GEOENGINEERING AND THE HUMANITARIAN CHALLENGE: WHAT ROLE FOR THE MOST
VULNERABLE? (OPINION ARTICLE)
Suarez et al (2013) – GE and the Humanitarian Challenge

(Includes video)

As research practitioners working on climate and disasters in the
humanitarian sector, we are at once fascinated and terrified by the
prospect of geoengineering. Rapidly becoming technically feasible as a
“planetary emergency procedure”[1] – somewhere, somehow, the intentional
manipulation of the global climate may become politically feasible as well
during our lifetime. Sullivan argues that to the engineer, Murphy’s Law
(“what can go wrong will go wrong”) represents a statistical truism[2]; if
deployed – geoengineering can go wrong, and will go wrong in some way.

Altering the Earth’s climate, whether inadvertently through anthropogenic
greenhouse gas emissions or deliberately through geoengineering, is an
experiment in which every person on our planet is potentially a test
subject.[3] Vulnerable populations will be differentially and
disproportionately impacted by deployments. Methods like Solar Radiation
Management (“SRM”) i.e. deflecting sunlight through the dispersal of sulfur
particles in the upper atmosphere, can cool the planet (the desired
effect), but – like global climate change – can also trigger changes in
rainfall patterns that are nearly impossible to predict.[4] Haywood et al
suggest that volcanic eruptions, which SRM would mimic, influenced
increased desertification of the Sahel between 1970 and 1990.[5] This is
the Sahelian drought in which 250,000 people perished, leaving 10 million
refugees in its wake. While they conclude, “Further studies of the detailed
regional impacts on the Sahel and other vulnerable areas are required to
inform policymakers in developing careful consensual global governance
before any practical solar radiation management geoengineering scheme is
implemented”, new geophysical research suggests a causal correlation
between these Sahelian droughts and sulfate aerosols from coal-burning in
North America and Europe.[6]

This raises two key questions from the humanitarian perspective:

What role, voice or agency will the vulnerable have in geoengineering
decisions?
Who will pay for humanitarian operations in a geoengineered future?
Regrettably, past experience and Murphy’s Law invite two unacceptable
predictions:

The most likely answer to the first question is simply, “None”. There is
currently no governance framework for geoengineering research or
deployment, scarce evidence of any real effort to include the really
vulnerable in the rarified debate around whether or not to act, and
generally deemed too expensive to seek informed consent from all those at
risk should the experiment go awry. As argued by Blackstock and Long,
geoengineering stakeholders need to consider whether existing frameworks
can facilitate an accessible, transparent process, or whether new fora,
treaties, and organizations are required.[7]

For the second question, the status quo answer is “Nobody who causes harm
through geoengineering will pay for humanitarian operations”, regardless of
whether they constitute ‘normal’ disaster management or humanitarian aid
directly in response to geoengineering impacts. Geoengineering deployments
that shift the burden of impacts constitute humanitarian externalities. The
history of the United Nations Framework Convention on Climate Change,
history suggests that institutional forces allow existing greenhouse gas
externalities to prevail. This inertia can only be expected to become more
entrenched when the climate system shows more signs of man-made instability.

Notwithstanding, we need to prove these dastardly predictions wrong. To
ensure that the vulnerable have increased input into decision-making
processes, and that anticipating and paying for the negative impacts of
geoengineering is ‘internalized’ by deployers. it is crucial to begin
identifying principles, pathways, and structures that might address
concerns from the humanitarian community and the differentially vulnerable
populations they serve.

Proponents ask a valid question: Will the results of deploying
geoengineering be worse than the alternative – inaction in the face of
accelerating global climate change? The answer is both “We don’t know” and
“It depends”. Humanitarian work is precisely about addressing things gone
wrong. Victims of disasters are often the victims of individual and
collective failures to reduce disaster risks, and the more vulnerable are
differentially impacted. A drought that kills thousands in Niger may only
lead to reduced profits if in Nebraska. The IPCC’s Special Report on
Extreme Events (2012) asserts that a new balance needs to be struck between
measures to reduce risk, transfer risk (e.g. through insurance) and
effectively prepare for and manage disaster impact in a changing
climate.[8] This balance will require strengthened emphasis on anticipation
and risk reduction. Given the prospects of geoengineering, it is our duty
to anticipate what can go wrong for those who lack the means to cope with
surprises, and to ensure that the most vulnerable have the capacity to
effectively manage anticipated risks.

We posit that differential impacts on the more vulnerable are highly
probable in a geoengineered climate, so if decisions are made to deploy SRM
for the intended benefit of one portion of the global population while
causing others to suffer, this intentional shifting of the burden of coping
represents a humanitarian externality.

We propose a guiding framework to examine the humanitarian challenge based
on the concept of negative externality, i.e. when Party A (i.e. a developed
nation[9]) seeking benefit B (i.e. climate control) implements an activity
or transaction T (i.e. solar radiation management) with consequences which
cause losses or costs C (i.e. crop failure) to an otherwise uninvolved
Party Z (i.e. subsistence farmers in a particular developing nation or
nations), who did not choose to incur the negative impact.

The prospect of insufficient emissions reduction is irrefutable, largely
due to the inability of governance and market structures to address such
externalities. As Martinez-Alier has argued, the notion of an externality
as a ‘market failure’ can also be understood as a successfully transferred
cost.[10] Some benefit, many others suffer. With global warming already
unavoidable, we face the humanitarian imperative of addressing its
consequences: even as mitigation and adaptation remain critically
important, and interest in geoengineering increases, it is important to
remember that we have the collective knowledge and capability to create
paradigm-shifting ways to address humanitarian concerns.

We propose framing geoengineering research and policy agendas in ways that
explicitly integrate the role of the most vulnerable through Learning,
Preparing, and Preventing as a way to internalize humanitarian
externalities:

Learning: Identify Z’s likely costs C, and research them at least as much
as benefits B are researched by Party A. (In other words, we should for
example identify the subsistence farmers’ likely costs due to crop failure
as a result of SRM and research these costs as much as benefits (such as
climate stabilization) are researched by the developed nation where SRM
research is taking place. This suggestion is particularly directed to
climate scientists.

Preparing: Identify the Party Z (i.e. the subsistence farmer) who would be
excluded from decision-making about activity T and seek to include her.
Importantly, help Z understand decision processes potentially leading to
activity T, so as to confer agency and capacity to influence her own
future. If the risk of negative consequences is deemed high, support her in
reducing likely costs C (i.e. crop failure). This suggestion is
particularly directed to policy-makers and the humanitarian sector.

Preventing: Seek to establish mechanisms that either prevent the successful
transfer of cost C (i.e. the cost of crop failure) from any Party A (i.e.
the nation deploying SRM) to any Party Z (i.e. subsistence farmers), or
internalize the externality (through mechanisms such as environmental
assurance bonds— described below).

For Learning, we can design active participatory research that foregrounds
the interests and involvement of the most vulnerable, to broaden the range
and relevance to them of the research questions. This includes research
into the more nuanced aspects of atmospheric behavior that play determining
roles in the lives and livelihoods of subsistence farmers, shantytown
dwellers and others already on the edge of survival. For example, maize
cultivation in southern Africa critically depends on the timing of
precipitation within the parameters of the crop’s phenological cycle. The
same applies to the incidence of unusual conditions conducive to crop
pests. Thus food security is very sensitive to changes in atmospheric
circulation patterns that drive changes in precipitation such as the onset
and duration of seasonal rains, frequency and timing of dry spells, or
rainfall intensity during critical periods such as germination and
ripening.[11] However, most geoengineering impact modeling examines less
nuanced aspects, such as mean annual precipitation or temperature changes
(see for example Shepherd et al 2009). What such research can offer is to
uncloak our colossal ignorance about the likely negative impacts of
geoengineering – and help to reduce this knowledge gap.

For Preparing, geoengineering stakeholders should support new approaches to
participatory decision-making and expand the scope of how we create and
share knowledge about what is possible – and desirable. Options include
experiential games for learning and dialogue that simulate the complexity
of climate-related decisions and related consequences, to help engender
systems-thinking including information needs, feedbacks, delays, thresholds
and trade-offs,[12] [13] as well as participatory video – a way to involve
a group in filming their own story, from storyboarding to interviewing and
camera operation that enables people to distill and share their own
experience and insights.[14]

Of course, experiential games and video in and of themselves may not be
enough to support Party Z (i.e. the subsistence farmer) in reducing likely
costs C (i.e. crop failure). Nevertheless, participatory decision-making
can spark a deeper discussion amongst all levels of society about how best
to support Party Z. If people are invested at all levels, we are more
likely to find useful answers and perhaps formulate a formal framework. As
of now, absolutely nothing is being done to let Party Z know what
geoengineering proponents are contemplating. These creative platforms may
enable the most vulnerable to form an opinion and perhaps influence formal
governance processes. It is the government’s responsibility to elicit Party
Z’s opinion, which brings up the usual challenges associated with bringing
in the voices of the marginalized. But, at least, thanks to these
participatory mechanisms, Party Z will have an informed opinion – and a
motivation to make that opinion count.

For Preventing, it is necessary to open and nurture an inclusive process
for examining key governance decisions and research areas so that
conflicting definitions or designations of vulnerability and
geoengineering-related impacts, loss and damages may be reconciled.
Additionally, we should support research and policy efforts to innovate
through corrective mechanisms and financial instruments designed to
internalize the negative externalities incurred by the most vulnerable.
Possibilities range from international governance frameworks to further
research into market-based tools. The development of environmental
assurance bonds, which could require geoengineers or their funders to post
a guarantee price equivalent to the worst-case threats posited by a
particular deployment scheme, looks promising.[15]

At present, from the humanitarian perspective it is not possible to
reliably compare the risks of geoengineering to the risks of unfettered
climate change. It is important to note that we are not experts in the many
disciplines needed to inform an agenda and policy on their relative impacts
and externalities. The growing geoengineering community is actively
exploring options. We submit that there is a moral imperative to facilitate
involving the most vulnerable in decision-making about geoengineering. The
concept of internalizing potential negative externalities offers an
operational framework for the applying the principles and pathways
suggested in this article, to help inform a more inclusive and nuanced
conversation about what can go wrong – and what must go right.

Acknowledgements: We are grateful to the many people and organizations that
invite inclusion of the humanitarian perspective in ongoing processes
examining geoengineering concerns, including the Asilomar Conference on
Climate Intervention Technologies, the many events of the Solar Radiation
Management Governance Initiative (SRMGI), the Geoengineering Scenarios
Workshop at Yale, and the “Geoengineering Our Climate” conference in
Ottawa. The views expressed in this opinion piece are solely those of the
authors and do not represent the positions of their organization.

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