This new piece may be of interest to some on the list, for your research or
courses. 

Best,

Ron

Carbon Lock-In: Types, Causes, and Policy Implications 

Annual Review of Environment and Resources

http://www.annualreviews.org/doi/full/10.1146/annurev-environ-110615-085934

(it is behind a “pay wall”, so you may need to login through your university
library for access)

 

Vol. 41: 425-452 (October 2016) 

Karen C. Seto, Steven J. Davis, Ronald B. Mitchell, Eleanor C. Stokes,
Gregory Unruh, and Diana Ürge-Vorsatz

 

Existing technologies, institutions, and behavioral norms together act to
constrain the rate and magnitude of carbon emissions reductions in the
coming decades. The inertia of carbon emissions due to such mutually
reinforcing physical, economic, and social constraints is referred to as
carbon lock-in. Carbon lock-in is a special case of path dependency, which
is common in the evolution of complex systems. However, carbon lock-in is
particularly prone to entrenchment given the large capital costs, long
infrastructure lifetimes, and interrelationships between the socioeconomic
and technical systems involved. Further, the urgency of efforts to avoid
dangerous climate change exacerbates the liability of even small lock-in
risks. Although carbon lock-in has been recognized for years, efforts to
characterize the types and causes of carbon lock-in, or to quantitatively
assess and evaluate its policy implications, have been limited and scattered
across a number of different disciplines. This systematic review of the
literature synthesizes what is known about the types and causes of carbon
lock-in, including the scale, magnitude, and longevity of the effects, and
policy implications. We identify three main types of carbon lock-in and
describe how they coevolve: (a) infrastructural and technological, (b)
institutional, and (c) behavioral. Although each type of lock-in has its own
set of processes, all three are tightly intertwined and contribute to the
inertia of carbon emissions. We outline the conditions, opportunities, and
strategies for fostering transitions toward less-carbon-intensive emissions
trajectories. We conclude by proposing a carbon lock-in research agenda that
can help bridge the gaps between science, knowledge, and policy-making.

 

 

Ronald Mitchell, Professor

Department of Political Science and Program in Environmental Studies

University of Oregon, Eugene OR 97403-1284

[email protected] <mailto:[email protected]>  

http://rmitchel.uoregon.edu/ 

IEA Database Director: http://iea.uoregon.edu/ 

 

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