On Monday, October 7, 2024 at 12:33:58 AM UTC-6 Alan Grayson wrote:

On Sunday, October 6, 2024 at 2:27:40 PM UTC-6 John Clark wrote:

On Sun, Oct 6, 2024 at 11:46 AM Alan Grayson <agrays...@gmail.com> wrote:

*> The problem I am identifying here, and likely best resolved by an 
historian of physics, is that the principles allegedly guiding Einstein to 
develop GR. namely that gravity and acceleration are equivalent if tidal 
forces are ignored, and that there is no gravitational force, are far from 
obvious when one views his field equations.*


*Yes those equations are far from obvious, and that's why it took Einstein 
10 years to find them, and the Herculean effort nearly killed him, the poor 
man lost 50 pounds. Four dimensional non-Euclidean tensor calculus is not 
for the faint of heart.*


*Here's the man himself, trying to explain how it did it. He's not sure he 
really can explain it! I need to re-read this, particularly Einstein's 
reference to Mach and the latter's influence on him. AG*

*It is known that when Albert Einstein was awarded the Nobel Prize for 
Physics in 1922, he was unable to attend the ceremonies in Stockholm in 
December of that year because of an earlier commitment to visit Japan at 
the same time. In Japan, Einstein gave a speech entitled "How I Created the 
Theory of Relativity" at Kyoto University on 14 December 1922. This was an 
impromptu speech to students and faculty members, made in response to a 
request by K. Nishida, professor of philosophy at Kyoto University. 
Einstein himself made no written notes. The talk was delivered in German 
and a running translation was given to the audience on the spot by J. 
Ishiwara, who had studied under Arnold Sommerfeld and Einstein from 1912 to 
1914 and was a professor of physics at Tohoku University. Ishiwara kept 
careful notes of the lecture, and published (1) his detailed notes (in 
Japanese) in the monthly Japanese periodical Kaizo in 1923; Ishiwara's 
notes are the only existing notes of Einstein's talk. More recently T. 
Ogawa published (2) a partial translation to English from the Japanese 
notes in Japanese Studies in the History of Science. But Ogawa's 
translation, as well as the earlier notes by Ishiwara, are not easily 
accessible to the international physics community. However, the early 
account by Einstein himself of the origins of his ideas is clearly of great 
historical interest at the present time. And for this reason, I have 
prepared a translation of Einstein's entire speech from the Japanese notes 
by Ishiwara. It is clear that this account of Einstein's throws some light 
on the current controversy (3) as to whether or not he was aware of the 
Michelson-Morley experiment when he proposed the special theory of 
relativity in 1905; the account also offers insight into many other aspects 
of Einstein's work on relativity. *

*Y. A. Ono 0031-9228/82/0800 45-03/$01.00 © 1962 American Institute of 
Physics, PHYSICS TODAY / AUGUST 1982  page 45 *

*It is not easy to talk about how I reached the idea of the theory of 
relativity; there were so many hidden complexities to motivate my thought, 
and the impact of each thought was different at different stages in the 
development of the idea. I will not mention them all here. Nor will I count 
the papers I have written on this subject. Instead I will briefly describe 
the development of my thought directly connected with this problem. It was 
more than seventeen years ago that I had an idea of developing the theory 
of relativity for the first time. While I cannot say exactly where that 
thought came from, I am certain that it was contained in the problem of the 
optical properties of moving bodies. Light propagates through the sea of 
ether, in which the Earth is moving. In other words, the ether is moving 
with respect to the Earth. I tried to find clear experimental evidence for 
the flow of the ether in the literature of physics, but in vain. Then I 
myself wanted to verify the flow of the ether with respect to the Earth, in 
other words, the motion of the Earth. When I first thought about this 
problem, I did not doubt the existence of the ether or the motion of the 
Earth through it. I thought of the following experiment using two 
thermocouples: Set up mirrors so that the light from a single source is to 
be reflected in two different directions, one parallel to the motion of the 
Earth and the other antiparallel. If we assume that there is an energy 
difference between the two reflected beams, we can measure the difference 
in the generated heat using two thermocouples. Although the idea of this 
experiment is very similar to that of Michelson, I did not put this 
experiment to the test. While I was thinking of this problem in my student 
years, I came to know the strange result of Michelson's experiment. Soon I 
came to the conclusion that our idea about the motion of the Earth with 
respect to the ether is incorrect, if we admit Michelson's null result as a 
fact. This was the first path which led me to the special theory of 
relativity. Since then I have come to believe that the motion of the Earth 
cannot be detected by any optical experiment, though the Earth is revolving 
around the Sun. I had a chance to read Lorentz's monograph of 1895. He 
discussed and solved completely the problem of electrodynamics within the 
first [order of] approximation, namely neglecting terms of order higher 
than v/c, where v is the velocity of a moving body and c is the velocity of 
light. *

*Page 46 PHYSICS TODAY / AUGUST 1982 (Photo of Albert and Elsa Einstein 
embarking for the US on the S.S. Rotterdam, 1921, a year before their trip 
to Japan. Courtesy AIP Niels Bohr Library.) *

*Then I tried to discuss the Fizeau experiment on the assumption that the 
Lorentz equations for electrons should hold in the frame of reference of 
the moving body as well as in the frame of reference of the vacuum as 
originally discussed by Lorentz. At that time I firmly believed that the 
electrodynamic equations of Maxwell and Lorentz were correct. Furthermore, 
the assumption that these equations should hold in the reference frame of 
the moving body leads to the concept of the invariance of the velocity of 
light, which, however, contradicts the addition rule of velocities used in 
mechanics. Why do these two concepts contradict each other? I realized that 
this difficulty was really hard to resolve. I spent almost a year in vain 
trying to modify the idea of Lorentz in the hope of resolving this problem. 
By chance a friend of mine in Bern (Michele Besso) helped me out. It was a 
beautiful day when I visited him with this problem. I started the 
conversation with him in the following way: "Recently I have been working 
on a difficult problem. Today I come here to battle against that problem 
with you." We discussed every aspect of this problem. Then suddenly I 
understood where the key to this problem lay. Next day I came back to him 
again and said to him, without even saying hello, "Thank you. I've 
completely solved the problem." An analysis of the concept of time was my 
solution. Time cannot be absolutely defined, and there is an inseparable 
relation between time and signal velocity. With this new concept, I could 
resolve all the difficulties completely for the first time. Within five 
weeks the special theory of relativity was completed. I did not doubt that 
the new theory was reasonable from a philosophical point of view. I also 
found that the new theory was in agreement with Mach's argument. Contrary 
to the case of the general theory of relativity in which Mach's argument 
was incorporated in the theory, Mach's analysis had [only] indirect 
implication in the special theory of relativity. This is the way the 
special theory of relativity was created. My first thought on the general 
theory of relativity was conceived two years later, in 1907. The idea 
occurred suddenly. I was dissatisfied with the special theory of 
relativity, since the theory was restricted to frames of reference moving 
with constant velocity relative to each other and could not be applied to 
the general motion of a reference frame. (A Japanese Tea Ceremony. The 
Einsteins' 1922 trip included the usual tourist attractions as well as 
scientific ones. (Einstein Archives, courtesy AIP Niels Bohr Library.)  I 
struggled to remove this restriction and wanted to formulate the problem in 
the general case. In 1907 Johannes Stark asked me to write a monograph on 
the special theory of relativity in the journal Jahrbuch der 
Radioaktivitat. While I was writing this, I came to realize that all the 
natural laws except the law of gravity could be discussed within the 
framework of the special theory of relativity. I wanted to find out the 
reason for this, but I could not attain this goal easily. The most 
unsatisfactory point was the following: Although the relationship between 
inertia and energy was explicitly given by the special theory of 
relativity, the relationship between inertia and weight, or the energy of 
the gravitational field, was not clearly elucidated. I felt that this 
problem could not be resolved within the framework of the special theory of 
relativity. The breakthrough came suddenly one day. I was sitting on a 
chair in my patent office in Bern. Suddenly a thought struck me: If a man 
falls freely, he would not feel his weight. I was taken aback. This simple 
thought experiment made a deep impression on me. This led me to the theory 
of gravity. I continued my thought: A falling man is accelerated. Then what 
he feels and judges is happening in the accelerated frame of reference. I 
decided to extend the theory of relativity to the reference frame with 
acceleration. I felt that in doing so I could solve the problem of gravity 
at the same time. A falling man does not feel his weight because in his 
reference frame there is a new gravitational field which cancels the 
gravitational field due to the Earth. In the accelerated frame of 
reference, we need a new gravitational field. I could not solve this 
problem completely at that time. It took me eight more years until I 
finally obtained the complete solution. During these years I obtained 
partial answers to this problem. Ernst Mach was a person who insisted on 
the idea that systems that have acceleration with respect to each other are 
equivalent. This idea contradicts Euclidean geometry, since in the frame of 
reference with acceleration Euclidean geometry cannot be applied. 
Describing the physical laws without reference to geometry is similar to 
describing our thought without words. We need words in order to express 
ourselves. What should we look for to describe our problem? This problem 
was unsolved until 1912, when I hit upon the idea that the surface theory 
of Karl Friedrich Gauss might be the key to this mystery. I found that 
Gauss' surface coordinates were very meaningful for understanding this 
problem. Until then I did not know that Bernhard Riemann [who was a student 
of Gauss'] had discussed the foundation of geometry deeply. I happened to 
remember the lecture on geometry in my student years [in Zurich] by Carl 
Friedrich Geiser who discussed the Gauss theory. I found that the 
foundations of geometry had deep physical meaning in this problem. When I 
came back to Zurich from Prague, my friend the mathematician Marcel 
Grossman was waiting for me. He had helped me before in supplying me with 
mathematical literature when I was working at the patent office in Bern and 
had some difficulties in obtaining mathematical articles. First he taught 
me the work of Curbastro Gregorio Ricci and later the work of Riemann. I 
discussed with him whether the problem could be solved using Riemann 
theory, in other words, by using the concept of the invariance of line 
elements. We wrote a paper on this subject in 1913, although we could not 
obtain the correct equations for gravity. I studied Riemann's equations 
further only to find many reasons why the desired results could not be 
attained in this way. After two years of struggle, I found that I had made 
mistakes in my calculations. I went back to the original equation using the 
invariance theory and tried to construct the correct equations. In two 
weeks the correct equations appeared in front of me! Concerning my work 
after 1915, I would like to mention only the problem of cosmology. This 
problem is related to the geometry of the universe and to time. The 
foundation of this problem comes from the boundary conditions of the 
general theory of relativity and the discussion of the problem of inertia 
by Mach. Although I did not exactly understand Mach's idea about inertia, 
his influence on my thought was enormous. I solved the problem of cosmology 
by imposing invariance on the boundary condition for the gravitational 
equations. I finally eliminated the boundary by considering the Universe to 
be a closed system. As a result, inertia emerges as a property of 
interacting matter and it should vanish if there were no other matter to 
interact with. I believe that with this result the general theory of 
relativity can be satisfactorily understood epistemologically. This is a 
short historical survey of my thoughts in creating the theory of 
relativity.  *


*The translator is grateful to the late Professor R. S. Shankland for 
encouragement and for informing him of reference 2. References 1. J. 
Ishiwara, Einstein Ko-en Roku (The Record of Einstein s Addresses), 
TokyoTosho, Tokyo (1971), page 78. (Originally published in the periodical 
Kaizo in 1923.) 2. T. Ogawa, Japanese Studies in the History of Science 18, 
73 (1979). 3. R. S. Shankland, Am. J. Phys. 31, 47 (1963); 41, 895 (1973); 
43, 464 (1974). G. Holton, Am. J. Phys. 37, 968 (1972); Isis 60, 133 
(1969); or see Thematic Origins of Scientific Thought, Harvard U. P., 
Cambridge, Mass. (1973). T. Hiroshige, Historical Studies in the Physical 
Sciences, 7, 3 (1976). A. I. Miller, Albert Einstein s Special Theory of 
Relativity, Addison-Wesley, Reading, Mass.1981).   PHYSICS TODAY / AUGUST 
1982 Page 47 *


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