+Apologies for cross posting+

Dear Colleagues,

Thanks to the great support from the workshop participants, the ESAC Initiative 
is happy to publish the final report of the 3rd ESAC workshop held in Munich 
last month, "On the effectiveness of APCs": 
http://esac-initiative.org/activities/3rd-esac-workshop-munich-28-29-june-2018/

While a significant portion of open access journals operate on independent 
funding mechanisms, the Article Processing Charge (APC), originally pioneered 
by BioMed Central as a means to secure the financial viability of journals, has 
grown to be one of the most prevalent business models in open access 
publishing, adopted by well-established pure open access publishers such as 
PLoS, MDPI, Hindawi, Frontiers and beyond. With the steady growth of open 
access publishing in recent years, particularly by traditional subscription 
publishers via hybrid article publishing options, born-OA journals such as 
Nature Communications and Scientific Reports, and transformative agreements (ie 
offsetting, publish and read, etc.) the need for close monitoring and control 
of processes, standards and workflows related to Article Processing Charges 
(APCs) has become crucial. Through such work academic and research libraries 
have the opportunity and, indeed, the responsibility to exercise oversight and 
management of APCs to ensure the best interests of their researchers and 
institutions are served.

The Efficiencies and Standards for Article Charges (ESAC) Initiative was 
established to offer libraries who currently have ownership of APC workflows a 
forum to share best practice and offer recommendations for the broader 
community.
This year, the ESAC Initiative hosted a workshop to analyze data gathered on 
APCs, identify the factors that may or may not contribute to price levels, and 
discuss how institutions may develop their own criteria for assessment in order 
to steer a course towards a sustainable and transparent publishing market. 
Participants of the workshop included librarians and consortium representatives 
from XX countries in Europe and the US, all directly involved in data analytics 
and open access publishing workflows, and the workshop report outlines the 
participants' common understanding of current APC pricing as well as strategies 
to mitigate the potential risks associated with the APC-based publishing 
business model. We hope the report will prove useful to libraries and consortia 
who are currently manage or who are considering managing open access publishing 
workflows in pure gold open access journals, hybrid journals and transformative 
agreements.

The open access publishing landscape is in continuous transformation and if you 
wish to learn more about ESAC, APC workflows or would like to get involved, 
please do not hesitate to contact me.

Best regards,
Kai Geschuhn

Previous ESAC Initiative workshops have produced the following resources:

Joint Understanding of Offsetting
http://esac-initiative.org/wp-content/uploads/2016/05/esac_offsetting_joint_understanding_offsetting.pdf

Recommendations for article workflows and services for transformative agreements
http://esac-initiative.org/wp-content/uploads/2017/04/ESAC_workflow_recommendations_1st_draft20march2017.pdf


Ms. Kai Karin Geschuhn
Innovative Services & Open Access
Max Planck Digital Library
Amalienstraße 33 | 80799 München
Phone +49 (0) 89 38602 253
Fax +49 (0) 89 38602 290
[email protected]
www.mpdl.mpg.de
http://orcid.org/0000-0001-5849-8751



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