As you see, intellectual pluralism prevails at Southampton, for my colleague Steve Hitchcock has posted something with which I could not disagree more:
shi> Arthur Smith says that the APS will allow authors to self-publish free shi> versions of their papers, as well as an APS-created rendition of the shi> same paper, and is considering a license agreement where the author shi> retains full copyright. Allowing the free posting of APS pages is an shi> absolute bonus. As far as I can see, allowing shi> 1 free posting of all **author-created** copy (that includes revisions shi> for refereed versions) shi> 2 backed by a non-exclusive license of some form for enhanced shi> publication is **all** that is needed to begin the beneficial shi> transformation of scholarly publishing on the Web. shi> The real question is, does this position enhance APS' competitive shi> position or detract from it? If it detracts, then this may not remain shi> "current official policy" for long (noting also that APS will not now shi> be able to revert to any previously-held position). If it enhances, shi> presumably other publishers will move to emulate it. I do not think that that is the real question at all. The APS is a Scientific Society which exists to provide a service to its scientific constituency, the Physics community. Its journals are by far the most prestigious physics journals in the world, the most highly cited, with the highest impact factors and the highest quality authorship. APS's raison d'etre is and always has been to provide the physics readership with articles of that quality to read, and to provide the physics authorship with journals of that quality to appear in; the APS's raison d'etre has never been to "enhance APS's competitive position." Providing that quality IS APS's "competitive position"! Now, is there any reason whatsoever for believing that increasing the availability of APS articles by an order of magnitude -- by allowing APS authors to self-archive them publicly online, effectively providing limitless free reprints to anyone who wants them -- will DECREASE the attractiveness of those journals to their authorship or readership? The original raison d'etre of learned journal publishing was to distribute ideas and findings meeting a certified quality standard as widely as possible to the learned community. That was what PUBLICation meant to a scholar/scientist: that it would maximize the access of his fellow scholar/scientists everywhere to his ideas and findings, so they could assimilate and build upon them in the cumulative enterprise of Learned Inquiry. One clear sign of the fact that this is and always has been what it was all about is that in learned journal publishing, unlike in any other form of publishing, the author always GAVE his work away -- not only to the publisher, but to any reprint-requester who made known his desire to read the work. The need to charge for access to the work was not dictated by the usual competitive market forces, for the author was never looking for fees or royalties, only readers. The toll-gates were necessitated by the economics of (paper) publishing itself: Selling it to readers, rather than giving it away, was the only way to cover the costs of publishing it (in paper) at all. APS is merely continuing to act in accordance with its original raison d'etre in allowing its authors to maximise access to their work by self-archiving; to do otherwise would be to imply that the APS had some autonomous interests that no longer had anything to do with the interests of its authors, but were in fact in conflict with them. (Remind yourself again that this conflict of interest is not possible in any other form of publication, for in every other case the publisher and author are firm allies in wanting to maximize their joint revenue from selling their joint product. Anyone wishing to argue that it ought to be the same here MUST account for the nagging fact that journal authors are after eyes and minds, not dollars and pounds.) And APS IS acting in full accord with that nagging fact, in aligning itself with its original raison d'etre -- which is to quality-control, certify and then maximize the accessibility of its physicists'' ideas and findings, not to block them in protecting a "competitive position" as if APS were a trade publisher rather than a scientific society. Author self-archiving will INCREASE, not decrease, the impact of APS journals. It may or may not decrease S/L/P revenues sufficiently to require finding another way to cover what costs are left when the entire corpus is online-only. If S/L/P continues to have enough of a market despite self-archiving to cover all costs, then the system will have found a new equilibrium, and the Physics community, with a free online literature, will be an order of magnitude better off. But if S/L/P revenues are no longer enough to cover costs, then costs will have to be covered another way (perhaps through up-front author-institution charges, funded out of the institutions' S/L/ savings?)... On Wed, 12 May 1999, Thomas J. Walker added: tw> It doesn't pay APS's bills and it doesn't help authors get used to the tw> notion that if they want their refereed versions freely and immediately Web tw> accessible someone needs to pay APS for its services. What is "it"? If reader-institution-end S/L/P no longer pays what's left of the bill, switch to author-institution-end page charges funded out of the S/L/P savings. But don't just assume (or ordain) that S/L/P is the only option, and then use that as an excuse to continue holding the literature hostage to it. tw> I submit that APS would be more fiscally responsible and be doing more tw> for facilitating the transition from the current user-pays system to a tw> future author-pays system by charging for the service of putting the tw> refereed, formatted, archived versions of articles on xxx immediately tw> upon publication. They could put all the rest on xxx a year (or more) tw> later, so as not to give to some what they are selling to others. I have no idea what "fiscally responsible" means here. But APS seems to be recognizing primarily its responsibility to provide the service it provides to its scientific constituency. Free access to the literature will be an invaluable boon to scientists and science. If you agree that free access is the optimal and inevitable end-state, how on earth does it FACILITATE that transition to artificially prolong holding the literature hostage to S/L/P access-tolls by (1) keeping reader-end S/L/P in place, (2) assessing author-end page-charges on TOP of S/L/P (rather than in place of S/L/P, and out of part of the savings from terminating S/L/P), and "justifying" this by simply (3) forbidding authors to do for free, for themselves, what they could already do perfectly well for themselves now (and have already been doing in LANL since 1991), namely, self-archive? How does that "facilitate the transition"? It sounds to me like prolonging the status quo by holding self-archiving at bay (financially and legally) just when the eventual funds for paying it are out of reach! It is proving something of an educational battle to get scholars to realize that (free) self-archiving is overwhelmingly in their best interests now. Trying to persuade them to do it, and to PAY for it too, under the circumstances, turns the optimal and inevitable into an Escherian impossible figure. (And you are calling the APS "fiscally irresponsible" for letting them do it for free? I think historians will have a different assessment of the causal role that the APS's enlightened and progressive policy played in the transition to the optimal and the inevitable.) -------------------------------------------------------------------- Stevan Harnad [email protected] Professor of Cognitive Science [email protected] Department of Electronics and phone: +44 1703 592-582 Computer Science fax: +44 1703 592-865 University of Southampton http://www.ecs.soton.ac.uk/~harnad/ Highfield, Southampton http://www.princeton.edu/~harnad/ SO17 1BJ UNITED KINGDOM ftp://ftp.princeton.edu/pub/harnad/
