The Dutch report says:

"The level of OA success (i.e. as regards theses) or stagnation 
(as regards all other publications) does not correlate with 
university mandates or personnel capacity."
http://www.surf.nl/SiteCollectionDocuments/Monitor2011_strategicsynopsis_ENGdef.pdf

This might have something to do with the fact that of the 30 Dutch 
repositories registered in ROAR  http://bit.ly/ROARneth
only 2 (KNAW & Erasmus) have  mandates (and KNAW's and Erasmus's) 
with KNAW's hardly a mandate at all:

"the following exceptions are possible: (1) The publisher does not approve open 
access?"
http://roarmap.eprints.org/561/

To compare the success of mandated vs. unmandated repositories Netherlands 
would 
need a rather larger sample of mandates...

Netherlands has a bit of history of ambivalence regarding mandates
http://bit.ly/nethMAND

Try mandating ID/OA:
http://openaccess.eprints.org/index.php?/archives/494-guid.html

The Dutch report also recommends:
"Because the ?Green Road? alone will almost certainly not be sufficient 
in order to achieve the primary objective, policy regarding the 
?Golden Road? should be intensified."

Might be a better idea (and cheaper!) 
to try mandating ID/OA first:
http://openaccess.eprints.org/index.php?/archives/494-guid.html

Stevan Harnad

On 2012-04-02, at 5:42 AM, Kuil, van der Annemiek wrote:

> The message below has just been posted on the SURF website and might be of 
> interest to you.
>  
>  
> Open access to Dutch research stagnating
> Higher education sector needs to formulate policy and work arrangements for 
> Open Access
>  
> Utrecht, 2 April 2012 ? Open Access to higher education research results is 
> not increasing. This is shown by the Dutch Research Repositories Monitor 
> 2011*, a study commissioned by SURF. Although the Berlin Declaration on Open 
> Access has been signed by all the Dutch universities, the Association of 
> Universities of Applied Sciences (HBO-raad), the Royal Netherlands Academy of 
> Arts and Sciences (KNAW), and the Netherlands Organisation for Scientific 
> Research (NWO), it has not been put to action in the form of specific 
> objectives. There are only a few universities at which the percentage of Open 
> Access publications exceeds 20%. In theKnowledge Bank for Universities of 
> Applied Sciences, which provides access to the knowledge products of these 
> institutions, the number of openly accessible publications and graduation 
> projects is lagging behind the number of graduates and lectoraten (knowledge 
> networks). The study compares the situation of the university repositories in 
> 2007 and 2011. This is the first time such a study has been carried out for 
> the universities of applied sciences.
>  
> Recommendations
> The report makes recommendations for the higher education and research sector 
> to increase the accessibility of Dutch research: formulate joint policy and 
> make it easy for authors to deposit their publications. Collective work 
> arrangements regarding the national infrastructure must also be maintained 
> and updated. The report offers a means for determining, in collaboration with 
> the parties concerned, how these recommendations should be implemented and by 
> whom.
>  
> Repositories supplying NARCIS
> The publications that are made available via the NARCIS research portal are 
> supplied by universities and research institutions. The study shows that the 
> total number of publications in NARCIS is increasing but that the number to 
> which there is Open Access remains static. There are only a few universities 
> at which the percentage of Open Access publications (as registered for VSNU 
> reports) exceeds 20%. That is not any substantial improvement compared to the 
> monitor for 2007.
>  
> The NARCIS website has a number of deficiencies; these are due partly to the 
> repositories that supply it and partly to the central processing of the data 
> harvested from the repositories. One significant handicap is the lack of 
> joint work arrangements in line with the latest technical developments.
>  
> Repositories supplying the Knowledge Bank for Universities of Applied Sciences
> The Knowledge Bank for Universities of Applied Sciences (HBO Kennisbank) 
> harvests and displays the content of the repositories of 21 of these 
> institutions. At the end of 2011, this involved a total of almost 20,000 
> publications, with Open Access to 15,000 of these. It is not possible to 
> establish how this relates to the total number of publications by an 
> institution because neither the Association of Universities of Applied 
> Sciences nor the institutions have the relevant figures. It would seem, 
> however, that only a limited proportion of research publications find their 
> way into the Knowledge Bank.
>  
> The available student graduation projects are all available by means of Open 
> Access. The numbers have continued to rise in recent years to almost 2000 in 
> 2010, but the number of graduation assignments available is only a fraction 
> of the total number of students who have graduated.
>  
> Scenario for the future
> The study investigated the Open Access availability of the research output at 
> research universities, universities of applied sciences, and research 
> institutions. It also looked at the administration and organisation of the 
> repository infrastructure, technical developments, and the services provided 
> on the basis of repositories. The authors, Maurits van de Graaf and Leo 
> Waaijers, then sketch a scenario for the future for NARCIS and the Knowledge 
> Bank for Universities of Applied Sciences, and they make recommendations to 
> the institutions. The main outlines of the recommendations in the report have 
> already been discussed with representatives of the institutions concerned. 
> The representatives see the recommendations as a useful basis for a broad 
> discussion with the stakeholders regarding making arrangements and the 
> division of tasks with a view to optimisation. SURF will coordinate the 
> reorientation of the repository infrastructure.
>  
> NARCIS and the Knowledge Bank for Universities of Applied Sciences
> The Dutch research universities have been working on an infrastructure for 
> Open Access to knowledge since 2003. They have set up a network of 
> repositories in order to store publications and make them accessible via the 
> Internet. NARCIS is the central portal for research information produced by 
> the Dutch research universities and research institutions. Following the 
> example given by the research universities, the universities of applied 
> sciences began construction of a similar network a few years later. The 
> Knowledge Bank for Universities of Applied Sciences is the joint portal ? 
> with functionality including a search function ? for users of the knowledge 
> products generated by these institutions.
>  
> About SURF
> SURF is the collaborative organisation for academic universities, 
> universities of applied sciences and research institutions aimed at 
> breakthrough innovations in ICT. SURF supports higher education and research 
> in taking optimum advantage of the possibilities offered by ICT to improve 
> the quality of education and research. SURF provides the foundation for the 
> excellence of higher education and research in the Netherlands.
>  
>  
>  
> * the report is only available in Dutch. The Strategic Synopsis is available 
> in English.
>  
>  
> Kind regards,
> Annemiek van der Kuil
> Annemiek van der Kuil | community manager ICT & Research | SURF | Graadt van 
> Roggenweg 340 | P.O.Box 2290 | 3500 GG Utrecht | T + 31 30 234 66 42 | 
> Evanderkuil at surf.nl W www.surf.nl
>  


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