Dear all,

we just published a special issue on energy transitions in federalist systems 
in the Journal of Environment and Development with support from the Swiss 
National Science Foundation and the Technical University of Munich. Maybe some 
of these articles will be of interest to some of you.

Andreas Balthasar, Miranda Schreurs and Frédéric Varone,
Energy Transition in Europe and the United States: Policy Entrepreneurs and 
Veto Players in Federalist Systems  (Open access)
https://journals.sagepub.com/doi/full/10.1177/1070496519887489

The focus of this special issue is on the energy transformations taking place 
in several European countries (Austria, Belgium, Germany, and Switzerland) and 
at the federal and subnational (state) levels in the United States with special 
attention given to California. The cases examined all have federalist 
structures, and with the exception of the federal level of the United States, 
all have relatively ambitious climate and renewable energy targets. We compare 
these states out of an interest in better understanding how federalism 
interacts with energy transitions. The comparison is also intriguing as at the 
federal level the United States presents a stark contrast with the federalist 
European countries considered in this special issue but at the subnational 
level many similarities can be found.


Stephan Wurster and Christian Hagemann, Expansion of Renewable Energy in 
Federal Settings: Austria, Belgium, and Germany in Comparison.  (Open Access)  
https://journals.sagepub.com/doi/full/10.1177/1070496519887488

In the face of accelerating climate change, the transition towards a nonnuclear 
renewable energy system represents a key political challenge, which can be 
aggravated by the increasing energy supply uncertainty created by the shift 
away from fossil fuels. In this article, we conduct a comparison of the 
expansion of renewable energy sources in Austria, Belgium, and Germany at the 
level of their subnational units (federal states), thereby covering three 
economically very important central European federal European Union members. We 
consider potentially influential factors in a fuzzy-set qualitative comparative 
analysis: In addition to state-specific socioeconomic and geographical 
characteristics, political factors, such as parties in government, and specific 
energy-related policy instruments are included in the analysis. We find that a 
high potential for renewable electricity expansion in combination with low 
financial prosperity is most likely to lead to a successful expansion of 
renewable electricity production from wind and photovoltaics.

Isabelle Stadelmann, Stefan Rieder, Chantal Strotz, The Politics of Renewable 
Energy Production in a Federal Context: The Deployment of Small Hydropower in 
Swiss Cantons  https://journals.sagepub.com/doi/full/10.1177/1070496519886005
This article explores the factors that hinder and promote the deployment of 
renewable energy generating infrastructure in/across the Swiss cantons (i.e., 
the country’s federal units). Using the example of small-scale hydropower, we 
shed light on how political regulations at the cantonal level interact with 
national policies and the local political process to affect the deployment of 
renewable energy production. The analysis demonstrates that political 
regulations can both foster and hinder the deployment of renewable energy 
production. While the national feed-in tariff scheme is revealed to be a 
beneficial framework condition, cantonal regulations hamper, rather than 
facilitate, the deployment of small-scale hydropower. Moreover, inclusive local 
processes and the existence of local entrepreneurs seem to act as a trigger for 
the local acceptance of renewable energy generation infrastructure. More 
generally, we conclude that, quite independently of whether state structures 
are decentralized or centralized, subnational and local leeway in the 
definition and organization of projects can help to prevent or deal with local 
opposition.

State Leadership in U.S. Climate Change and Energy Policy: The California 
Experience
Daniel Mazmanian, John Jurewitz and Hal Nelson
https://journals.sagepub.com/doi/full/10.1177/1070496519887484

It is a long-held belief among scholars and practitioners that the State of 
California is a notable subnational leader in environmental and climate change 
policy. This article focuses primarily on four essential contextual factors 
that explain why and how within the United States’ federal system of government 
California has become such an important leader, performing far in excess of the 
national government and most other states. These essential factors are 
preferences, authority, capacity, and effectiveness. The article then moves to 
the multifaceted implementation strategy California policy makers have employed 
to realize their environmental goals. Finally, despite the history of strong 
leadership, the state continues to face a host of significant challenges in 
realizing its ambitious climate change goals for the coming decades.

Federalism as a Double-Edged Sword: The Slow Energy Transition in the United 
States
https://journals.sagepub.com/doi/full/10.1177/1070496519886001
Roger Karapin

Much literature on federalism and multilevel governance argues that federalist 
institutional arrangements promote renewable energy policies. However, the U.S. 
case supports a different view that federalism has ambivalent effects. Policy 
innovation has occurred at the state level and to some extent has led to policy 
adoption by other states and the federal government, but the extent is limited 
by the veto power of fossil fuel interests that are rooted in many state 
governments and in Congress, buttressed by increasing Republican Party 
hostility to environmental and climate policy. This argument is supported by a 
detailed analysis of five periods of federal and state renewable energy 
policy-making, from the Carter to the Trump administrations. The negative 
effects of federalism on national renewable energy policy in the United States, 
in contrast to the West European cases in this special issue, are mainly due to 
the interaction of its federalist institutions with party polarization and a 
strong domestic fossil fuel industry.

Energy Cooperatives and Municipalities in Local Energy Governance Arrangements 
in Switzerland and Germany
https://journals.sagepub.com/doi/full/10.1177/1070496519886013
Benjamin Schmid, Thomas Meister, Britta Klagge, Irmi Seidl

Participation of citizens in local energy decisions is increasingly recognized 
as helpful for a successful decentralized energy transition. In this article, 
we focus on energy cooperatives in which private individuals jointly develop 
facilities to generate energy from renewable sources, thus involving citizens 
both politically and economically. Focusing on Switzerland and Germany, we show 
that there is a strong linkage between such cooperatives and municipalities, 
characterized by collaboration and support, and that the cooperatives are well 
suited as collaborating partners. We also show that federalist structures are 
most suited for such local arrangements as municipalities must have leeway to 
support cooperatives in a targeted manner and to compensate for shortcomings in 
the energy policy of superordinate governmental levels. Based on these results, 
we suggest that local governments should be given sufficient financial 
capacities and autonomy to strengthen implementation of a decentralized energy 
transition that involves citizens. However, we also recognize that municipal 
structures alone are often insufficient and that superordinate policies, 
especially national subsidies, remain essential. Hence, policies at the 
municipal and national levels should take greater account of citizen 
initiatives, such as energy cooperatives, which exhibit various 
noncommodifiable advantages relevant to the energy transition.

Entanglement of Top-Down and Bottom-Up: Sociotechnical Innovation Pathways of 
Geothermal Energy in Switzerland
https://journals.sagepub.com/doi/full/10.1177/1070496519886008
Olivier Ejderyan, Franziska Ruef, Michael Stauffacher

By looking at deep geothermal energy in Switzerland, this article illustrates 
how innovation pathways in federal countries take entangled forms between 
top-down and bottom-up. The Swiss federal government presents deep geothermal 
energy as an important technology to decarbonize electricity production. 
Setbacks in early projects have slowed these efforts. Despite strong policy 
incentives from the federal government, no electricity is being produced from 
geothermal projects in Switzerland in 2019. Based on four case studies, we 
analyze how some cantons and cities have taken different pathways: Rather than 
implementing federal objectives, they favor heat production instead of 
electricity generation. The relative success of these initiatives led federal 
authorities to modify their approach to promoting geothermal energy. This study 
shows that federal mechanisms and instruments alone are not enough to make 
energy infrastructures acceptable locally. To learn from bottom-up experiences 
and adapt federal policies to local reality, better coordination between the 
federal and subnational levels is needed.




Best wishes

Miranda Schreurs



Prof. for Environment and Climate Policy
Bavarian School of Public Policy (Hochschule fur Politik München)
Technical University of Munich
Richard Wagner Strasse 1
80333 Munich, Germany

[email protected]<mailto:[email protected]>
Tel: 0049 (0) 89 907793220

website Deutsch: http://www.hfp.tum.de/startseite/

website English: http://www.hfp.tum.de/en/home/

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