https://www.epa.gov/ocean-dumping/permitting-mcdr-and-msrm
Permitting for mCDR and mSRM 20/11/2023
------------------------------

More information on proposed mCDR and mSRM techniques: About mCDR and mSRM
<https://undefined/ocean-dumping/about-mcdr-and-msrm>

Additional information about the MPRSA: MPRSA
<https://undefined/ocean-dumping>

If a proposed mCDR or mSRM activity, including field research trials,
involves the disposition of material into marine waters, then a permit or
authorization under the Marine, Protection, Research, and Sanctuaries Act
(MPRSA) or the Clean Water Act <https://undefined/npdes> may be required.
Below, view information and resources related to permitting for mCDR and
mSRM activities.

On this page:

   - Marine Geoengineering and the London Convention and London Protocol
   International Treaties
   - Permitting of mCDR or mSRM Activities
      - When is an MPRSA Permit Required?
      - MPRSA Permits for mCDR and mSRM Activities
      - When is a Clean Water Act NPDES Permit Required?
   - Permitting Resources
      - Proposed Permits and Public Comment
      - MPRSA mCDR Research Permit Resources

Marine Geoengineering and the London Convention and London Protocol
International Treaties

The London Convention and London Protocol are two international treaties
that protect the marine environment from pollution caused by the dumping of
wastes and other matter into the ocean. The Marine Protection, Research and
Sanctuaries Act (MPRSA) implements the requirements of the London
Convention in the United States.

Learn more about the work of the London Convention and London Protocol
related to marine geoengineering
<https://undefined/ocean-dumping/ocean-dumping-international-treaties#climate%20change>
.
Permitting of mCDR or mSRM Activities

Depending on case-specific facts of the proposed mCDR or mSRM activity,
including the specific type and location of the activity, a permit may be
required under one of the following permitting programs under statutes
administered by the EPA:

   1. Marine Protection, Research and Sanctuaries Act or
   2. Clean Water Act - National Pollutant Discharge Elimination System.

Regardless of the applicable statutory permitting program, the permitting
process generally includes:

   - Ensuring that the proposed activity will not unreasonably degrade the
   environment or endanger human health.
   - Opportunities for public review and comment on the proposed activities.
   - Coordination with other federal, state, Tribal, and local entities as
   appropriate including considerations under Clean Water Act 401
   <https://undefined/cwa-401>, the Endangered Species Act and the Coastal
   Zone Management Act.

When is an MPRSA Permit Required?

Unless specifically excluded or exempt from MPRSA, an MPRSA permit is
needed to authorize the transportation and "dumping" of any material into
"ocean waters". Section 106 of the MPRSA voids any licenses, permits, and
authorizations other than MPRSA permits that purport to authorize
activities regulated by the MPRSA. An MPRSA permit is not needed for
activities that are specifically exempt from permitting under the MPRSA or
for the disposition of material from activities that do not occur in ocean
waters.

Examples of activities that do not require an MPRSA permit:

   - *Discharges of effluent from an "outfall structure" regulated under
   the Clean Water Act* are exempt from the MPRSA and do not require an
   MPRSA permit. See section on mCDR permitting under the Clean Water Act.
   - *Activities conducted in internal waters*, (e.g., a bay, harbor, or
   other waterbody landward of ocean waters) are not subject to MPRSA but may
   be regulated under other federal, state or local laws. MPRSA does not apply
   to waters landward of the baseline.

*"Dumping" means a disposition of material.* The MPRSA uses the term
"dumping"; that term is defined broadly to encompass the disposition of
material both for the purpose of disposal and purposes other than disposal.
There are exemptions to the definition of dumping, including when
"construction of a fixed structure or artificial island" or "placement of a
device" is for a purpose other than disposal and where the construction or
placement is otherwise regulated under another law.

*The MPRSA applies in "ocean waters."* Ocean waters include the open seas
lying seaward of the "baseline" of the territorial seas. In general terms,
the baseline is the mean lower low water line, or ordinary low water mark,
along the coast and the "closing lines" across rivers mouths and openings
of bays that are depicted on official United States Nautical Charts.

"Ocean waters" for the purposes of the MPRSA include:

   - The territorial seas (the first three nautical miles seaward of the
   baseline).
   - The contiguous zone (the next nine nautical miles from three to twelve
   nautical miles seaward of the baseline).
   - The exclusive economic zone of the United States (out to 200 nautical
   miles).
   - The high seas beyond the exclusive economic zone of the United States
   extending to the exclusive economic zone of another country.

The geographic jurisdiction of the Marine Protection, Research and
Sanctuaries Act begins at the U.S. baseline from which the territorial sea
is measured and extends seaward. The baseline consists of the closing lines
across bays, harbors and river mouths and the mean lower water line (MLLW)
along the coast.
The Marine Protection, Research and Sanctuaries Act applies in "ocean
waters." Ocean waters are waters of the open sea lying seaward of the
baseline from which the territorial sea is measured and include the
territorial seas, the contiguous zone, the U.S. exclusive economic zone and
the high seas.

An MPRSA permit would be needed by:

   - Anyone transporting material from the United States for the purpose of
   dumping it into ocean waters.
   - Anyone in a vessel or aircraft registered in the United States or
   flying the United States flag transporting material from any location for
   the purpose of dumping it into ocean waters.
   - Any United States department, agency or instrumentality transporting
   material from any location for the purpose of dumping it into ocean waters.
   - Any other person dumping material transported from a location outside
   the United States into the territorial sea of the United States, or into a
   zone contiguous to the territorial sea of the United States, to the extent
   that it may affect the territorial sea or the territory of the United
   States.

Examples of mCDR or mSRM activities that may require authorization under an
MPRSA permit include:

   - *Transportation and disposition of mCDR- or mSRM-related materials
   into the ocean.* For example, transporting alkaline solutions, alkaline
   minerals, iron solutions or solids, or reflective materials to ocean waters
   via vessel or aircraft and releasing the materials into those waters.
   - *Transporting and sinking biomass* (e.g., macroalgae or terrestrial
   biomass) by or from a vessel into the ocean.

MPRSA Permits for mCDR and mSRM Activities

MPRSA permits authorize the transportation and disposition of materials for
the mCDR or mSRM activities.

Research permits are the most relevant MPRSA permit category for mCDR or
mSRM research activities. However, MPRSA general or special permits may be
appropriate in some situations. Research permits may be issued for a period
of up to 18 months. General and special permits may be issued for up to 7
years and 3 years, respectively.

All MPRSA permits types may be considered for renewal.
MPRSA Permit Application Requirements and Process

The EPA encourages potential permit applicants to familiarize themselves
with the requirements for MPRSA permits as described in the MPRSA
regulations <https://www.ecfr.gov/current/title-40/chapter-I/subchapter-H>
(40 CFR Part 220 to 229) and particularly the permit application sections
(40 CFR Parts 221 and 222).

The permit application process begins with the applicant developing a
permit application. Application processing fees are laid out in 40 CFR 221.5
<https://www.ecfr.gov/current/title-40/chapter-I/subchapter-H/part-221/section-221.5>
.

Once the EPA receives a complete application, permitting process described
in 40 CFR Part 222
<https://www.ecfr.gov/current/title-40/chapter-I/subchapter-H/part-222?toc=1>
begins. This process includes coordination and/or consultation with other
relevant entities as appropriate. These entities may include states, Tribes
and federal agencies, including those that administer federal statues such
as the Endangered Species Act, Clean Water Act 401, and Coastal Zone
Management Act. The process also includes a public review and comment
period.

The application requirements are set forth at 40 CFR 221.1
<https://www.ecfr.gov/current/title-40/chapter-I/subchapter-H/part-221>.
The MPRSA permit application includes:

   - Description of the proposed research or deployment activities.
   - Methods used to transport and place the material into the marine
   environment.
   - Description of the proposed environmental monitoring program designed
   to characterize environmental impacts of the proposed activities.
   - Description of the material(s) to be placed into the ocean environment
   (e.g., physical and chemical properties, amounts).
   - Description of the proposed location(s) for conducting the research or
   deployment activity.
   - For research permits: a justification that the scientific merit of the
   proposed project outweighs any potential environmental or other damage that
   may result.
   - Other information required by the regulations and any additional
   information that will assist in the permit application evaluation process.

Locations for Permitted mCDR or mSRM Activities

Applicants should propose suitable location(s) for mCDR or mSRM research
activities, which the EPA will evaluate for approval. Potential locations
should be selected based upon various criteria, including:

   - The environmental conditions necessary to conduct the research.
   - Considerations to minimize potential impacts to the marine
   environment, marine resources, human health, navigation and other uses of
   the ocean.

Note that existing MPRSA ocean sites designated for the ocean disposal of
dredged material are not available locations for mCDR research involving
the disposition of material (40 CFR 228.4(e)(3)).
For Further Information About the Permit Process or to Begin the MPRSA
Permit Application Process

The EPA can provide additional information on the MPRSA permit application
development process to potential permit applicants and answer questions
about the permitting process. Please contact the EPA headquarters point of
contact for MPRSA permitting for mCDR or mSRM by emailing
[email protected] <https://undefined/mailto:[email protected]>.
When is a Clean Water Act NPDES Permit Required?

In general, discharges of pollutants from point sources into waters of the
United States are regulated under the Clean Water Act and require a National
Pollutant Discharge Elimination System (NPDES) <https://undefined/npdes>
permit. mCDR activities that result in the discharge of effluent (e.g.,
alkaline solution, CO2-depleted water) through an outfall structure into
ocean waters, or otherwise are exempt from the MPRSA, are regulated under
the Clean Water Act by an NPDES permit that applies the ocean discharge
criteria (Clean Water Act section 403) and other Clean Water Act
requirements.

The facility discharging the effluent to ocean waters could be on land, a
fixed structure at sea, or a facility onboard a vessel or floating craft
operating in a capacity other than as a means of transportation. For
example, EPA has issued NPDES permits for discharges associated with a
variety of industrial activities into marine water including offshore oil
and gas exploration, production and development; aquaculture; and offshore
seafood processing facilities.

Additionally, mCDR activities that result in discharges inside a bay,
harbor, or body of water landward of the baseline may require authorization
under a Clean Water Act NPDES permit and are not subject to MPRSA
permitting, as MPRSA jurisdiction does not include waters inside the
baseline of the territorial sea.

Examples of mCDR activities that may require authorization under a Clean
Water Act NPDES permit:

   - *mCDR-related changes to the effluent discharge at an existing
   wastewater treatment plant facility* (e.g., additions of alkaline
   solutions or materials). These would be regulated under the NPDES permit
   for that facility. In this case, the mCDR project applicant would
   communicate with the current NPDES permittee and the regulatory authority
   to ensure that any mCDR-related changes in the facility's discharges remain
   with the scope of the authorization of the existing NPDES permit or whether
   an NPDES permit modification is necessary because the original permit
   application did not disclose the mCDR-related change.
   - *Discharges (e.g., alkaline solutions) not into ocean waters* (e.g.,
   internal waters located inside the closing line of a bay, harbor or river
   mouth) would require NPDES permit authorization rather than authorization
   under the MPRSA.

Additional Information on NPDES permits:

   - General information about NPDES permits, including FAQs
   <https://undefined/npdes/npdes-permit-basics>
   - More information on permit application forms for EPA-issued NPDES
   permits
   <https://undefined/npdes/npdes-applications-and-forms-epa-applications>

Contact Us

Do you have questions regarding permitting for mCDR or mSRM activities?
Email [email protected] <https://undefined/mailto:[email protected]>.
MPRSA Permitting Resources Proposed Permits and Public Comment

There are no proposed MPRSA permits open for comment at this time.
mCDR and mSRM MPRSA Permitting Resources

Please email [email protected]
<https://undefined/mailto:[email protected]> with questions on mCDR or
mSRM permitting or to inquire about the MPRSA permitting process for these
activities.

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