Folks,

Here is my attempt at what I think would be a useful definition of
"geoengineering", suitable for use in an international legal context,
intended as a starting point for discussion.

 -----------------------------

"Geoengineering" refers to activities intended to modify climate that have
greater than *de minimis* effect on an international commons or across
international borders through environmental mechanisms other than an
intended reduction of excess anthropogenic aerosol or greenhouse gas
concentrations.

  --------------------------

The idea is to get proposals that bear no novel risks and great similarity
to mitigation efforts out of the definition of "geoengineering".  Under
such a definition, stratospheric aerosol injections and ocean fertilization
would be geoengineering. Under most circumstances, things like
afforestation, biomass energy with carbon capture and storage (BECCS), and
direct air capture (DAC) would not be considered geoengineering.

Note that specific afforestation activities could be considered
geoengineering under this definition if, for example, increased
evapotranspiration from the forest decreased river flow and took water away
from downstream nations, but afforestation that did not have such
properties would not be considered geoengineering.

 Under some definitions, neither biomass energy nor CCS alone would
constitute "geoengineering", nor would a biomass energy plant releasing CO2
to the atmosphere situated next to a coal plant employing CCS. Under such
definitions, if the pipes were switched, and the CO2 went from the biomass
energy plant to the CCS facility and the coal CO2 released to the
atmosphere, this would constitute "geoengineering".

If someone were to invent a machine to remove power-plant sulfate aerosols
from the troposphere, and this machine has no transborder effect that does
not derive from this intended activity, that it would not be
"geoengineering" under this proposed definition. Such activities would be
considered to be similar to reducing sulfur emissions from power plants.
However, if this machine also emitted something that would have a more-than-
*de-minimis* unintended environmental effects on other nations or on an
international commons, then it would consitute geoengineering.

 ----

Ocean fertilization and ocean alkanization would be included, but BECCS and
DAC using industrial methods would not be included unless they create
greater than *de minimis* environmental effects on an international commons
or across international border through mechanisms other than their intended
effect of reducing excess anthropgenic CO2 concentrations.

 ----

I add the qualifier “environmental” to "environmental mechanism" to
eliminate consideration of, for example, economic effects on other
countries that would be a consequence of, for example, the effect of carbon
removal on carbon prices under a cap and trade system.

The importance of "excess anthropogenic ... concentrations" is that to be
excess in must be greater than natural background, so cases are included
where people might want to reduce CO2 or aerosols lower than natural
levels. Use of BECCS or DAC to reduce concentrations beyond natural levels
would be considered “geoengineering”

Note that "modify climate" includes cases where the intent is to produce a
novel climate and not just “restore” climate to earlier conditions.

This definition also addresses issues associated with urban heat islands.
If the effects (beyond *de minimis*) are purely national, then efforts to
address urban heat island issues by eliminating dark and dry heat absorbing
surfaces would not be considered geoengineering, even if they had some
regional effect. For example, efforts to reduce heat island effects in the
northeast US could conceivable have regional climate effect, but would we
want to prevent cities from taking these actions because it could be
considered "geoengineering"?

Note also by defining "geoengineering" in terms of intent and greater than *de
minimis* environmental effect to an international commons or across
international borders, we implicitly cover new proposals not included in
the CDR / SRM dichotomy (e.g., cooling Earth's surface climate by pumping
up cold water from the deep ocean).

----

Note that there is a substantial community that says, more-or-less, "Let's
just say 'no' to geoengineering."

If a definition puts BECCS in the same category as injecting sulfate
aerosols into the atmosphere, it effectively communicating that BECCS has
more in common with injection of aerosols into the stratosphere than it
does with biomass energy or CCS.

Opponents of research into BECCS will then be able to say things like: "No
geoengineering [climate engineering] development should go on until there
is an international treaty governing its research and use."  Thus, there is
a reasonable expectation that such an interpretation of "geoengineering"
will inadvertently hamper development of potentially valuable technologies
that present no special governance or trans-border or global commons issues.

I am concerned that inclusion of BECCS or DAC in the definition of
"geoengineering" will damage the development of technologies that present
no novel risks.

Best,

Ken


_______________
Ken Caldeira

Carnegie Institution for Science
Dept of Global Ecology
260 Panama Street, Stanford, CA 94305 USA
+1 650 704 7212 [email protected]
http://dge.stanford.edu/labs/caldeiralab  @kencaldeira

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