
   - The fixed list of masking functions is removed; a mask can be any
   Spark built-in or catalog ScalarFunction.
   - Delivery is split into two phases: row filters first, then column
   masks.


The "Changes from the original proposal" section at the top maps each
review comment to the section that answers it. @Martin Grund @Dongjoon Hyun
@Yang Jie @Peter Toth @Yuming Wang @Asif Shahid @Szehon Ho @Kaifei Yi
@Nicholas Chammas @Prashant Singh @Rory Qi, could you check whether your
points are addressed?

Thanks,
Huaxin

On Fri, Sep 25, 2026 at 8:27 PM huaxin gao <[email protected]> wrote:

> Hi all,
>
> Thank you for the detailed feedback, both here and in the doc. There has
> been a lot of it and it is all useful.
>
> I am working through everything now and will address the comments in the
> doc and the comments on this thread, then post a revised doc.
>
> Thanks,
> Huaxin
>
> On Thu, Sep 24, 2026 at 9:45 PM Yuming Wang <[email protected]> wrote:
>
>> Huaxin, thank you for proposing this SPIP. I think this feature is
>> necessary, and Spark is the right place to enforce it. I left a comment in
>> the doc.
>>
>> On Thu, Sep 24, 2026 at 5:48 PM Peter Toth <[email protected]> wrote:
>>
>>> Thanks for the proposal Huaxin. I like the direction.
>>> I agree with the points earlier reviewers raised and I left a few
>>> comments in the doc.
>>>
>>> Best,
>>> Peter
>>>
>>> On Wed, Sep 23, 2026 at 11:09 PM Martin Grund via dev <
>>> [email protected]> wrote:
>>>
>>>> Thanks for taking the time to write this proposal. It's an exciting
>>>> direction.
>>>>
>>>> The most important gap in the current proposal is to outline the
>>>> security boundaries of the execution. The current proposal focuses too much
>>>> on a rather vague definition of how the filters or masks are not elided,
>>>> but that is not enough from a security perspective.
>>>>
>>>> As part of the SPIP, we should outline both what the guarantees are and
>>>> how we plan on enforcing them. I have seen a lot of weirdness in the past
>>>> when it comes to row filters and column masks.
>>>>
>>>> Just to give some examples:
>>>>
>>>> - How do we handle leaking expressions and what is the way to prevent
>>>> information disclosure? (see
>>>> https://rhaas.blogspot.com/2012/03/security-barrier-views.html)
>>>> - How do we handle type mismatches between masks and colum types?
>>>> - How do we handle time travel, clones, etc?
>>>>
>>>> Generally, I would recommend decoupling built-in masking functions from
>>>> the overall proposal. Masking functions are just standard Spark built-ins,
>>>> so once the SPIP is on its way, we can always add them to Spark without
>>>> defining them in this proposal. I don't think having a fixed list of
>>>> masking functions is useful. From my experience observing user behavior,
>>>> there is a lot of complexity and variation in these functions. Giving users
>>>> the ability to reference any UDF or built-in function is a much more
>>>> convenient approach.
>>>>
>>>> Looking forward to seeing the updated proposal.
>>>>
>>>> Martin
>>>>
>>>> On Wed, Sep 23, 2026 at 7:28 PM Holden Karau <[email protected]> wrote:
>>>>
>>>>> So I think the security barrier / bypass path avoidance can be handled
>>>>> in a few different ways (I've got one proposal I'm working on a draft off
>>>>> but it's maybe a little early and shouldn't block this work).
>>>>>
>>>>> On 2026/09/23 16:48:33 Dongjoon Hyun wrote:
>>>>> > Hi, Huaxin.
>>>>> >
>>>>> > Thank you for proposing this SPIP. I support the direction. Moving
>>>>> row filtering and column masking from private Catalyst hacks to a public
>>>>> DSv2 contract would be a clear improvement for the ecosystem, and the
>>>>> proposed semantics are clear.
>>>>> >
>>>>> > Since the value of this SPIP rests on its "fail-closed" and
>>>>> "optimizer-safe" guarantees, I'd like the SPIP to address the following,
>>>>> grouped by priority.
>>>>> >
>>>>> > ### 1. Security guarantees (should be addressed before a vote)
>>>>> >
>>>>> > - **Security barrier**: The SPIP protects masks from the optimizer,
>>>>> but not hidden rows from user expressions. Leaky user predicates (e.g. 
>>>>> ANSI
>>>>> errors, Python UDFs, predicates pushed to the connector) can be evaluated
>>>>> before the policy filter and expose rows that should be hidden. The SPIP
>>>>> should define the policy filter as a barrier, similar to PostgreSQL's
>>>>> `security_barrier` and `LEAKPROOF`.
>>>>> > - **DML read path**: DELETE/UPDATE/MERGE also read the target table.
>>>>> Applying the policy on that read can silently delete hidden rows or write
>>>>> masked values back. These operations should fail closed.
>>>>> > - **Older Spark versions**: An engine that does not know the new
>>>>> interface will silently ignore it, so the table is fail-open there. We 
>>>>> need
>>>>> a handshake between the engine and the connector.
>>>>> > - **Bypass paths**: The policy is resolved once at analysis time and
>>>>> then stays in the plan. The SPIP should define enforcement for paths that
>>>>> reuse an analyzed plan or bypass the analyzer rewrite: global temp views,
>>>>> streaming, catalog-side `Table` caching, `TableProvider` loads, V1
>>>>> fallback, aggregate pushdown, and statistics.
>>>>> >
>>>>> > ### 2. Design
>>>>> >
>>>>> > - Restate "non-removable Project" as an invariant rather than a
>>>>> special plan node. The invariant: a mask expression is never replaced by
>>>>> the original attribute, while unused mask outputs can still be pruned.
>>>>> > - Clarify the trust model when the policy filter is fully pushed
>>>>> down to the connector.
>>>>> > - Resolve mask functions safely. Temporary and session functions
>>>>> must not be able to shadow a mask. Reuse existing built-ins where 
>>>>> possible,
>>>>> avoid the `hash` name collision, and drop weak hashes such as MD5.
>>>>> > - Clean up the API: consistent null vs. empty semantics, type rules
>>>>> for each mask function, a more specific name than `AccessControl`, and
>>>>> consider V2 connector expressions instead of String function names.
>>>>> >
>>>>> > ### 3. Clarifications
>>>>> >
>>>>> > - Semantics for views (invoker vs. definer), time travel, nested and
>>>>> metadata columns, and schema visibility of non-readable columns.
>>>>> > - Add test cases for group 1 to Q8, and revisit the Q7 timeline
>>>>> accordingly.
>>>>> >
>>>>> > I'm looking forward to the next revision. Thank you again for
>>>>> driving this, Huaxin.
>>>>> >
>>>>> > Dongjoon.
>>>>> >
>>>>> > On 2026/09/23 08:48:42 Yang Jie wrote:
>>>>> > > Thanks for putting this together. I'm supportive of the direction.
>>>>> > >
>>>>> > > This closes a real gap and I think putting enforcement in the
>>>>> engine, fail-closed and optimizer-aware, is the right call, and keeping it
>>>>> a vendor-neutral DSv2 capability lets Iceberg, Ranger, Polaris, and Delta
>>>>> retire their private-API workarounds instead of each carrying its own.
>>>>> > >
>>>>> > > I have a few questions on the enforcement semantics and the
>>>>> standard mask set that I will raise in the SPIP document. None of them
>>>>> change my view on the direction.
>>>>> > >
>>>>> > > Thanks,
>>>>> > > Jie Yang
>>>>> > >
>>>>> > > On 2026/09/23 03:39:25 huaxin gao wrote:
>>>>> > > > Hi all,
>>>>> > > >
>>>>> > > > I would like to start a discussion on a SPIP that adds a public
>>>>> DataSource
>>>>> > > > V2
>>>>> > > > API for a table or catalog to declare a read access policy
>>>>> (readable
>>>>> > > > columns,
>>>>> > > > a row filter, and column masks) that Spark enforces in the query
>>>>> plan. Here
>>>>> > > > are
>>>>> > > > the jira <https://issues.apache.org/jira/browse/SPARK-59726>
>>>>> and SPIP doc
>>>>> > > > <
>>>>> https://docs.google.com/document/d/1hYEHORjHUnFzSoBY2DeOPILVJyu6iWXBusYwpF9FQJM/edit?tab=t.0
>>>>> >
>>>>> > > > .
>>>>> > > >
>>>>> > > > Today Spark has no supported API for this. Integrators inject
>>>>> Catalyst rules
>>>>> > > > through SparkSessionExtensions and build on internal Catalyst
>>>>> APIs, as
>>>>> > > > Apache
>>>>> > > > Ranger (via the Kyuubi Spark AuthZ plugin) and a recent Apache
>>>>> Iceberg POC
>>>>> > > > both do. That is brittle across versions and unsafe: a masking
>>>>> projection
>>>>> > > > added naively to a plan can be removed or collapsed by the
>>>>> optimizer,
>>>>> > > > silently
>>>>> > > > returning unmasked data.
>>>>> > > >
>>>>> > > > The proposal adds SupportsAccessControl, enforced during
>>>>> analysis, with
>>>>> > > > three
>>>>> > > > guarantees: the masks cannot be optimized away, the row filter
>>>>> always sees
>>>>> > > > original pre-mask values, and anything Spark cannot resolve
>>>>> fails the read
>>>>> > > > rather than returning unprotected data.
>>>>> > > >
>>>>> > > > Details and proposed interfaces are in the doc. Feedback is very
>>>>> welcome.
>>>>> > > >
>>>>> > > > Thanks,
>>>>> > > > Huaxin
>>>>> > > >
>>>>> > >
>>>>> > >
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>>>>> > >
>>>>> > >
>>>>> >
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>>>>> >
>>>>> >
>>>>>
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>>>>>

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