3rd meeting of the Conference of the Parties to the Convention on 
Biological Diversity serving as the Meeting of the Parties to the 
Cartagena Protocol on Biosafety  -  Issue #3 

EARTH NEGOTIATIONS BULLETIN <[EMAIL PROTECTED]>
PUBLISHED BY THE INTERNATIONAL INSTITUTE FOR 
SUSTAINABLE DEVELOPMENT (IISD) <http://www.iisd.org>

Written and edited by:

Soledad Aguilar 
Karen Alvarenga, Ph.D. 
Pia M. Kohler, Ph.D. 
Kati Kulovesi 
Elsa Tsioumani 

Editor:

Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]>

Director of IISD Reporting Services:

Langston James "Kimo" Goree VI <[EMAIL PROTECTED]>


Vol. 9 No. 348
Wednesday, 15 March 2006

Online at http://www.iisd.ca/biodiv/bs-copmop3/ 

COP/MOP-3 HIGHLIGHTS:

TUESDAY, 14 MARCH 2006

Delegates to the third meeting of the parties to the Cartagena 
Protocol on Biosafety (COP/MOP-3) met on Tuesday morning in two 
working groups and in the afternoon in plenary. A contact group 
convened in the evening on detailed requirements for documentation 
and identification of living modified organisms (LMOs) for food, 
feed or processing (Article 18.2(a)). Working Group I (WG-I) 
addressed handling, transport, packaging and identification (HTPI), 
and risk assessment and management. Working Group II (WG-II) 
considered draft decisions on capacity building and assessment and 
review. Plenary considered compliance, the financial mechanism, 
cooperation with other organizations and liability and redress. 

WORKING GROUP I

HANDLING, TRANSPORT, PACKAGING AND IDENTIFICATION: Article 18.2(b) 
and (c): Delegates debated the need for a stand-alone document or 
a commercial invoice to fulfill the identification requirements 
for LMOs destined for contained use or for intentional 
introduction into the environment (Article 18.2(b) and (c)). 
NORWAY, MALAYSIA, Ethiopia for AFRICA, ECUADOR, INDIA, THAILAND, 
BELIZE and ANTIGUA AND BARBUDA favored using a stand-alone 
document. The EU and MEXICO stressed the need for further 
experience with existing documentation, while SWITZERLAND, JAPAN, 
NEW ZEALAND and BRAZIL said more information is needed on both 
systems. ZIMBABWE noted that only LMO-producers have relevant 
experience. MALAYSIA, NAMIBIA and BURKINA FASO noted that a 
commercial invoice would be referred to the national authorities 
responsible for trade, not biosafety. 

WG-I Chair Ivars will prepare a draft decision. 

Article 18.3: Delegates discussed the development of standards for 
HTPI practices in the transboundary movement of LMOs. Many 
supported inviting submissions on gaps in existing standards and 
requesting the Secretariat to continue collaborating with relevant 
organizations. SWITZERLAND and PARAGUAY stressed the need to avoid 
duplicating work. 

ETHIOPIA, SENEGAL and NIGERIA called for rapidly developing 
standards, while ARGENTINA and VENEZUELA advocated a gradual, 
case-by-case, approach. BRAZIL and INDONESIA highlighted concerns 
about capacity to comply with the standards. NORWAY, INDIA, the 
EU, MALAYSIA and PERU suggested further considering the issue at 
COP/MOP-4, with PERU proposing that a decision only be taken by 
COP/MOP-5. NICARAGUA, supported by SENEGAL, suggested establishing 
a small expert group to prepare a draft decision for consideration 
by COP/MOP-4. WG-I Chair Ivars will prepare a draft decision. 

RISK ASSESSMENT AND RISK MANAGEMENT: Delegates considered the 
relevant document and report of the Ad Hoc Technical Expert Group 
(UNEP/CBD/BS/COP-MOP/3/9 and INF.1). Nigeria for AFRICA, the EU, 
MEXICO and PARAGUAY favored expanding the compilation of available 
guidance documents. CHINA called for additional technical guidance 
on methodologies, while AFRICA called for guidelines on long-term 
monitoring. NORWAY, MALAYSIA, CUBA, THAILAND and INDIA called for 
preparing additional guidance on risk assessment, while JAPAN, the 
EU and BRAZIL said it was not a priority. PARAGUAY and CHINA 
supported reviewing documents available internationally, and 
AUSTRALIA emphasized the need for continued collaboration with 
relevant organizations. 

On capacity building, BRAZIL stressed the importance of capacity 
building for both risk assessment and management, and MEXICO, the 
EU and NEW ZEALAND supported regional capacity-building workshops. 
PERU suggested the creation of a special fund to finance 
developing country experts carrying out risk assessments.

BOLIVIA, supported by the THIRD WORLD NETWORK, called for public 
participation in risk assessment, and COLOMBIA favored a case-by-
case approach. WG-I Chair Ivars will prepare a draft decision.

WORKING GROUP II

CAPACITY BUILDING: Delegates discussed a draft decision on 
capacity building (UNEP/CBD/BS/COP-MOP/3/WG.2/CRP.1). The EU 
proposed including biosafety in approaches and programmes such as 
poverty reduction strategy papers (PRSPs), while AFRICA opposed. 
CAMEROON said mention to PRSPs would increase the burden on 
developing countries, while NORWAY said it would facilitate 
donors’ allocation of resources for projects. The paragraph was 
bracketed.

On adopting a long-term perspective on biosafety capacity- 
building initiatives, the EU suggested a focus on research 
capacity to assess needs and possible adverse effects of 
genetically modified (GM) technology. ARGENTINA opposed 
generalizing on adverse effects of GM technology, while CANADA 
suggested referring to effects in the ecosystem. AFRICA suggesting 
including human health risks.

BRAZIL opposed references to developing country parties allocating 
resources to biosafety capacity-building activities in national 
budgets. MEXICO and ARGENTINA, opposed by the EU, suggested 
coordination and harmonization of “assessment criteria” rather 
than of “regulatory procedures and mechanisms.” 

Chair Rey Santos will prepare a revised draft decision.

Roster of Experts: Delegates discussed a draft decision on the 
roster of experts (UNEP/CBD/BS/COP-MOP/3/WG.2/CRP.4). BRAZIL, with 
AFRICA, proposed including experts with either relevant practical 
experience or academic qualifications. Delegates agreed to request 
comments from countries and relevant organizations on criteria and 
requirements for experts as well as on a quality control mechanism. 
A revised draft decision will be prepared.

ASSESSMENT AND REVIEW: Delegates considered a draft decision 
(UNEP/CBD/COP-MOP/3/WG.2/CRP.3). AFRICA, supported by BRAZIL, 
proposed inviting developed countries and relevant organizations 
to provide support for developing countries to “fulfill” national 
reporting obligations. The EU proposed “facilitating” rather than 
“fulfilling” obligations, and parties agreed to the amended text, 
and clarified that failing to meet submission deadlines does not 
relieve parties from obligations to present national reports.

PLENARY

COMPLIANCE: COP/MOP-3 President Raya Nasron requested comments on 
the proposals by the Compliance Committee (UNEP/CBD/BS/COP-MOP/3/2 
Annex).

The EU, UKRAINE and MALAYSIA favored considering measures to 
address cases of repeated non-compliance at this meeting, while 
ARGENTINA, JAPAN and AUSTRALIA said it is premature. BRAZIL said 
the regime should be facilitative, non-confrontational and 
cooperative.

On voting procedures, BRAZIL, NEW ZEALAND, AUSTRALIA and ARGENTINA 
supported consensus, while MALAYSIA, ZAMBIA and THAILAND preferred 
qualified majority voting as a last resort. On review of 
procedures and mechanisms, the EU, UKRAINE and NORWAY suggested 
addressing the issue at a later stage. 

COP President Raya Nasron will prepare a consolidated draft 
decision on compliance. 

FINANCIAL MECHANISM: The Secretariat introduced an update on the 
implementation of guidance to the financial mechanism 
(UNEP/CBD/BS/COP-MOP/3/5). The GEF presented a report on the 
Protocol’s implementation and noted its programme assisting 
countries in implementing national biosafety frameworks. AFRICA 
announced it will present a proposal for plenary’s consideration.

The EU supported the report’s recommendations, and called for 
further guidance on the financial mechanism. COLOMBIA supported 
GEF’s strategy to assist in building infrastructure capacity for 
biosafety. BRAZIL said that non-parties should only receive funds 
if they are committed to ratification. 

NORWAY stressed the need to focus on concrete projects and, with 
SOUTH AFRICA, highlighted a country-driven approach. AFRICA and 
BRAZIL expressed concern about GEF’s new system for allocation of 
resources, which may affect the Protocol’s implementation. 
CAMEROON indicated that the GEF’s resource allocation framework 
(RAF) is unacceptable, as funding for biosafety must compete with 
climate change and biodiversity. SOUTH AFRICA, supported by 
CAMBODIA, lamented that the RAF does not support developing 
country needs in implementing the Protocol. ZIMBABWE highlighted 
the need to review the RAF. PERU proposed a mechanism similar to 
the Special Climate Change Fund so that biosafety resources would 
not be affected by the RAF. 

COOPERATION WITH OTHER ORGANIZATIONS: The Secretariat introduced 
the relevant document (UNEP/CBD/BS/COP-MOP/3/6 and Corr.1). Many 
highlighted the importance of strengthening cooperation to promote 
common objectives. The EU and NORWAY stressed the importance of 
cooperation for capacity-building efforts. The FAO outlined 
cooperation activities, especially as relating to biosecurity. 
The REPUBLIC OF KOREA expressed concerns about potential conflicts 
with the World Trade Organization (WTO) in implementing the 
Protocol. 

On the CBD Executive Secretary not having been granted observer 
status in relevant WTO committees, AFRICA said continuing to 
request observer status amounts to subordinating the Protocol to 
the WTO, while the EU, NORWAY, SWITZERLAND, MEXICO and BELIZE 
suggested reinforcing efforts to achieve such status. CBD 
Executive Secretary Djoghlaf outlined recent developments, 
highlighting an upcoming meeting with the WTO Director-General. 

ADMINISTRATION AND BUDGET: The Secretariat introduced a report on 
administration and budgetary matters (UNEP/CBD/BS/COP-MOP/3/7/
Rev.1). A contact group on budget, chaired by Ositadinma Anaedu 
(Nigeria) was established. 

LIABILITY AND REDRESS: René Lefeber (the Netherlands), Co-Chair of 
the Working Group on Liability and Redress, introduced the report 
from the Group’s second meeting (UNEP/CBD/BS/COP-MOP/3/10). The EU 
highlighted a two-stage approach to the liability and redress 
regime, first negotiating a non-binding instrument and then 
considering a binding one. MALAYSIA underscored that many 
developing countries aim for a legally binding instrument. The EU, 
with CAMEROON and MALAYSIA, said a sufficient number of meetings 
should be held for the Working Group to complete its work by 2008. 
Many delegates drew attention to the lack of participation by 
developing country experts in the second Working Group meeting and 
urged funding to enable their participation in the negotiations. 
COP/MOP-3 President Raya Narson said these views will be 
incorporated in the meeting’s report.

CONTACT GROUP ON ARTICLE 18.2(A)

Delegates discussed the issue of adventitious presence and 
thresholds triggering documentation requirements. Some expressed 
concerns that including adventitious presence under Article 
18.2(a) exceeds the Protocol’s scope and would be a burden on 
exporters of non-LMO agricultural products. Others supported 
addressing this issue through thresholds, to be adopted 
internationally or by importing countries, with some asking 
whether constraints were based on technical feasibility or cost. 

Delegates then discussed capacity building, noting that it is 
essential to the implementation of any decision on Article 18.2(a) 
by exporting developing countries. Brazil circulated a 
contribution suggesting that documentation for shipments of LMOs 
for food, feed or processing (FFPs) should state: in cases where 
the LMOs are subject to identity preservation in production 
systems, that the shipment “contains” LMO-FFPs; and in cases where 
the LMOs are not subject to identity preservation, that the 
shipment “may contain” LMO-FFPs. The contribution also provides 
for parties to take measures to ensure that, by 2010, 
documentation for LMO-FFP shipments clearly states that they 
“contain” LMO-FFPs.

IN THE CORRIDORS 

Brazilians awoke Tuesday morning to find, in the major newspapers, 
their President’s announcement of their official position for 
COP/MOP-3, which provides for a four-year transitional period 
allowing for the implementation of a traceability system regarding 
LMO-FFPs. The late evening distribution of a Brazilian 
contribution in the contact group on Article 18.2(a) may not have 
come as a total surprise, nevertheless it energized negotiators 
and most agreed that “at first glance” it was a promising starting 
point. As delegates left to examine the details of the submission, 
some smiling participants enthusiastically noted that even if it 
may require more deliberations, it lays out concepts instrumental 
to constructive discussions on Wednesday.




This issue of the Earth Negotiations Bulletin © <[EMAIL PROTECTED]> is 
written and edited by Soledad Aguilar, Karen Alvarenga, Ph.D., Pia 
M. Kohler, Ph.D., Kati Kulovesi, and Elsa Tsioumani. The Digital 
Editor is Francis Dejon. The Editor is Pamela S. Chasek, Ph.D. 
<[EMAIL PROTECTED]>. The Director of IISD Reporting Services is 
Langston James “Kimo” Goree VI <[EMAIL PROTECTED]>. Specific funding 
for coverage of the COP/MOP-3 has been provided by the Italian 
Ministry of Environment and Territory, General Directorate of 
Nature Protection. The Sustaining Donors of the Bulletin are the 
Government of the United States of America (through the Department 
of State Bureau of Oceans and International Environmental and 
Scientific Affairs), the Government of Canada (through CIDA), the 
Swiss Agency for Environment, Forests and Landscape (SAEFL), the 
United Kingdom (through the Department for International 
Development - DFID), the Danish Ministry of Foreign Affairs, the 
Government of Germany (through the German Federal Ministry of 
Environment - BMU, and the German Federal Ministry of Development 
Cooperation - BMZ), the Netherlands Ministry of Foreign Affairs, 
and the European Commission (DG-ENV). General Support for the 
Bulletin during 2006 is provided by the United Nations Environment 
Programme (UNEP), the Government of Australia, SWAN International, 
the New Zealand Ministry of Foreign Affairs and Trade, the 
Austrian Federal Ministry of Agriculture, Forestry, Environment 
and Water, the Swedish Ministry of Sustainable Development, the 
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Environmental Strategies - IGES), and the Japanese Ministry of 
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