Steve-
I'm not sure what you're taking with. I agree that universities should take
control of their own scholarly content. But are you trying to argue that they
have done this? Because I don't view setting up an IR to hold material published
in subscription journals as taking ownership of the process - rather it's
attempting to have it both ways without actually challenging the system in any
meaningful way.

-Mike

On Tue, May 1, 2012 at 9:06 AM, Steve Hitchcock <[email protected]> wrote:
      A perspective spanning 20 years on this topic that fails to mention
      repositories hardly begins to tackle the issues or the problems.

      If we go back 20 years to 1992 we had arXiv, a repository, but
      barely any e-journals (although most e-journals then were free).

      Some journals that followed were called 'overlay' journals, because
      they effectively overlaid peer review on top of arXiv. The problems
      they solved were:

      1 access to peer reviewed electronic content (when there were few
      peer reviewed journals available electronically)
      2 low costs for peer reviewed content

      These original overlay journals were so successful they later became
      subscription journals (mainly because they also began to overlay
      conventional journal production costs on top of peer review). There
      were few imitators subsequently because the two problems were
      effectively solved c. 2000 by the mass switch to electronic
      journals, and the emergence of IRs and green OA journals.

      This polemic is trying to solve the same problems, but the solutions
      from the last 20 years are still in place, and it ignores them.

      The response of many universities has been pathetic, but not for the
      reasons suggested, and if the problem being addressed is costs
      rather than access, then the proposals here, to forcibly switch
      journals to gold OA, risks making the access problem worse and
      raising total costs higher than is achievable with IRs. It is not
      enough simply to talk with publishers about reallocation of charges.

      Instead institutions should be investing in and promoting local
      published content, ensuring it is made open access to the world
      locally; also making the inevitable connection between institutional
      repositories and research data linked to publications, before that
      too becomes subject to outside control and cost escalation.

      We can agree that we don't want it to take 15 more years for open
      access to become the norm.

      Steve Hitchcock
      WAIS Group, Building 32
      School of Electronics and Computer Science
      University of Southampton, SO17 1BJ, UK
      Email: [email protected]
      Twitter: http://twitter.com/stevehit
      Connotea: http://www.connotea.org/user/stevehit
      Tel: +44 (0)23 8059 9379    Fax: +44 (0)23 8059 9379

      On 1 May 2012, at 15:30, Michael Eisen wrote:

      > from my blog: http://www.michaeleisen.org/blog/?p=1058
      > 20 years of cowardice: the pathetic response of American
      universities to the crisis in scholarly publishing
      > By Michael Eisen | May 1, 2012
      > When Harvard University says it can not afford something, people
      notice. So it was last month when a faculty committee examining the
      future of the university’s libraries declared that the continued
      growth of journal subscription fees was unsustainable, even for
      them. The accompanying calls for faculty action are being hailed as
      a major challenge to the traditional publishers of scholarly
      journals.
      >
      > Would that it were so. Rather than being a watershed event in the
      movement to reform scholarly publishing, the tepidness of the
      committee’s recommendations, and the silence of the university’s
      administration, are just the latest manifestation of the toothless
      response of American universities to the “serials crisis” that has
      plagued libraries for decades.
      >
      > Had the leaders major research universities attacked this issue
      head on when the deep economic flaws in system became apparent, or
      if they’d showed even an ounce of spine in the ensuing twenty or so
      years, the subscription-based model that is the root of the problem
      would have long ago been eliminated. The solutions have always been
      clear. Universities should have stopped paying for subscriptions,
      forcing publishers to adopt alternative economic models. And they
      should have started to reshape the criteria for hiring, promotion
      and tenure, so that current and aspiring faculty did not feel
      compelled to publish in journals that were bankrupting the system.
      But they did neither, choosing instead to let the problem fester.
      And even as cries from the library community intensify, our
      universities continue to shovel billions of dollars a year to
      publishers while they repeatedly fail to take the simple steps that
      could fix the problem overnight.
      >
      > The roots of the serials crisis
      >
      > Virtually all of the problems in scholarly publishing stem from
      the simple act, repeated millions of times a year, of a scholar
      signing over copyright in their work to the journal in which their
      work is to appear. When they do this they hand publishers a weapon
      that enables them to extract almost unlimited amounts of money from
      libraries at the same research institutions that produced the work
      in the first place.
      >
      > The problem arises because research libraries are charged with
      obtaining for scholars at their institution access to the entire
      scholarly output of their colleagues. Not just the most important
      stuff. Not just the most interesting stuff. Not just the most
      affordable stuff. ALL OF IT. And publishers know this. So they raise
      prices on their existing journals. And they launch new titles. And
      then they raise their prices.
      >
      > What can libraries do? They have to subscribe to these journals.
      Their clientele wants them – indeed, they need them to do their
      work. They can’t cancel their subscription to Journal X in favor of
      the cheaper Journal Y, because the contents of X are only available
      in X. Every publisher is a monopoly selling an essential commodity.
      No wonder things have gotten out of control.
      >
      > And out of control they are. Expenditures on scholarly journals at
      American research libraries quadrupled from 1986 to 2005, increasing
      at over three times the rate of inflation. This despite a massive
      reduction in costs due to a major shift towards electronic
      dissemination. These rates of growth continue nearly unabated, even
      in a terrible economy. (For those interested in more details, I
      point you to SPARC, the Scholarly Publishing and Academic Resources
      Coalition, who tracks journal pricing and revenues).
      >
      > The opportunity universities missed
      >
      > Just as the serials crisis was hitting its stride in the
      mid-1990′s, fate handed universities an out – the internet. In the
      early 1990′s access to the scholarly literature almost always
      occurred via print journals. By the end of the decade, virtually all
      scholarly journals were publishing online.
      >
      > This radical transformation in how scholarly works were
      disseminated should have been accompanied by a corresponding radical
      shift in the economics of journal publishing. But it barely made a
      dent. Publishers, who were now primarily shipping electrons instead
      of ink on paper, kept raising their subscription prices as if
      nothing had happened. And universities let them get away with it.
      >
      > By failing to show even a hint of creativity or initiative in
      seizing the opportunity presented by the internet to reshape the
      system of scholarly communication in a productive way, the leaders
      of American universities condemned themselves to 15 more years (and
      counting) of rising costs, and decreasing value. Their inaction also
      cost them the chance to reclaim the primary role they once held
      (through their university presses) in communicating the output of
      their scholars.
      >
      > But while universities did next to nothing to fix scholarly
      publishing, others leapt into the fray. A new economic model, which
      came to be known as “open access“, emerged as an alternative to the
      subscription journals. Under open access the costs of publishing
      would be bourn up front by research sponsors, with the finished
      product freely available to all. In addition to the obvious good
      greatly expanding the reach of the scholarly literature, open access
      was largely free of the economic inefficiencies that created the
      serials crisis in the first place, and enjoyed very strong support
      from university libraries across the country. But despite its
      manifold advantages, universities as a whole did little to help it
      succeed.
      >
      > The unholy alliance between journals and universities
      >
      > The biggest obstacle to the rise of open access journals was (and
      to a large extent still is) the major role that journal titles play
      in how universities evaluate candidates for jobs and promotions. In
      most academic disciplines, careers are built by publishing papers in
      prestigious journals – those that are the most selective, and
      therefore have the most cache. Scholars rising through the ranks of
      graduate school, the job market, assistant professorships and tenure
      face a nearly contant barrage of messages telling them that they
      have to publish in the best journals if they want to succeed at the
      next step. Never mind that it is far less true than people believe.
      That people believe it is all that matters.
      >
      > Almost everyone I know thinks that simply looking at journal
      titles is a stupid way to decide who is or is not a good researcher,
      and yet it remains. There are many reasons why this system persists,
      but the most important is that universities like it. Administrators
      love having something like an objective standard that can be applied
      to all of the candidates for a job, promotion, etc… that might allow
      them to compare not only candidates for one job to each other, but
      all candidates for any honor across the university. This is perhaps
      why no university that I know of has taken a forceful stand against
      the use of journal titles as a major factor in hiring and promotion
      decisions. And it is, I believe, a major reason why they are
      unwilling to cut off the flow of money to these journals.
      >
      > It’s never too late
      >
      > Although their record is pretty bad, universities could still play
      a major role in making scholarly publishing work better – and save
      themselves money in the process – with two simple actions:
      >
      >       • Stop the flow of money to subscription journals.
      Universities should not renew ANY subscriptions. They should,
      instead, approach them with a new deal – they’ll maintain payments
      at current levels for 3 more years if the journal(s) commit to being
      fully open access at the end of that time.
      >       • Introduce – and heavily promote – new criteria for 
hiring
      and promotion that actively discourage the use of journal titles in
      evaluating candidates.
      > These ideas are not new. Indeed, the basic outlines appear in a
      fantastic essay from the Association of Research Librarians
      published in March 1998, describing the serials crisis and their
      solutions to fix it:
      >
      > The question inevitably asked is, “Who goes first?” Which major
      universities and which scholarly societies have the will,
      confidence, and financial resources to get the process started?
      >
      > Our answer is simple and to the point. It is time for the
      presidents of the nation’s major research universities to fish or
      cut bait. Collectively, they have both opportunity and motive—and,
      in the Association of American Universities, they have an
      organization with the capacity to convene the necessary
      negotiations.
      >
      > It’s amazing that essentially noboby took them up on the challenge
      the first time. Let’s hope it doesn’t take  another 15 years.
      >
      >
      >
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--
Michael Eisen, Ph.D.
Investigator, Howard Hughes Medical Institute
Associate Professor, Department of Molecular and Cell Biology
University of California, Berkeley




    [ Part 2: "Attached Text" ]

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