<<As Russian troops amass on the approaches to Ukraine, Ukrainian citizens
are bracing themselves for war. “Emergency kit” is a phrase I hear used
more and more among my friends and acquaintances all over the country; the
question on everyone’s mind is whether there will be an attack. I have been
asked this numerous times over the past few weeks, and I cannot provide a
satisfactory answer. The only thing I am sure about is that every bit of
moral, political and military support that Ukraine gets from its friends
and allies makes an invasion less likely.
...
So does Vladimir Putin want to reestablish the Soviet Union, as is
occasionally suggested today? Not really. His goal is rather to reinstate
or maintain the Kremlin’s control over the former Soviet space more
efficiently by creating dependencies, preferably ruled by autocrats, in
place of the former Soviet republics — an imperial power structure with him
as the ruler of rulers at the top.
...
What the essay [by Putin in last July] suggested was that there had been no
such thing as a separate Ukrainian nation. The argument, which swept aside
differences in language, history and culture — especially political culture
— between Russians and Ukrainians, was perceived by many as a denial of
Ukraine’s right to statehood. But the claim that the Russians and
Ukrainians constitute one people is not new, either in Putin’s
pronouncements or in the history of Russian political thought.
...
Kyiv’s stubborn reluctance to give up the nuclear weapons it had inherited
from the USSR — the third-largest arsenal after those of the US and Russia
— was based on its concern about possible Russian aggression. When the
Ukrainians finally agreed to give up nuclear weapons in 1994, they insisted
on guarantees of their territorial integrity and sovereignty. The Budapest
Memorandum, which provided Ukraine with assurances instead of guarantees,
was the result. One of the “assurers”, apart from the US and the UK, was
Russia.
...
Russia is following in the footsteps of former imperial powers, from the
Ottomans to the French, who lost political, financial and cultural capital
the more they clung to their imperial possessions. Attempts to resuscitate
a failing empire alienate neighbours — even potential allies — leading to
isolation. And if history shows us one thing, it is that eventually every
empire must fall.>>


The Return of the Empire

Serhii Plokhy, professor of Ukrainian history at Harvard, FT


As Russian troops amass on the approaches to Ukraine, Ukrainian citizens
are bracing themselves for war. “Emergency kit” is a phrase I hear used
more and more among my friends and acquaintances all over the country; the
question on everyone’s mind is whether there will be an attack. I have been
asked this numerous times over the past few weeks, and I cannot provide a
satisfactory answer. The only thing I am sure about is that every bit of
moral, political and military support that Ukraine gets from its friends
and allies makes an invasion less likely.

The crisis erupted on December 17 when Russia presented the west with an
unexpected ultimatum. Its demands included a commitment in writing to halt
any further eastward expansion of Nato, the removal of multinational Nato
troops from Poland and the Baltic states, and the possible withdrawal of US
nuclear weapons from Europe. Most crucial was that Ukraine never be allowed
to join the alliance.

The demands were considered nonstarters in Washington and deemed
unacceptable by all members of Nato. The result is that we now find
ourselves locked in the most intense diplomatic confrontation between east
and west since the end of the cold war.

There are significant differences between this crisis and previous ones.
Most important is the emergence of China as the leading partner in what
began as the Sino-Soviet alliance, accompanied by the reduction of the
former Soviet Union to the territory of Russia — a state whose economy is
not in the world’s top 10.

These changes are crucial for understanding Russia’s foreign policy today.
Its aggression towards Ukraine can be seen as part of an attempt to turn
the clock back to Soviet times and reinstate Russian control over the
former Soviet space — or at least limit western influence over what used to
be Moscow’s east European empire.

So does Vladimir Putin want to reestablish the Soviet Union, as is
occasionally suggested today? Not really. His goal is rather to reinstate
or maintain the Kremlin’s control over the former Soviet space more
efficiently by creating dependencies, preferably ruled by autocrats, in
place of the former Soviet republics — an imperial power structure with him
as the ruler of rulers at the top.


History cannot tell us what might or might not happen tomorrow. But what it
can do is provide a better understanding of how we got to the situation we
are in today and what is at stake — especially as in this case the
discipline of history, or at least a version of it, is right at the heart
of the dispute.

The current crisis is a reminder that the dissolution of the Soviet Union —
closely associated in the public mind with Mikhail Gorbachev’s resignation
as president of an already non-existent country on Christmas Day 1991 — was
not a one-act play. It is, rather, a continuing saga with numerous sequels;
a process rather than an event.

Last July, Putin published a long essay specifically dealing with the
history of Russo-Ukrainian relations. The key argument of the article, “On
the Historical Unity of Russians and Ukrainians”, was formulated in its
very first paragraph. Referring to a recent press conference, Putin stated
that “when I was asked about Russian-Ukrainian relations, I said that
Russians and Ukrainians were one people — a single whole. These words were
not driven by some short-term considerations or prompted by the current
political context.”

What the essay suggested was that there had been no such thing as a
separate Ukrainian nation. The argument, which swept aside differences in
language, history and culture — especially political culture — between
Russians and Ukrainians, was perceived by many as a denial of Ukraine’s
right to statehood. But the claim that the Russians and Ukrainians
constitute one people is not new, either in Putin’s pronouncements or in
the history of Russian political thought.

The origins of that claim go back at least to the mid-19th century when, in
order to accommodate the rising Ukrainian national movement, Russian
imperial thinkers formulated a concept of the tripartite Russian nation
consisting of the Great Russians (or just Russians in today’s understanding
of the word), the Little Russians, or Ukrainians, and the White Russians,
or Belarusians. It was also around this time that the imperial authorities
prohibited Ukrainian-language publications in the empire, all but arresting
the development of the Ukrainian political and cultural movement.


That policy had its limits. It slowed down the development of a modern
Ukrainian national project but did not stop it altogether. As the empire
fell in the flames of the Russian Revolution, the Ukrainian activists
created a state of their own and in January 1918 declared independence. In
neighbouring Austria-Hungary, Ukrainians declared independence as the
Western Ukrainian republic. This independence turned out to be short-lived,
but it set the agenda for generations of Ukrainian leaders.

By the time the Bolsheviks had taken control over most of what used to be
the Russian Ukraine in 1920, the idea of independence had gained popularity
among the Ukrainian masses and could not be simply dismissed by the new
authorities — the Bolsheviks were forced to recognise Ukraine as a separate
nation and even grant a pro forma independence to the Ukrainian Soviet
republic. Indeed, the Soviet Union was created in 1922-23 as a
pseudo-federal rather than a unitary state precisely in order to
accommodate Ukraine and Georgia, the two most independent-minded republics,
whose communist leaders simply refused to join the Russian Federation.

Ukraine, as the most populous Soviet republic after the Russian Federation,
played the key role not only in the creation of the USSR but also in its
dissolution. It was the Ukrainian referendum of December 1 1991, in which
over 90 per cent of participants voted to leave the USSR, that spelt the
end of the cold war superpower.

Putin’s claim that Russians and Ukrainians constitute one people is not new
in Russian political thought

The Ukrainians had answered the question of whether they wanted their
country to be independent — not whether they wanted to dissolve the USSR.
But the USSR fell apart within a week, when Russia’s parliament approved an
agreement negotiated by Boris Yeltsin and his Ukrainian and Belarusian
counterparts, Leonid Kravchuk and Stanislav Shushkevich, in the hunting
lodge of Viskuli in western Belarus. That agreement dissolved the Soviet
Union, recognised the independence of the former Soviet republics, and
established the Commonwealth of Independent States (CIS) in place of the
now defunct USSR.


The explanation for this was given more than once by President Yeltsin in
conversations with President George HW Bush: without Ukraine, Russia would
have been outnumbered in Gorbachev’s Union by the Muslim Central Asian
republics. Demographic and cultural factors certainly figured in that
calculation, but so did economics. Russia was not prepared to bear the
burden of the Union without the Union’s second-largest economy, that of
Ukraine. So the old Union had to go.

Addressing the Russian parliament on December 12 1991, Yeltsin stated that
the formation of the CIS was the only way to “ensure the preservation of
the political, legal and economic space built up over centuries but now
almost lost”. Yeltsin did not want Gorbachev’s reformed Union: his
preferred political model was confederation, not full independence for the
republics. The Commonwealth, whose creation was a compromise forced on
Yeltsin by Ukraine, became central to Russia’s bid to reestablish its
control over the post-Soviet space and its status as a global power.

It seemed that the leaders of the Soviet republics, the Russians in
particular, had managed to avoid the usual violent disintegration of
empires, preventing not only a widely feared nuclear war between the newly
minted nuclear powers of Russia, Ukraine, Belarus and Kazakhstan, but also
a conventional war between the main post-Soviet successor states. But the
subsequent years found Russia involved in conflicts with post-Soviet
states, offering support to separatist movements and eventually using its
military forces outside its own borders. That was hardly a scenario
imagined in the euphoria of the early post-cold war years, given the
victory of democratic forces in Russia and some other former Soviet
republics.

The Soviet Union ceased existence in a manner reminiscent of other
continental empires, including its neighbours, the Ottoman Empire and
Austria-Hungary, disintegrating along ethnic lines.


But the end of the competition between Moscow and Washington never included
a political settlement concerning the post-Soviet space. The US, having
sought to prevent the disintegration of the USSR as long as possible,
ultimately decided to recognise and support the independence of the former
Soviet republics. Russia, for its part, never accepted anything but the
conditional independence of the former republics, predicated on an alliance
with Moscow and belonging to Russia’s sphere of influence.

Although the CIS was devised for the specific purpose of accommodating
Ukraine, the Ukrainian leadership was not interested in any form of joint
statehood with Russia. It even formally refused to join the Commonwealth
that it had helped to create.

Kyiv’s stubborn reluctance to give up the nuclear weapons it had inherited
from the USSR — the third-largest arsenal after those of the US and Russia
— was based on its concern about possible Russian aggression. When the
Ukrainians finally agreed to give up nuclear weapons in 1994, they insisted
on guarantees of their territorial integrity and sovereignty. The Budapest
Memorandum, which provided Ukraine with assurances instead of guarantees,
was the result. One of the “assurers”, apart from the US and the UK, was
Russia.

Yeltsin’s Russia attempted to keep Ukraine within its sphere of influence
by means of economic ties, especially Ukraine’s dependence on Russian gas.
Putin’s Russia tried to follow suit, but as Ukraine continued its drift
away from Russia towards the European Union, Russia tried to bribe
President Viktor Yanukovich with a $15bn loan to prevent him from signing
an association agreement with Brussels. A popular uprising drove Yanukovich
out of the country when he ultimately refused to sign such an agreement
with the EU, although he had promised Ukrainian voters that he would do so.

Russia accepted the fugitive, blamed the US and Europe for provoking and
supporting the popular revolt and annexed Crimea. Moscow then began its
destabilisation of the Donets Basin (Donbas), the easternmost part of
Ukraine, bordering on Russia. The resulting war is still going on, and many
expect the Donbas to be the flashpoint of a new conflagration if a Russian
invasion takes place. Some are concerned that the conflict could engulf
other European countries and go global.


How does Nato fit into this story?

 As the second world war drew to a close, Soviet armies conquered eastern
Europe and occupied it for two generations. Nato was established in 1949 as
a defensive alliance to prevent further Soviet westward penetration.

Not surprisingly, after the disintegration of the USSR, east European
nations joined the alliance in order to prevent a recurrence of their long
political and economic subjection — a process that Russia now deliberately
misrepresents as an aggressive “eastward expansion” of Nato led by
Washington and Brussels. Poland offers a particularly striking illustration
of east European insistence on joining Nato: the Poles threatened
Washington with the development of their own nuclear capabilities if they
were not offered membership.

Russia’s invasion of 2014 became the driving force behind Ukraine’s
insistence on joining the alliance. Immediately after the fall of Viktor
Yanukovich’s government in February of that year, the new Ukrainian
leadership declared that it had no plans to join Nato. But the annexation
of Crimea and the war in the Donbas brought the majority of Ukrainians into
the pro-Nato camp. If less than 20 per cent of those polled supported
joining Nato in 2013, almost 60 per cent favour it today. Despite this
change in attitude, Nato continues to deny Ukraine a Membership Action
Plan. But Russia’s current demand to bar Ukraine from Nato forever may very
well backfire, leading ultimately to the opposite result.

Russia now gives the impression of moving faster than ever before to
reestablish its control over the post-Soviet space. The Kremlin’s support
for Alexander Lukashenko of Belarus has helped him to quash peaceful
protests against his corrupt rule. Russian military intervention in
Kazakhstan this month helped President Kassym-Jomart Tokayev put an end to
the violent protests in that country.

But Russia is paying a price for its support of authoritarian regimes in
the post-Soviet space. The Belarusian opposition, which had regarded Russia
as an ally, has ceased to do so and is now looking more than ever towards
the west. It remains to be seen how soon Tokayev will manage to repair the
damage done to his reputation in the eyes of Kazakh elites and citizens for
inviting foreign troops into his country.

Russia is following in the footsteps of former imperial powers, from the
Ottomans to the French, who lost political, financial and cultural capital
the more they clung to their imperial possessions. Attempts to resuscitate
a failing empire alienate neighbours — even potential allies — leading to
isolation. And if history shows us one thing, it is that eventually every
empire must fall.

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