Good morning Spencer,

Thanks for the review.

Summary: This document is on the right track for publication as a BCP, but some work is still needed.

Comments:

I have lots of questions, but most are requests for greater clarity - I would not expect Brian to DISCUSS based on most of the questions I listed in this review.

If I could make any single suggestion, it would be to remove anything that describes "business as usual" in the working group process ("As with all Internet-Drafts produced by a working group, ..."), for two reasons - the focus should be on what happens that is NOT "business as usual", and the detailed description here will be very fragile - for example, if the RTG ADs decided they would accept directorate reviews instead of conducting their own reviews, this procedure would be out of step. It adds no value to say that the IESG MUST ballot any Internet-Draft forwarded for publication by a working group.

The problem I have in documenting this is that it is partly aimed at consmption by external parties that do not understand the IETF process and are looking for a single description of how their work will be handled. I'll think some more about this and if we can find something coherent to reference instead of redescribing the IETF process we will do that.

Abstract

  The process allows individuals, IETF working groups, and external
  standards bodies to influence the development of the MPLS and GMPLS
  standards. When possible, existing liaison relationships are used.

Spencer: it just seems odd to list individuals and IETF working groups separately here (and in the Introduction). After reading further, I wondered if the point was not that IETF working groups *other than the (G)MPLS working groups* could influence the development of these standards, but that wasn't clear from this text, either.

Hmmm. Actually the point may be to target other SDOs without saying so :-(
What we are trying to say is "everyone is on an even playing field". No-one is held back, and no-one is advanced.
We wanted to cover:
- individual draft submissions
- working group drafts
- material from other SDOs.

1. Introduction

  This document recognizes that the Multiprotocol Label Switching
  (MPLS) and Generalized MPLS (GMPLS) protocol families were created
  within the IETF and constitute significant protocol suites that are
  strategic to the development of the Internet. They should not be
  extended or varied without IETF review, and that should preferably
  only be extended within the IETF process.

Spencer The last sentence doesn't parse well for me, "preferably" seems weak, and I'm not sure why it says "extended" and not "varied". Suggest "These protocol families should only be extended or varied within the IETF process." - and even this seems inconsistent with MUSTs later in the document.

Changed to...
  These protocols should
  not be extended or varied without IETF review, and they should
  only be extended within the IETF process.

The point of diversion from "MUST" is that the procedures defined later allow the IETF to say: "OK, you are free to make the change."

  The IETF will not endorse the publication of any MPLS or GMPLS
  protocol or technology extensions in RFCs or other documents where

Spencer: suggest "until the process described here has been followed" - you're not saying you won't endorse them under any circumstances, right? but only that you won't endorse the documents without considering them as described in this document.

Right.

  the process described here have not been followed. If publication of
  individual Internet-Drafts describing extensions or changes to the
  MPLS or GMPLS protocols is requested of the RFC Editor the documents
  will be returned to the process described in this document using the
  mechanism described in [RFC3932].

  IANA is responsible for managing many codepoints registries including
  those for MPLS and GMPLS protocols. These registries have specific
  allocation policies that IANA uses in order to determine whether
  codepoints can be allocated and which codepoints to allocate. In many
  cases, the rules require IANA to refer back to the IETF when asked to
  make an allocation. In the case of changes or extensions to the MPLS
  or GMPLS protocols, IANA will use its normal documented procedures to

Spencer: got a reference for the "normal documented procedures" you have in mind?

Hmmmm :-)

I used to have a description of what IANA was required to do, but I got warned off redefining IANA procedures.

Is RFC2434 any use?

  judge whether or not a code point allocation should be made.

2.2  Other (G)MPLS Technology Working Groups

  Problem statements and requirements for (G)MPLS technology have been
  produced by several working groups in addition to the MPLS and CCAMP
  working groups. For example, the IP over Optical (IPO) working group

Spencer (nit): "Examples are" (need a verb) ...

OK

  and the Internet Traffic Engineering working group (TEWG). These
  working groups have not specified any protocols, but have been a
  source of problem statements and requirements to be considered by the
  (G)MPLS working groups.

  The Layer 2 VPN (L2VPN) and Layer 3 VPN (L3VPN) working groups have
  been chartered to specify a limited number of solutions for Provider
  Provisioned VPNs. Both working groups are in the Internet Area. The
  work of the L2VPN and L3VPN working groups does not include
  specifying new protocols, however, protocol changes and extensions
  to the (G)MPLS protocols may be needed. If so, the procedures
  specified in this document are applicable.

  The Layer 1 VPN (L1VPN) working group is chartered to specify
  mechanisms necessary for providing layer 1 VPN services
  (establishment of layer 1 connections between CE devices) over a
  GMPLS-enabled transport service-provider network. Protocol extensions
  required for L1VPN will be done in cooperation with MPLS, CCAMP,
  OSPF, IS-IS, IDR, L3VPN, and other WGs where necessary. That is, the

Spencer: you guys are the experts, but L2VPN is conspicuous by its absence in this list - it's named previously, so perhaps this is an accidental omission?

Deliberate. The L1VPN working group doesn't appear to have any protocol overlap with L2VPN. Curious but true. L3 and L1 are very similar, but L2 is off in its own set of weeds.

  L1VPN will not develop GMPLS protocol extensions in isolation, but
  will develop requirements and propose extensions that will be
  reviewed and approved by the (G)MPLS working groups.

2.3  Organizations Outside the IETF

  A number of standards development organizations (SDOs) and industrial
  forums use or reference the (G)MPLS protocols in their
  specifications. Some of these organizations have formal or less

Spencer: either "formal or informal" or "more or less formal", I think.

OK

  formal liaison relationships with the IETF [RFC4052]. The IETF
  exchanges information with these organizations about what is
  happening on both sides, including plans and schedules, using liaison
  statements [RFC4053]. More details about the cooperation relationship
  between the IETF and the ITU-T can be found in [RFC3356].

  The procedures in this document are applicable to all organizations
  outside the IETF whether or not they have formal liaison
  relationships with the IETF. If any organization outside the IETF
  has a requirement, or believes it may have a requirement, for

Spencer: I'd remove ", or believes it may have a requirement," - just seems too legalistic.

:-)

  extensions or modifications to the (G)MPLS protocols then the
  procedures in this document apply.

2.4  Terminology

  This section defines terms for use in the context of this document.

  o  (G)MPLS protocols

     The set of RFCs that constitutes the (G)MPLS protocols are the
     standards track RFCs from the (G)MPLS working groups (see below).
     A list of these RFCs is not supplied here since new RFCs are
     produced from time to time.

Spencer: I'm visualizing an ugly race condition here (with someone who starts extending something before it's been published as an RFC). "Standards-track specifications"?

Yes. This race condition exists with PWE3, BFD, and L3VPN.
We are going to have to handle it (are already handling it) through good will.

     For the purpose of extending and changing any protocols specified
     in Experimental, Informational, or BCP RFCs developed by the
     (G)MPLS working groups, those protocols are considered to be part
     of the (G)MPLS protocols.

Spencer: this is just odd. Are there any protocols defined in these types of documents today? If so, and you're going this direction - what about Historic? but I think you're really saying "ANY specification from the (G)MPLS working groups".

Yes. "any specification" would be better. The list we had just grew.

  o  Requirement evaluating working group (rewg)

Spencer (nit) - "rewg" and "pswg" would look less odd in caps, and they are acronyms ...

Can do.

     The rewg is the IETF working group charged with the task of
     evaluating a specific set of requirements and the associated
     problem statement.

3. Summary of Procedures

  Whenever there is reason to believe that a particular problem may be
  solved by use of or extensions to the (G)MPLS protocols, a
  preliminary investigation phase may be used to discuss the
  requirements with the IETF. This may lead to an understanding that
  the problem is already solved, is outside the scope of the IETF, or
  requires more investigation possibly leading to changes to the
  (G)MPLS protocols.

Spencer: It seems odd that the requirements statement Internet-Draft is mentioned here, but the problem statement internet-draft has not been mentioned previously in this section.

OK

  Whenever any extension or change to the (G)MPLS protocols is desired,
  a requirements statement must be produced and must be submitted to
  IETF as an Internet-Draft.

Spencer: the following text would be a lot more readable as a list of bullets.

Yup.

  In assessing the requirements statement I-D, the IETF may determine:
  that the requirements can be satisfied without modifications to the
  (G)MPLS protocols; that the requirements are not sufficiently general
  to warrant a change to the (G)MPLS protocols; that the requirements
  justify a change to the (G)MPLS protocols that will be created by the
  IETF or within another organization; that the requirements might not
  be possible to satisfy without violating the (G)MPLS architecture in
  a way that would harm the (G)MPLS technology; or that the
  requirements should be combined with other requirements to solve a
  more general problem or solve the same problem in a more flexible
  way.

  The solutions that are developed within the IETF may be sourced from
  external organizations and presented for review, discussion,
  modification, and adoption as Internet-Drafts. Such solutions drafts
  may be presented to the IETF in advance of the completion of the
  requirements work, but all solutions will compete through the normal
  IETF process with other proposed solutions, and none will be adopted
  as an IETF working group draft until the requirements are agreed by
  the rewg chairs to be stable and, in any case, not before the pswg
  has a charter item to cover the solutions work.

Spencer: "has a charter item" is awfully formal - could the last condition be that an AD AGREES to add a charter item to cover the solutions work, if no charter item already exists? I do see WGs that run under this type of informal working arrangement with ADs for new milestones.

Oooh: rat-hole!

I don't believe WGs should run in this mode. I believe WG chartering is by IETF consensus under IESG guidance, so individual ADs are not so powerful (which is possibly why they allow things to happen without re-charetering :-).

I really don't want to go down the path of this discussion in this I-D, and I'm happy to require charter items (!= milestones) before work starts. The current text, I believe, covers us for charter items that already exist.

4.  MPLS and GMPLS Change Process

  Anyone who intends to use one of the existing (G)MPLS protocols, but
  thinks that it will not satisfy their needs MUST use the procedures

Spencer: I know that the text in previous sections was not normative, but it contained lower-case "should". Suggest that the text in previous sections changes to lower-case "must"?

Don't get it.
There is no 2119 language before section 4. First para of section 4 is also non-2119. From then on, everything is procedural and is in 2119 language.

  described in this document. Changes or extensions to the (G)MPLS
  protocols MUST NOT be made by any other mechanism. The IETF MUST NOT
  endorse any publications (including RFCs whether on the Standards
  Track, Informational, or Experimental) that change or extended the
  (G)MPLS protocols except for those that arise through the correct
  execution of the procedures in this document. The IETF MUST NOT
  endorse any IANA action that allocates (G)MPLS protocol codepoints
  except as a result of actions arising from the correct execution of
  the procedures in this document.

Spencer: wow. Does the IETF usually adopt these kinds of self-restraints?

Nope.
And this lack of self-restraint has led us to blindly allocate codepoints for harmful (deliberately harmful?) changes to the core protocols.

Actually, when I say no, I really mean yes :-)
We have plenty of self-restraints wrt codepoint allocation. For example: the definition of "IETF Consensus" for a code point is pretty much a constraint.

4.1  Flow Diagram

  Figure 1 is presented to give a visual overview of the process. It
  does not contain all of the possible interactions of procedures, and
  the text in the subsequent sections should be used for a definitive
  description of the process.

Spencer: Use of "ACK" and "NACK" in Figure 1 is cute, but "YES" and "NO" seems clearer, I think.

Thanks. Yes.

4.2.1 Preliminary Investigation

  This step SHOULD be carried out informally on the mailing list of the
  rewg or on the Routing Area discussion mailing list and MAY be

Spencer: I wish there was one place you could point to for these discussions - multiple rewgs are fine, but the conversation could be on the Routing Area discussion mailing list, so monitoring the rewgs you care about isn't sufficient.

Agree. But it is "generally accepted" (hah!) that you have to subscribe to the specific WG mailining lists you care about, and the parent area mailining list, and the IETF discussion mailing list. It is a bother, but I don't know how you can otherwise be sre to capture everything important if it comes out as a new discussion point. Fortuantely: - we are not requiring to follow the IETF discussion list because everything here falls under Routing
- the Routing discussion list is very quiet.

  initiated by any individual, group of individuals, external
  organization, or IETF working group.

  A possible outcome of this preliminary investigation is that the
  requirements and problem are understood, but agreed to be out of
  scope for the IETF. Alternatively it may be that the problem can be
  solved with existing protocols. The full list of outcomes from the
  preliminary investigation phase are identical to those for the
  requirements statement evaluation phase described in section 4.2.2,
  but the requirements statement evaluation phase MUST form part of the
  process if the requirements are understood and the IETF would like to
  develop protocol solutions - the process cannot move direct form the

Spencer: s/direct form/directly from/

Yes and no.

from/form is one of my favorite finger dibbles.
"directly" refers to time: i.e. immediately.
"I will do it directly" == "I will do it at once"
"direct" refers to space: i.e. without intervening steps
"I will go there direct" == "I will not stop in the sports bar to catch the second half of the game"

  preliminary investigation pahse to the development of solutions.

Spencer: s/pahse/phase/

Yes

4.2.2 Requirements Statement Evaluation

  After discussion on the IETF mailing lists, the appropriate IETF
  working group chairs and the Routing Area Directors MUST decide
  whether the requirements will be formally evaluated by the IETF, and
  MUST deliver a response to the requirements statement I-D.

Spencer: The following text says pretty clearly how the IETF wg chairs and RTG ADs respond to a formal liaison, but I didn't see any discussion of how they respond in the absence of a formal liaison.

Yes.
  If the requirements statement I-D is brought to the IETF through a
  formal liaison, the IETF MUST respond using one of the following
  answers in a formal liaison reply. If a formal liaison was not used
  the response SHOULD be delivered using one of the following answers
  in an email copied to the appropriate mailing lists.

  b.  Requirements understood, but judged to be out of scope for the
      IETF. In this case, the originator of the requirements can work
      on on requirements and solutions and will not be impeded by the

Spencer: s/on on/on/

on and on and on?


      IETF. The IETF may request to be kept informed of progress.

4.2.3 Chartering the Rewg

Spencer: this section actually seems to be about modifying the rewg's charter, not chartering the rewg. Perhaps "Reviewing the Requirements Statement I-D"?

"Chartering or Rechartering the REWG"

  In many cases the problem covered by the requirements statement I-D
  will fall within the scope of the existing charter of a working
  group. In this case, the Routing Area Directors SHOULD designate the
  working group as the rewg and pass the requirements statement I-D to
  the working group for evaluation.

Spencer: it was not obvious to me how the case is handled when a new requirements evaluation working group must be created - is anyone in particular responsible for developing a proposed charter?

  Under unusual circumstances the Routing Area Directors MAY decide to
  charter a new working group to act as the REWG. In this case, the ADs
  are responsible for drafting the charter of the new working group and
  MUST follow the procedures set out in the previous paragraph.

4.2.5 AD Evaluation of Completed Requirements Statement I-D

  As with all Internet-Drafts produced by a working group, the ADs MUST
  review the completed requirements statement I-D produced by the rewg
  to determine its fitness for publication. At their discretion, the
  ADs MAY use an Area Directorate and/or other subject matter experts
  to assist them in this review

Spencer: missing period after "review".

Yes.

4.2.7 Solutions Work

  Once the pswg has been identified and (re-)chartered as necessary and
  the requirements statement I-D has been approved by the IESG, the
  pswg can start work on solutions following the normal IETF process.
  Solutions I-Ds MAY be prepared externally (such as within an external
  organization) or within the IETF, submitted to the IETF for
  publication, and introduced to the pswg for consideration. Such I-Ds
  MAY be submitted at earlier stages in the process to assist the rewg
  in its development and discussion of the requirements, but no I-D
  will be formally considered as a solutions I-Ds until the pswg has a
  charter item that covers the work and the rewg chairs are confident
  that the requirements are stable. Even at this stage in the process,
  the IETF makes no guarantees that an externally produced solutions
  I-D will form the basis of the pswg solutions I-D, but the pswg MUST
  consider such an I-D as a possible solution I-D.

Spencer: is there any potential for misunderstanding by an SDO who might expect that "MUST consider" requires the I-D to be "baseline text", become a WG draft, etc? (The text is clear to me, but I think I understand how the IETF works) In particular, we're a lot more casual about big changes to individual drafts than we are about big changes to working group drafts, or at least, we should be.

MUST consider such an I-D for review and revision as a possible solution I-D.

  Where the requirements originated from an external organization, the
  pswg SHOULD regularly communicate its progress using a formal liaison
  process if one exists. This communication SHOULD also be used to
  request review input and comment on the development of the solutions
  I-D. The solutions I-D MUST be communicated to the originating
  organization during working group last call for final review against
  the requirements. When the solutions I-D is complete (normally upon
  completing working group last call and/or on entering the RFC
  Editor's queue) the pswg MUST inform the originating organization of
  the completed solution.

Spencer: "when the solutions I-D is complete" probably isn't WGLC... suggest "on entering the RFC Editor's queue" as the only triggering condition.

I'm inclined to agree in principle, but I am worried abot the two year hiatus between the two events.

5. Rejecting Requirements Statements I-D

  The requirements can be rejected at various stages of the process as
  described in the previous sections. The person or grouping that makes

Spencer: I think this is "or group"?

yes

  the rejection is responsible for generating an explanation of the
  rejection and MUST follow the process described in this section.

5.1 Reasons for Rejection

  The requirements statement I-D can only be rejected using one of the
  following reasons. Each reason MUST be stated with the acceptable
  next steps as described here.

  - Requirements not understood. At the early stage of evaluation of
    the requirements statement I-D before the rewg has been tasked with
    performing a full evaluation and completing the requirements
    statement I-D or during the optional preliminary investigation it
    is not clear what the requirements are for or what the problem
    being addressed is.

Spencer: the "not understood" explanation is way too complex. Perhaps "Either during preliminary investigation or during evaluation of the requirements statement I-D, it wasn't clear what the requirements are, or what the problem being addressed is."

OK

  - Out of scope for the IETF. Many stages of this process may
    determine that the requirements are out of scope for the IETF. In
    this case, the IETF MUST NOT constrain the authors of the
    requirements statement I-D permission to work on a solution.

Spencer: "constrain ... to work ..." isn't quite right. "prevent ... from working ..."? And I'm not sure what this is saying - "permission to work on a solution in other SDOs"? Or something else?

Yes. I got confused trying to write in American. I'll put it into English and leave the RFE Editor to sort out the detail.

What is intended is a passive version of "grant permission to work in another SDO". That is, "not block work in another SDO"

  - No protocols extensions or changes are needed. At some stage in the
    evaluation of the requirements it may become clear that they can
    all be met through appropriate use of existing protocols. In this
    case no further evaluation of the requirements is required, but the
    IETF MUST explain how the protocols can be used to meet the
    requirements and MAY cooperate with the authors of the requirements

Spencer: these IETF MUST/MAY statements can require real work, for which "IETF" isn't quite right - you need a stuckee. Does this become something like "the rewg chairs or their delegates"?

Ah yes. In my experience it is usually me :-(
I guess we should stick it to the REWG and by default the REWG chairs.

    statement I-D in the production of an Applicability Statement
    Internet-Draft or a Profiles Internet-Draft that explains precisely
    how the existing protocols can be used to meet the requirements.

  - Insufficient support within the IETF. Although the work described
    within the requirements statement I-D is within scope for the IETF,
    and despite the support of the originators of the requirements
    statement I-D on the rewg mailing list, the chairs of the rewg have
    determined that there is insufficient support in the rewg to
    complete requirements statement I-D. In this case, the IETF MUST
    grant the authors of the requirements statement I-D permission to
    work on a solution. The solution SHALL be presented to the IETF
    for review and possible publication as an Informational or
    Experimental RFC, and the IETF SHALL NOT block applications to IANA
    for codepoints.

Spencer: the SHALL and SHALL NOT in the last sentence don't seem quite right. If this is saying "if you work on a solution anyway, we still review it", this could be clearer.

Actually, there wasn't any intent to promise review.

  - Insufficient support for the work. If the authors of the

Spencer: is this "insufficient support from the requestors"? This could be clearer. As it is, this category sounds like a superset containing the previous category.

OK

    requirements statement I-D do not make themselves available on the
    rewg mailing list for discussion of the requirements or do not
    contribute the completion of the requirements statement I-D, the
    chairs of the rewg MAY determine that there is insufficient support
    for the work and MAY reject the requirements statement I-D. In this
    case, the IETF MUST NOT grant permission for the work to be carried
    out in any other organization, and MUST NOT endorse the publication
    of any changes or extensions to the (G)MPLS protocols and MUST NOT
    instruct IANA to allocate any codepoints. The requirements may be
    re-introduced by starting the procedure again from the top.

  - Satisfying the requirements would break the technology. It is
    possible that an assessment will be made that, although the
    requirements are reasonable, it is not possible to satisfy them
    through extensions or changes to the (G)MPLS protocols without
    violating the (G)MPLS architecture in such a way as would break the
    (G)MPLS technology. In this case a recommendation will be made that
    some other technology be used to satisfy the requirements. See

Spencer: just checking my understanding - there's no expectation that the IETF make any recommendation about what other technology would be used, right? If I got this correctly, no change needed.

Yeah. I suppose we could make a suggestion, but we can't guarantee to.

    Section 7 for further discussions of the protection of the
    integrity of the (G)MPLS technology.

5.2 Actions Upon Rejection

Spencer: this section seems to be "Rejecting a requirements statement I-D" - the current title isn't clear about whether the actions are taken by the requestor or the rejecter.

Oh.
Right, that's easy to fix.

Spencer: there are several SHOULDs in this section with no discussion of why they aren't MUSTs. This seems awkward. ("SHOULD, unless you just decide not to ...")

Right.
I think I had become tired.

  - If the requirements are brought to the IETF as a preliminary
    investigation (see Section 4.2.1) through an email exchange then
    the response SHOULD be made as an email response and SHOULD be
    archived through an IETF email archive.

Spencer: 4.2.1 says "SHOULD be carried out on rewg mailing list or routing area mailing list", so I think the "SHOULD be archived" can be dropped - this is required for all IETF working group mailing lists.

Reworded.

  The responsibility for the generation of the response lies with the
  person, people, or grouping that instigates the rejection. This may
  be the IESG, one or more Area Directors, one or more working group
  chairs, or a protocol caretaker. In the case of the use of a liaison

Spencer: I was asking "who is the stuckee?" in a previous comment. You might consider putting a list (perhaps this list) in one place in the document, and using it by reference, especially in the places where you're saying "the IETF will ...". The IETF, as a whole, doesn't do much except express consensus or lack thereof.

Yup. I have gone back to all instances of "the IETF" and applied a little more focus.

The stuckee does depend on where we are in the process at the time.
I found that "the IETF MUST NOT" is acceptable, but "the IETF MUST" needed refinement.

  relationship, the IETF's liaison manager has responsibility for
  ensuring that the procedures in this document, and particularly the
  rejection procedures, are followed.

6. Abandonment of the Solutions I-D

  Once the solutions work has been started by the pswg, it MAY be

Spencer: this is probably a lower-case "may".

Yes

  abandoned before completion. This can happen if the pswg chairs
  determine that there is no longer working group support for doing the
  work. This could arise, for example, if no-one (including the
  originators of the requirements statement I-D) is willing to
  contribute to the development of a solutions I-D.

  In the event that the solutions work is abandoned by the pswg, the
  Area Directors responsible for the pswg MUST be consulted. The
  originators of the requirements statement I-D MUST be informed that
  the work has been stopped using a mechanism dependent on how the

Spencer: "has been abandoned"? Perhaps good to avoid saying we "stopped" doing anything?

:-)

  requirements were introduced (as discussed in Section 5.2).

7. (G)MPLS Integrity

  The (G)MPLS working groups are REQUIRED to protect the architectural
  integrity of the (G)MPLS protocols and SHOULD NOT extend the GMPLS

Spencer: this SHOULD NOT seems to beg for an explanation of why it's not MUST NOT. It's the only SHOULD (NOT) in this section, which seems to be the "line in the sand" section.

I agree with you, but I'm finding it hard to type "MUST NOT" just in case.

OK. I managed it!

  architecture with features that do not have general use beyond the
  specific case. They also MUST NOT modify the architecture just to
  make some function more efficient at the expense of simplicity or
  generality.

Cheers,
Adrian


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