https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=p
<https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=pf>

*By Pete Irvine *

*17 January 2023*

In a recent article
<https://brill.com/view/journals/hima/30/4/article-p3_1.xml> (*The Future
Is the Termination Shock - On the Antinomies and Psychopathologies of
Geoengineering. Part One."*), Andreas Malm, Author of "How to blow up a
pipeline,"
<https://en.wikipedia.org/wiki/How_to_Blow_Up_a_Pipeline#:~:text=How%20to%20Blow%20Up%20a%20Pipeline%3A%20Learning%20to%20Fight%20in,%22climate%20fatalism%22%20outside%20it.>
criticises
what he dubs the Rationalist-Optimist take on *Stratospheric Climate
Intervention (SCI).* He identifies me and several others as
Rationalist-Optimists:

"David Keith, Gernot Wagner, Wake Smith, Jesse Reynolds, Douglas MacMartin,
Ben Kravitz, Peter Irvine, Joshua Horton – all white men, all active in the
US, circumstances that cannot be brushed off as trivial
1

. But to portray them as reactionary bigots fronting for fossil capital
would ... be unfair
2

. Nor are they maniacs or Pollyannas."

After this rather ungenerous introduction, the rest of the article
describes the position of Rationalist-Optimists on climate intervention and
then works to demonstrate its follies. Below, I've laid out roughly the
Rationalist-Optimist position as Malm sees it:

*SCI will be developed and deployed in the global public interest to reduce
the impacts of climate change. While SCI will only treat the symptoms and
not the underlying cause of climate change, it would not subtract
(substantially) from efforts to cut emissions. It will be successfully
deployed without interruption for decades to centuries until emissions cuts
and carbon dioxide removal address the underlying cause and it is no longer
needed.*

Malm dubs this position, Rationalist-Optimist, in that it assumes that our
international order would develop and deploy SCI *rationally* and in the
global public interest and that it is unduly *optimistic* in doing so. In
opposition to this Rationalist-Optimist position, I think it's fair to
label Malm's position, Pessimist-Radical
3
. Below I've attempted to summarise his view as suggested by the article:

*Our current (fossil-fueled, capitalist) international order is blindly
corrupt and incapable of the radical cuts in emissions needed to address
the climate crisis*
4
*. The contradictions within (fossil-fueled) capitalism will be exposed
when the climate crisis reaches an unbearable crescendo in the near future*
5
*. SCI would only delay that inevitability and make things worse in the
end. As SCI would undermine efforts to overhaul the system and achieve
radical emissions cuts, the side-effects of SCI would grow until they
became unbearable, resulting in SCI inevitably being abandoned. This will
produce a sudden warming (termination shock) resulting in an even more
terrible crescendo of climate impacts that without it.*Are you more
Rationalist-Optimist or Pessimist-Radical?

I'm an optimist by temperament, and I believe the world can and will be
improved if we work on it. Describing my views as Rationalist-Optimist is
reasonably accurate, but I am not 100% optimistic nor do I believe the
world is 100% rational. Crucially though, I don't believe the world needs
to be perfect to pull off the integration of SCI into climate policy in a
way that substantially reduces the overall impacts of climate change.

Malm claims that the need for SCI would not have arisen were the world more
rationally organised: "If rationality had been a reasonable assumption
about the way the world is run, the rationalist-optimists would have no
quest to pursue: geoengineering (SCI) would be nowhere on the agenda. Only
the most profoundly irrational forces could have placed the Earth in the
trajectory it is currently in."

If our world were more rationally organized, I still believe we'd have
faced a serious climate problem and that SCI would still offer a way to
greatly reduce the risks. Weaning ourselves off of fossil fuels is
essential, but the challengof doing so is immense. They remain the
foundational input to our energy-hungry civilization and after decades of
incredible progress in renewables, fossil fuels still account for more than
80%
<https://ourworldindata.org/energy-overview#:~:text=Production%20and%20Consumption.-,More%20than%2080%25%20of%20our%20energy%20still%20comes%20from%20fossil,them%20to%20low%2Dcarbon%20sources.>
of
our primary energy. Then there's the structural challenge: the costs of
addressing the problem are borne locally and the benefits are global and
distant in time. This means that it is perfectly rational for every nation
to do less than their neighbours and free-ride on their work, though doing
so produces a collectively irrational outcome.

Given that the article was published in the journal "Historical
Materialism" (named after Marx's theory that history is inevitably leading
towards a global communist regime), it's not unreasonable to assume that
the rational world that Malm imagines is a global communist regime with the
power to dictate all aspects of life from the top down. While communism's
environmental record
<https://www.unhcr.org/uk/publications/refugeemag/3b5584c24/unhcr-publication-cis-conference-displacement-cis-ecological-disasters.html#:~:text=The%20three%20worst%20hit%20areas,concerns%20for%20those%20who%20remain.>
is
pretty spotty, it's certainly true that such a regime would find it much
easier to address climate change.

Your views may differ. You may think our world is rotten to the core and
the whole edifice needs to be torn down and rebuilt, but I think most of
you believe the current world order is not a lost cause. It's true that our
world is governed somewhat irrationally, but rationality is clearly not
wholly absent from policymaking. Our system is somewhat unjust, but appeals
to justice are often effective in resolving disputes and driving change.
Our leaders are somewhat corrupt and self-serving, but, at least in
democratic countries, they are elected by the people and we turf them out
when they perform poorly.

Whether you are more of a Rationalist-Optimist or a Pessimist-Radical,
let's dive in to Malm's arguments.


*Is the future termination shock?*

*Malm's article* is titled: "*The Future Is the Termination Shock - On the
Antinomies and Psychopathologies of Geoengineering. Part One."* and in it
he makes the argument that developing and deploying SCI would lead to the
following. First, a (continued) failure to mitigate; Second, ever-rising
side-effects from the ever-rising amounts of SCI required to offset our
emissions; Third, a disastrous termination shock when the plug is
inevitably pulled on SCI
6
. Let's deal with each of these in turn.A continued failure to mitigate?

In Malm's view the attempt to cut emissions has failed and will continue to
fail as the capitalist order will remain committed to fossil fuels. In his
view: "there can be only two reasons for (giving up on fossil fuels): the
manifestations of climate breakdown themselves, or the infliction of
serious material costs on fossil capital."
7
. He believes that both the Rationalist-Optimists and the mainstream
climate community are indulging in magical thinking if they believe our
leaders will start taking emissions cuts seriously: "(they hold) that
failing humanity can succeed when its failure is at its grossest and
criminal dominant classes, their daggers dripping with blood,
metamorphosise into paragons of virtue –  moderate, modest, managing their
newfound mission with the best of manners."

It's simply unfair to frame efforts to cut emissions as a complete failure.
While it's true that global CO2 emissions
<https://essd.copernicus.org/articles/14/4811/2022/> have not quite stopped
rising, many countries have decoupled
<https://ourworldindata.org/co2-gdp-decoupling> economic growth from CO2
emissions and are seeing both their national and trade-adjusted emissions
falling. Furthermore, countries emitting more than 75%
<https://www.un.org/en/climatechange/net-zero-coalition>of global CO2
emisison are now committed to net zero targets.

Progress is being made and will continue to be made, though according to
the UN <https://www.unep.org/resources/emissions-gap-report-2022> it is far
from sufficient to limit warming to 1.5 °C and even if countries follow
through on their ambitious long-term pledges it seems unlikely that they
will limit warming to 2.0 °C.

The question then is to what extent will the development of SCI affect this
progress? The potential for SCI and other developments to slow efforts to
cut emissions is known as Mitigation Deterrence or Moral Hazard. As I
pointed out in a previous post
<https://peteirvine.substack.com/p/the-results-are-in-discussing-solar>,
the public perception literature on this suggests that the moral hazard
effect at the individual level is weak and may even be negative, i.e.,
hearing about SCI leads some people to take climate action more seriously
and not less. However, it would be naive to presume that these
individual-level results will translate to the societal level. While I hope
that SCI will be treated as a complement to emissions cuts, I think it's
reasonable to expect some delay to efforts to cut emissions. The question
is how large would this Mitigation Deterrence effect be?

Malm's position here is maximalist. As noted above he believes that without
a climate catastrophe or a costly campaign of sabotage no significant
progress will be made on emissions cuts, and by masking warming SCI would
prevent that from changing. Personally, I believe we may see some delay in
achieving net zero compared to a world where the thought of SCI never
occurred. In rough terms, my hunch is that developing and deploying SCI
might lead to changes in emissions policies that add something like 10 to
20% to the total amount of CO2 we emit. The views of reasonable people will
differ on this. You may think it will be used a pure complement and change
nothing or that it would add much more than my guess. However, I find the
view that SCI would totally undermine emissions cuts hard to credit. I
struggle to believe that my country, the UK, and others like it would
completely abandon the commitments they've made to cut emissions and reach
net-zero emissions if SCI were deployed.


Ever-worsening side-effects?

Malm has a long and impressively well-researched section on the
imperfections and side-effects of SCI deployed to offset global warming.
While there are some exaggerations and some rather flamboyant descriptions
("The climate system could come apart at the seams"), he does a reasonable
job relating the results of the studies he cites. He is also right to note
that the larger the amount of warming offset by SCI, the greater the
residual climate impacts and side-effects would be. However, like many
critics of SCI he paints a rather one-sided picture, as if he were laying
out the ill-effects that come with chemotherapy while downplaying the fact
it would help put the cancer into remission. The key question in my mind,
however, is would SCI still lead to a reduction in overall environmental
impacts, even after accounting for the fact that it may lead to addtional
emissions?

For the sake of argument, let's assume that SCI could halve the overall
impacts of climate change from the date its deployed
8
. As global mean-termperature change is proportional to cumulative
emissions of CO2, that would mean that the world would need to more than
double cumulative emissions to result in an overall increase in impacts. I
suspect that if SCI were deployed and worked this well then we would likely
see some increase in emissions relative to what they would have been.
However, I find it hard to believe that the world would completely squander
this chance to reduce climate impacts.An inevitable termination shock?

While Malm has a thoroughly well-researched, if biased, section on the
side-effects and risks of SCI, his section on termination shock is pretty
thin. While he dismisses several possible drivers of termination shock, he
focuses in on one:

"all that would be needed in the year 2130 would be for one actor, powerful
enough to switch off injection, to perceive some number of side effects as
more pressing than the prospect of global heating, the memory of which
would by then have been suppressed for a century. Seen from this vantage
point, the shock appears logically immanent to the set-up of the
technology."

As Andy Parker and I noted in our 2018 article
<https://agupubs.onlinelibrary.wiley.com/doi/full/10.1002/2017EF000735> on
termination shock, most critics of SCI only get this far. They present a
"what if?" that seems plausible enough and conclude that termination shock
is likely or inevitable, and then move on with their argument. In our
article, we tried to go quite a lot deeper, asking "what could be done to
prevent this?" and also "if that happened, then what?", questions that the
world would have given quite a lot of thought to if SCI had been deployed
for decades.

We concluded that SCI could readily be made robust and resilient to most
threats given the fact that it would be highly distributed, with deployment
achieved by hundreds of jets launched from multiple airbases, and could
easily be defended and provisioned with back-ups. For the scenario that
Malm presents, we note that if the deployer were to forget the reasons they
were deploying and stop, the rapid warming would soon remind them and they
would likely restart operations. Furthermore, as this SCI deployment
infrastructure would be providing a global, public good there would be
strong incentives for the world to work together on the project or for
other nations to develop their own systems if they don't trust the primary
deployer to act in their interests (as China, Russia, and the EU did for GPS
<https://en.wikipedia.org/wiki/Satellite_navigation#Global_navigation_satellite_systems>
).
Towards a critical and thoughtful perspective on Climate Intervention

In many ways SCI is a shocking proposal and it understandably elicits a
strong, negative reaction in almost everyone who comes across it. But we
can't always trust our gut instincts. All too often they point us away from
things that are genuinely helpful, like the needle of strange fluid that
your doctor insists will help protect your child from diseases you’ve never
experienced.

Whether you are optimistic or pessimistic by nature, whether you believe
our world needs revolutionary change or evolutionary development; if you
take the risks of climate change seriously, then you should take SCI
seriously. That means, aiming to develop a balanced understanding of the
state of the science, and thinking deeply about the ways in which your gut
instincts may be shaping your thinking on this issue.

I focused here on Malm's article as he picked me out by name, but also
because it illustrates some of the black and white thinking that I've seen
on this issue. The real world is not wholly black or white, but exhibits
all shades of grey. Our world is not wholly rational and it is far from
perfect, but it doesn’t need to be perfect for us to come to a reasonable
decision on SCI and to make a success of it if we decide to develop it. At
this stage it's too early to say with confidence whether the world can
navigate this thorny issue wisely enough. However, if more of us take this
issue seriously and develop a critical and thoughtful perspective on it,
that would certainly improve the chances.

*FIN*

Share
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1
<https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=pf#footnote-anchor-1-97229870>

While he later also names Holly Buck (white, american woman) as part of the
rationalist-optimist group, this listing ignores the substantial
contribution that non-white, female, and non-american researchers are
making to this field (tweet
<https://twitter.com/peteirvine/status/1609172286917214208>).
2
<https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=pf#footnote-anchor-2-97229870>

It would be more accurate to say untrue, and kinder not to make this
non-accusation at all.
3
<https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=pf#footnote-anchor-3-97229870>

Or perhaps, Irrationalist-Pessimist, in that it assumes our capitalist
world order is highly irrational.
4
<https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=pf#footnote-anchor-4-97229870>

For example on page 33 when discussing how both the climate mainstream, who
hope for near-term successes in cutting emissions, and the
Rationalist-Optimists are indulging in magical thinking when they believe
our leaders will suddenly start taking emissions cuts seriously, he says:
"(they hold) that failing humanity can succeed when its failure is at its
grossest and criminal dominant classes, their daggers dripping with blood,
metamorphosise into paragons of virtue –  moderate, modest, managing their
newfound mission with the best of manners."
5
<https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=pf#footnote-anchor-5-97229870>

On page 10, he says: "(this climate crisis will) manifest the contradiction
between capital accumulation based on fossil fuels ... and the climate
system of the Earth. It would be the moment when the refusal of capitalist
society to countenance the boundaries and thresholds of reality no longer
works. The danger would have become unignorable."
6
<https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=pf#footnote-anchor-6-97229870>

He also makes literary and psycho-analytical allusions but I'll leave those
out for the sake of clarity.
7
<https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=pf#footnote-anchor-7-97229870>

It is perhaps worth noting that Malm's proposal, a thorough-going campaign
of sabotage that renders fossil fuel infrastructure unusable, would count
as terrorism according to UK law
<https://www.cps.gov.uk/crime-info/terrorism>. I.e., he recommends the use
or threat of serious damage to property for the purpose of influencing
government policy in service of advancing an ideological cause.
8
<https://peteirvine.substack.com/p/the-rationalist-optimist-and-pessimist?utm_source=twitter&sd=pf#footnote-anchor-8-97229870>

Personally, I suspect this might be a serious under-estimate though it
would take a lot more posts to explain why. I also suspect the side-effects
of SCI, e.g., on stratospheric ozone, will be at least an order of
magnitude less important than the total impacts of climate change, but I'm
unaware of work that directly compares them on similar metrics, e.g., lives
lost.


*Source: Substack*

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