hi Marcin,

On 2013-01-28, at 3:43 AM, Marcin Wojnarski wrote:

> Thanks, Heather, for this explanation.
> Yes, I agree that OA archiving shall be an important part of the system, no 
> matter what specific OA license is being used, for the preservation of 
> scholarship independently of the fate or misdoings of a given publisher.
> 
> As to the dangers of commercial exploitation of CC-BY articles: can you point 
> to a specific case of an article that was exploited in this way, causing harm 
> to the authors?

What I am pointing to is primarily a future potential danger to open access; 
the extent of the danger is proportionate to the use of the CC-BY license. 
That's one of the reasons why advocating for CC-BY as a default is problematic 
for open access.

As an example of what might happen: BioMedCentral, the world's largest open 
access publisher, was sold to Springer a few years ago. Recently, we heard 
rumours that Springer is up for sale. This would be not too surprisinng - if 
Springer were sold, this would be the fourth time in less than a decade.

Anyone who buys Springer (hence BMC) has no obligations at all to continue to 
provide the BMC articles on an open access basis. They can pursue whatever 
business model they please. The articles published in BMC will remain open 
access, however this is because of the work of PubMedCentral and institutional 
repositories, and BMC's good practices of actively cooperating with 
repositories.

In other words, broad-based OA success using CC-BY, without careful planning 
including ensuring that works are deposited in repositories, could very easily 
revert to toll access in very little time.

> 
> You're right that re-selling of CC-BY papers is legally possible, but it 
> seems unlikely to me. "Selling" is not as easy as it sounds - in order to 
> sell, there must be somebody who wants to buy. Why would anyone want to pay 
> for a paper which is elsewhere available for free?

If there is no reason to sell CC-BY papers, then why are people advocating for 
CC-BY? The point of advocating for CC-BY over CC-BY-NC is precisely to allow 
commercial use. Commercial use in the context of copyright (CC licenses are 
about copyright) means selling the works per se. 

If people wish to spur ideas in the commercial sector by making papers freely 
available, then any license will do as long as the works are free-to-read. Even 
articles with All Rights Reserved do not restrict ideas of the ideas included 
in the articles. "Intellectual property" in the area of ideas is covered by 
patent law, not copyright. 

If a CC-BY work is readily available and easy to find, you are right that there 
is likely not a huge market for this. My point is that publishers who use CC-BY 
have no obligation to provide free access or to continue to provide the work 
under the CC-BY license.

One important point about CC-BY is that the license for a particular work 
cannot be revoked. This is correct. If I post a work on my website that is 
licensed CC-BY and you download it to your hard drive, I can never revoke the 
CC-BY license on that copy that is on your hard drive. However, I can remove 
the CC-BY licensed copy from my website, and either not make the work available 
at all (perhaps I abandoned my website), or replace the CC-BY copy with another 
one that is All Rights Reserved.

In other words, if a work is licensed CC-BY and you have taken steps to ensure 
that you will have ongoing access under this license, such as making a copy, 
you have ongoing access and a license that cannot be revoked. However, if we 
are relying on the possibility that individuals might have downloaded a copy of 
a particular article to their hard drive, then someone who did not make such a 
copy basically has to guess somehow that someone, somewhere, has made a copy 
while the article was CC-BY licensed, then figure out who and make a request 
for a copy. This request could be denied, by the way. If I have the only copy 
of someone else's work available for sharing under the CC-BY license, I can 
give it away for free - or I can choose to sell it, under a more restricted 
license, if I want.  CC-BY does grant commercial rights to any third party, 
after all; and the lack of restrictions inherent in CC-BY means that others can 
place more restrictions on the work downstream. If we don't want this to 
happen, we should use Sharealike (SA).

best,

Heather Morrison
The Imaginary Journal of Poetic Economics
http://poeticeconomics.blogspot.com


> 
> Best,
> Marcin
> 
> 
> On 01/27/2013 12:18 AM, Heather Morrison wrote:
>> hi Marcin,
>> 
>> On 26-Jan-13, at 9:09 AM, Marcin Wojnarski wrote:
>> 
>>> Heather,
>>> I'm curious about your final note that CC-BY is not advisable for 
>>> humanities. Why is it so? What's so different in HSS publications compared 
>>> to, say, biology or mathematics where CC-BY is a "gold standard"? What 
>>> other license is most recommended in humanities? Thanks.
>> 
>> Thank you for raising the question, Marcin. I do not agree that CC-BY is, or 
>> ought to be, a gold standard for publication in any discipline. While CC-BY 
>> superficially appears to be the embodiment of the BOAI definition of open 
>> access, a careful reading of the legal code (recommended, it's not that 
>> long) illustrates that they are not the same. For example, none of the CC 
>> licenses are specific to open access in the sense of "free of charge". CC-BY 
>> is a weak and problematic license for open access. It is a means by which a 
>> licensor can waive certain rights under copyright which places no obligation 
>> at all on the licensor. I can post a CC-BY work today - behind a paywall, if 
>> I like - then tomorrow take it down and replace it with the same work except 
>> All Rights Reserved. This is one of the reasons why I consider it unwise to 
>> pursue open access publishing without open access archiving. That is, if all 
>> of the articles published as open access are archived in repositories 
>> (preferably more than one), this is a much more sustainable open access 
>> scenario than open access publishing on its own.
>> 
>> Because of the weakness of CC-BY, I do not recommend this license for 
>> journals or authors. If a few journals use this approach this is much less 
>> problematic than if it becomes a standard. For example, if all of the works 
>> in PubMedCentral were CC-BY, then a commercial company could copy the entire 
>> database in order to sell it (behind a paywall if they like, as CC-BY does 
>> not prohibit this) and then lobby the U.S. government to eliminate funding 
>> for the public version produced by the NIH. Currently, the fact that the NIH 
>> policy only covers public access (fair use), not CC-BY, means that there is 
>> no incentive for a company to do this. If in the future the works in PMC are 
>> covered by different licenses it will be more difficult to duplicate the 
>> whole than it would be if most or all of the works were CC-BY. If all of the 
>> articles in PMC are in different PMC international archives, then ongoing OA 
>> is more secure. Similarly, if all of the articles in PMC are also available 
>> through the author's institutional repositories, then even a commercial PMC 
>> takeover assuming all works are CC-BY could be countered effectively through 
>> this other source.
>> 
>> In addition to the dangers of CC-BY as a default for open access, for many 
>> disciplines there are other reasons why CC-BY can be problematic. CC-BY is 
>> sometimes incompatible with research ethics. This is likely not a concern 
>> for mathematics, but will be a major concern in some areas of social 
>> sciences and humanities. For example, Sage publishes two journals in the 
>> areas of action research / participatory action research. In this type of 
>> research, the researcher acts as a facilitator and consultant; the actual 
>> research leadership as well as most of the content is provided by the 
>> participants. With this kind of research, it is not ethical for the 
>> researcher to give away rights to use the results for commercial purposes to 
>> any 3rd party with no requirement to seek permission. This is what CC-BY 
>> does. Those who advocate for CC-BY like to point to the positive potential 
>> for scholarship, but we need to keep in mind that CC-BY allows a commercial 
>> company to do things like take photos from scholarly articles and put them 
>> in image databases to sell for commercial purposes to whoever will pay the 
>> price. It is good to see that OASPA is now recognizing this issue by 
>> indicating that not all elements of a CC-BY article need be CC-BY (see the 
>> latest GOAL post by OASPA on this). Note that I am not convinced that it is 
>> ethical to give the results of this kind of research to a commercial company 
>> to sell for their own profit, regardless of the license used; this is 
>> contrary to the spirit of this whole type of research.
>> 
>> In many areas of the social sciences and humanities, precise expression is 
>> important to the author. This may be a very different situation from biology 
>> and mathematics. When words are changed in a derivative, this can impact 
>> both the meaning and the author's reputation if a derivative is cited. CC-BY 
>> allows for derivatives and requires attribution - which means that an author 
>> could be incorrectly cited for a derivative work. The possibility of 
>> inaccuracy in derivatives and subsequent citation of derivatives is an 
>> element that biologists and mathematicians might want to consider before 
>> adopting CC-BY as a standard.
>> 
>> Finally, it is premature to say that CC-BY is considered a standard by any 
>> discipline. Most publishing in virtually every field is still toll access. 
>> Most OA journals don't use CC licenses at all, and those that do don't 
>> necessarily use CC-BY. It is true that a few large publishers use CC-BY and 
>> advocate for this as a standard. However, I argue that size does not define 
>> the best approach. It is highly likely that the number of scholars at a 
>> small journal that does not use CC-BY represents the same number of scholars 
>> giving serious thought to licensing questions as were involved at the larger 
>> publishers.
>> 
>> For more detail please see my blogpost, "a simple definition for open 
>> access: a proposal to open the discussion". I argue that part of the problem 
>> is actually the BOAI definition, and it might be better to abandon this in 
>> favour of Suber's brief definition: "Open-access (OA) literature is digital, 
>> online, free of charge, and free of most copyright and licensing 
>> restrictions"
>> http://poeticeconomics.blogspot.ca/2013/01/a-simple-definition-for-open-access_8.html
>>  
>> 
>> best,
>> 
>> Heather Morrison
>> The Imaginary Journal of Poetic Economics
>> http://poeticeconomics.blogspot.com≠
>> 
> 
> -- 
> Marcin Wojnarski, Founder and CEO, TunedIT
> http://tunedit.org
> http://www.facebook.com/TunedIT
> http://twitter.com/TunedIT
> http://www.linkedin.com/in/marcinwojnarski
> 
> TunedIT - Online Laboratory for Intelligent Algorithms
> 


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