My friend and comrade-at-arms, the Archivangelist of the Antipodes, Arthur 
Sale, finds that Gold OA publishing is growing too slowly. (He's right.)

Arthur also finds that both Green OA self-archiving, and Green OA 
self-archiving mandates (ID/OA) are growing too slowly. (He's right.)

Arthur predicts that more and more researchers will spontaneously begin to use 
enhanced, interoperable, interactive electronic resources (much the way they 
now already use word-processing, email and the web instead of typing and paper) 
so that the writing, storing and record-keeping of their own articles, and 
exchanging them with one another, will become so rich and interdigitated and 
natural that it will be functionally equivalent to having deposited them in an 
institutional OA repository, free for all.

He calls this the "Titanium Road" to OA (though it sounds rather like a 
technologically supercharged version of the Green Road to me!).

And surely he is right that something along those lines is as optimal and 
inevitable as OA itself.

The question is: Will its use grow any faster, of its own accord, than Gold or 
Green OA have done?

Arthur's betting that it will -- and I of course wish he were right!

But after 20 years, I have given up completely on researcher voluntarism, even 
when it is overwhelmingly in their own best interests. 

It was voluntarism that I assumed would bring us universal OA "virtually 
overnight" way back in 1994.

Technology has been doing nothing but making it easier and easier, and more and 
more rewarding, for researchers to provide OA, year upon year, ever since.

Yet the ever simpler and more powerful technology has never succeeded in 
inducing researchers -- or, rather, has not induced anywhere near enough 
researchers (for it has always induced some of them) -- to make their work OA 
in anywhere near sufficient numbers to reach that fabled OA "tipping point" 
that everyone keeps talking about year upon year.

So I will make no predictions for 2012, except to say that if it's a pipe-dream 
that voluntarism will ever kick in among researchers of its own accord, there 
is still the hope that their funders and institutions will come to their senses 
and make OA compulsory, by mandating it, as a condition for being employed and 
paid to conduct and report research in the online era -- which ought long ago 
to have become the OA era.

It is now a matter of tried, tested and demonstrated empirical -- and hence 
historical --  fact that OA mandates, if adopted, *do* accelerate the growth of 
OA for the research output of the funder or institution that mandated it -- 
soon approaching 100%, when it's the optimal mandate (ID/OA, Liege model, as 
the sole mechanism of submission for research performance assessment).

So the open empirical question now is whether adopting OA mandates will succeed 
in kicking in among researchers' funders and institutions in sufficient numbers 
-- in the way that providing OA spontaneously failed to do among researchers 
themselves.

Fortunately, the number of funders and institutions worldwide that need to be 
convinced of the benefits of mandating OA is an order of magnitude smaller than 
the number of researchers that need to provide OA.

And a number of sizeable mandating initiatives among funders at the national 
level have already successfully led to mandate adoption (notably among all the 
major national funders in the UK, and some at the EU level: see ROAMAP), with 
the biggest of all (COMPETES) now under deliberation in the US.

And at the global institutional level, there is now Bernard Rentier's and Alma 
Swan's EnablingOpenScholarship (EOS), established to help guide the universal 
providers of research, funded and unfunded, in all disciplines -- namely,  
universities and research institutions -- in designing OA policies worldwide.

So whereas there is no basis for crowing about "tipping points," there is 
reason to hope that we may not have to keep waiting for technology to put us 
over the top spontaneously via Arthur's "Titanium Road" -- though technology's 
help in providing OA and enhancing its benefits is always welcome (and being 
actively incorporated into the EPrints and DSpace repository software as well 
as into the implementation of OA mandates almost as fast as it is developed).

Stevan Harnad
Superannuated Archivangelist


On 2011-12-18, at 4:12 PM, Arthur Sale wrote:

> Richard, you asked what we?d like to see in 2012.
>  
> I?d like to see more open access journals, and higher prestige attached to 
> those that already exist.  Who wouldn?t?  I?d also like to see more ID/OA 
> mandated institutional repositories. Again who wouldn?t?  But I don?t see 
> either strategy as taking Open Access to the tipping point where a scholarly 
> revolution becomes unstoppable. Why? Because both strategies are too 
> cerebral, too argumentative, too technological, and they require at present 
> unnatural actions on the part of researchers.
>  
> What I want to predict is a growing number of researchers doing completely 
> natural things that have always been in their repertoire of work, for example 
> like keeping a lifetime record of their publications and ephemera. It used to 
> be a collection of paper, but the social media tools like Mendeley now allow 
> this to be electronic, and like the silent transition from typewriters to the 
> admittedly superior word processing software, I predict we will see a silent 
> transition to online in-the-cloud corpus collections. Making this open access 
> is technologically trivial, and I have named this the Titanium Road to open 
> access: light-weight, strong, robust and recognises what people actually do.
>  
> If I can make another prediction, I think that 2012 might just be the year 
> that we begin to question the copyright position of articles. Despite legal 
> transfer of copyright (sometimes) most publishers pay only lip-service to 
> their ?ownership? and carry out minimal due diligence in their ?purchase? in 
> return for services, and researchers respond with total indifference by 
> dispensing copies of the Version-of-Record as they see fit. Never a week goes 
> by when I do not see someone post to a list ?Can anyone send me a copy of Xxx 
> by Yyy in journal Zzz?? and it appears they almost always are satisfied by 
> their later posts of effusive thanks. The law in respect of scholarly 
> articles has to change, and this might be the year that we begin to see 
> cracks open up.
>  
> Finally, let me make my last prediction ? that 2012 might see us begin to 
> address the issue of China, and the language barriers that look like being a 
> major part of the OA spectrum in this decade (2011-2020). The 
> English-speaking world and the European language speaking world have been 
> happy to live with English as the lingua franca (what a strange misnomer!), 
> but the Asian-speaking world is not likely to be so accommodating. We shall 
> have to begin to treat open access as a matter involving automatic 
> translation, at first maybe just for metadata, but later for the whole 
> article.
>  
> Richard, you said you?d like to see short posts dominate this list, so I?ve 
> been brief to the point of encryption. I am happy to expand on any of the 
> previous four paragraphs, recognising that some of them are separable issues. 
> I hope I have been controversial enough to get some responses.
>  
> Arthur Sale
> University of Tasmania, Australia
>  
> _______________________________________________
> GOAL mailing list
> GOAL at eprints.org
> http://mailman.ecs.soton.ac.uk/mailman/listinfo/goal

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