At 11:36 AM 8/31/2005, Adam Tarr wrote:
The comment on asset voting seems separate from the thread it started in, so I'll respond here.

Great idea.

In general, I don't like the negotiation aspect of asset voting. It seems like an inherently chaotic system, where negotiations could result in somewhat off-center results if the percentages work out right (or wrong, depending on your point of view).

It is no more chaotic than any major decision which must be made in a society. Indeed, since there is really a single issue involved (whom do you trust to make decisions where you cannot make them yourself), it should be much simpler. Multiwinner Asset is inherently PR, but likely to be more intelligent and to produce minor party representation, if the set of candidates affiliated with that party (there can certainly be more than one) collectively get the quota in votes and can agree who among them is to take the seat. Then they would likely have excess votes which *could* be used in negotiation with other candidates or parties.

What is nice about this is that it does not *depend* on the party system. It is really Delegable Proxy in disguise.

There's actually a good empirical example of this in politics already - the negotiations between parties trying to form coalition governments in parliamentary democracies. Sometimes this results in nice centrist governments. Sometimes this results in one side shutting out the other side. Other times a small fringe party ends up exerting undue influence by playing the "king-maker" role. (One arguable example of this would be when orthodox parties have been part of ruling coalitions in Israel.)

Yes. That result is inevitable with PR, I think, though I think the Asset form might be less vulnerable as it would play out (I think many people would run not hoping to win but merely to represent like-minded people in the vote redistribution.)

In general, I'd be more comfortable with one of three options:

1) True proxy voting - my vote for a candidate gives them one vote in the assembly. Depending on the system, this vote may be given in turn to someone else, and/or I may be able to give it to different candidates at different times depending on the issue. There may be a minimum number of votes in order to vote in the assembly, or possibly just to speak in the assembly.

The problem is that minimum. What happens to those who don't get it?

Delegable Proxy answers that question. I've mostly worked it out for the Free Association context, where a lot less is at stake, since in an FA, the power remains with the people directly. DP in an FA would probably leave the right to vote at all levels with the members (individual voters). However, any meeting would have the common-law right to set its own rules, and an obvious rule for a high-level meeting is that to address the meeting or enter a motion (i.e., to take up everyone's time), one must have a certain level of trust, i.e., must be holding a certain number of direct and indirect proxies.

This has actually been worked out in some detail (sometimes in writing here or there, but more in my head).

DP would produce members of the assembly who are not peers, they could and would have vastly different voting powers. If we don't mind that (I don't in NGOs), the DP is better than Asset, in my view. But if we want a traditional assembly where one member has one vote, Asset gets as close to no-wasted-votes as is possible.

Basically, true proxy voting is as close as we can practically get to actual direct democracy. Depending on what rules it uses, it is closer or farther from that ideal. It has many advantages; its disadvantage is that it can't be used without changing the entire system (a non starter for congressional elections, for instance).

Preaching to the choir, Mr. Tarr. Except for the last part. If DP is used for political NGOs, it does not have to deal with *any* restrictive laws and it could completely bypass the existing system, by directly organizing the voters in a structure that maximizes trust. Again, I won't go into details, but it is a plan that I see that begins exactly here and now and proceeds to a complete reform of the system, without necessarily needing to change laws or voting procedures at all. (Almost any voting method works well if a general consensus is independently developed first, or even if a large block of voters have developed such a consensus. And if it is not a large block, then a small block can still exert major influence through donations to campaigns, providing campaign workers, and votes to boot. The Green Party in 2000 could have vastly increased its influence if it had used something like DP -- organized independently of the formal party structure -- to make strategic decisions that would actually be followed by most members.)

Something that is often overlooked, or that is incorrectly believed to be false, is that the collection of all voters has more resources -- obviously -- than any special interest group. Special interest groups *by definition* are a minority. Some special interest groups have relatively high financial resources, but they still cannot match the resources of all those who do not belong to them.... but they are organized, and the others are not. The lack of independent voter organization is, quite precisely, the problem.

And what stops this from happening? There are a number of factors, but the largest one is that, quite simply, people don't believe it is possible. So they won't lift a finger to help, even when they hear about it. The way around this is for a *few* people to work together to create the structures and apply them in many different kinds of organizational contexts. Once there is such a core, such organizations, because of the characteristics of FA/DP organizations, *will* grow. There is, essentially, no reason for them not to, they have phenomenally low organizational overhead, they are designed to require an absolute minimum of general member participation, while remaining completely open to full, active participation, and avoiding, generally, the hazards that typically convert small democratic peer associations, as they grow, into oligarchical structures, even where members nominally retain voting rights (and often even that is lost).

2) Something like asset voting, only some multi-winner voting method (STV, for instance) is used in stead of a negotiating process, and the candidates must publish their ballot in advance of the election. This way, I know for sure how my vote is going to be used.

Candidates would be free to do so. If they do, the rules might well require that their vote be so cast. But why should you *prohibit* voters from generally trusting those they vote for? As I've often pointed out, you would trust them to, say, make decisions about going or not going to war, but not to pass on the vote if they don't get elected themselves?

3) Just let me vote for real in a legitimate PR system, like STV or PAV or the range variant of PAV I mentioned earlier.

I haven't seen one that is as simple and effective for the PR purposes maximizing representation, with a totally simple ballot, as FAAV. As I mentioned, it does bypass the party system without injuring parties (except that they might lose the direct votes of those who really are only voters for the party because they have no other sane alternative under weaker PR systems); parties will still have meaning if voters continue to give them meaning. But votes in Asset are not for parties but for individuals. You vote for the person you trust the most, or for a collection of such persons, this, quite simply, is the best strategy, and it is fully sincere. If you want a particular person to be elected, cast your vote for that person, and you are done with it. The person either is elected or is not. But if not, your vote is only wasted if the person you entrusted with it is unwilling to recast your vote, in which case you *do* have someone to blame! A person, not the system (except in the vague sense that the entire electorate is a "system," and, perhaps, the entire electorate was unwilling to produce other candidates suitable for vote reassignment. In which case you belong to a *very* minor party, so to speak).

I have one specific quibble below about something Abd said.

On 8/30/05, Abd ul-Rahman Lomax <<mailto:[EMAIL PROTECTED]>[EMAIL PROTECTED] > wrote:

For full PR, Asset Voting is the king of the heap as far as I am
concerned. Not a vote is wasted.

Not true. Once there are N+1 candidates left in an N-winner election, all of the assets held by the candidate with the least assets (who is then eliminated) are "wasted". Furthermore, a candidate is not required to distribute his surplus votes, so these are also in some sense wasted.

That was hyperbole on my part. Some votes might be wasted, though, where the candidate who received them refuses to redistribute them.

Basically, all election systems have methods of dealing with the votes of those whose favorite(s) did not win. Plurality simply ignores them. Asset allows a deliberative process for redistribution of the votes.

There are specific rule possibilities that might discourage the retention of surplus votes. Suppose that there is an N-winner election, and N-M candidates are directly elected, or have, in the first redistribution stage, been elected through vote distribution. This leaves M seats to be filled. The sum of remaining votes being held is M*Q, where Q is the quota. There is now a set of electors holding these votes, who have the right to revote to elect the remaining M seats. If a candidate is holding surplus votes after having been elected, and has not by the deadline redistributed those votes to one (or more) of the remaining candidates -- it is possible that it would be required to be to only one, I have not studied that question -- those votes would be eliminated and the quota recalculated. This process would be iterated until all N members have been elected.

So, yes, there would be wasted votes, but only those where they were deliberately wasted by those holding them. If this was a significant number of votes, I think the voters would not be very happy about it! Why not, instead, use the votes to increase the possibility of election of one's favorite among those remaining?

Now, IF the candidates have the exact same preferences as all of their voters, and IF optimal strategy is used, then the number of wasted votes is minimized (at most 49% in single winner, 33% in two-winner, 24% in three-winner, et cetera). But it is not zero, even with those VERY generous assumptions.

Candidates having the same preferences as the voters is an impossible criterion, and is not even desirable. Candidates in office will be exposed to better information and will, almost of necessity, put in more time studying the issues than most of the voters.

If you look at those percentages, you will see that the number of wasted votes is essentially the quota for 1 member. If there remain a number of candidates who cannot agree upon who among them is to serve, then I'd suggest one of several options, and probably the best of them is that the seat would remain vacant. This is a rational choice: better no seat than a seat held by any one of *them.* On the other hand, it is also possible that the quota would be reduced by any of various methods. It is no longer so important that the election produce a definite winner, since it *will* produce a large set of winners under almost all conceivable circumstances; assemblies already often have vacant seats because of illness, resignations, conviction of crime, etc....

In fairness it's not zero in any multi-winner method, of course, but the claim is still false.

The specific claim is that vote wastage is minimized to the greatest extent possible without going to proxy or DP, where no votes are wasted, period; further, that votes which are wasted can be traced to a specific individual who wasted them, and the voters might hold that person responsible, if they thought it an injury.

Government by consent of the governed is the basic principle that we should hold in mind.

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