[ 
https://issues.apache.org/jira/browse/HDFS-17860?page=com.atlassian.jira.plugin.system.issuetabpanels:all-tabpanel
 ]

ConfX updated HDFS-17860:
-------------------------
    Description: 
h2. Overview 

A NullPointerException occurs in `BlocksMap.numNodes()` when calling 
`getBlockLocations()` on a file that has been created via `concat()` operation, 
after a NameNode restart. This is a critical production bug that could crash 
the NameNode during normal file read operations.
h2. Reproduction
h3. Quick Start with Bash Script

Use the provided `reproduce.sh` script to automatically reproduce this bug:
This script automates the entire reproduction process by cloning Hadoop 3.3.5, 
applying the test patch, building the project, and running the failing test 
case.
 
{code:java}
# Make sure you download both reproduce.sh and restart.patch

$ ./reproduce.sh{code}
 
*What the script does:*
1. Clones the Hadoop repository (release 3.3.5 branch)
2. Applies the test patch (`restart.patch`) that adds the reproduction test
3. Builds the Hadoop HDFS module
4. Runs the test case `TestHDFSConcat#testConcatWithRestart` which demonstrates 
the NullPointerException
 
The bug is confirmed if the test fails with a `NullPointerException` in 
`BlocksMap.numNodes()`.

*Manual Reproduction Steps:*
If you prefer to run the test manually:
{code:java}
mvn surefire:test 
-Dtest=TestHDFSConcat_RestartInjected#testConcat_AfterConcat_NN_Crash{code}
*Test Scenario*
1. Create a target file (`/trg`) with 3 blocks (512 bytes each)
2. Create 10 source files, each with 3 blocks
3. Call `dfs.concat(trgPath, files)` to concatenate all source files into target
4. Restart the NameNode
5. Call `nn.getBlockLocations(trg, 0, trgLen)` on the concatenated file
6. NPE occurs at `BlocksMap.numNodes()`
  

*Stack Trace*
{code:java}
java.lang.NullPointerException
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlocksMap.numNodes(BlocksMap.java:172)
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlock(BlockManager.java:1420)
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlock(BlockManager.java:1382)
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlockList(BlockManager.java:1353)
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlocks(BlockManager.java:1503)
at 
org.apache.hadoop.hdfs.server.namenode.FSDirStatAndListingOp.getBlockLocations(FSDirStatAndListingOp.java:179)
at 
org.apache.hadoop.hdfs.server.namenode.FSNamesystem.getBlockLocations(FSNamesystem.java:2124)
at 
org.apache.hadoop.hdfs.server.namenode.NameNodeRpcServer.getBlockLocations(NameNodeRpcServer.java:769){code}
h2. Root Cause Analysis

the root cause is due to I restart the NN in the test method.

And the NN restart will call the BlocksMap.close(), which sets `blocks = null`.

 

One improvement is to add a defense-in-depth approach instead of NPE. One 
message we can throw would be IllegalStateException("BlocksMap closed").

Here are all the methods that access blocks field:

 
||Method||Access||Status||
|close()|blocks = null|Safe (intentional)|
|clear()|blocks != null check|Safe|
|addBlockCollection()|blocks.get(), blocks.put()|UNSAFE|
|removeBlock(BlockInfo)|blocks.remove()|UNSAFE|
|getStoredBlock()|blocks.get()|UNSAFE|
|getStorages(Block)|blocks.get()|UNSAFE|
|numNodes()|blocks.get()|UNSAFE|
|removeNode()|blocks.get(), blocks.remove()|UNSAFE|
|size()|blocks != null check|Safe|
|getBlocks()|return blocks|  UNSAFE| 
 |

 

 The cleanest approach is to add a single private helper method that all other 
methods use:     
{code:java}
  /**                                                                           
   * Get the blocks map, throwing an informative exception if closed.           
   * This provides better error messages than NullPointerException.             
   */                                                                           
  private GSet<Block, BlockInfo> getBlocksInternal() {                          
 
    GSet<Block, BlockInfo> b = blocks;                                          
 
    if (b == null) {                                                            
 
      throw new IllegalStateException(                                          
 
          "BlocksMap has been closed and null.");                   
    }                                                                           
    return b;
  }{code}
 

  Then update all unsafe methods to use getBlocksInternal() instead of blocks:

 
{code:java}
  // Before (line 146)
  BlockInfo getStoredBlock(Block b) {
    return blocks.get(b);
  }
  // After
  BlockInfo getStoredBlock(Block b) {
    return getBlocksInternal().get(b);
  }
  // Before (line 171-173)
  int numNodes(Block b) {
    BlockInfo info = blocks.get(b);
    return info == null ? 0 : info.numNodes();
  }
  // After
  int numNodes(Block b) {
    BlockInfo info = getBlocksInternal().get(b);
    return info == null ? 0 : info.numNodes();
  }{code}
5. `INodeFile.java` - File inode and block array management

 

I'm more than happy to discuss the potential root cause and fix!

  was:
h2. Overview 

A NullPointerException occurs in `BlocksMap.numNodes()` when calling 
`getBlockLocations()` on a file that has been created via `concat()` operation, 
after a NameNode restart. This is a critical production bug that could crash 
the NameNode during normal file read operations.
h2. Reproduction
h3. Quick Start with Bash Script

Use the provided `reproduce.sh` script to automatically reproduce this bug:
This script automates the entire reproduction process by cloning Hadoop 3.3.5, 
applying the test patch, building the project, and running the failing test 
case.
 
{code:java}
# Make sure you download both reproduce.sh and restart.patch

$ ./reproduce.sh{code}
 
*What the script does:*
1. Clones the Hadoop repository (release 3.3.5 branch)
2. Applies the test patch (`restart.patch`) that adds the reproduction test
3. Builds the Hadoop HDFS module
4. Runs the test case `TestHDFSConcat#testConcatWithRestart` which demonstrates 
the NullPointerException
 
The bug is confirmed if the test fails with a `NullPointerException` in 
`BlocksMap.numNodes()`.

*Manual Reproduction Steps:*
If you prefer to run the test manually:
{code:java}
mvn surefire:test 
-Dtest=TestHDFSConcat_RestartInjected#testConcat_AfterConcat_NN_Crash{code}
*Test Scenario*
1. Create a target file (`/trg`) with 3 blocks (512 bytes each)
2. Create 10 source files, each with 3 blocks
3. Call `dfs.concat(trgPath, files)` to concatenate all source files into target
4. Restart the NameNode
5. Call `nn.getBlockLocations(trg, 0, trgLen)` on the concatenated file
6. NPE occurs at `BlocksMap.numNodes()`
  

*Stack Trace*
{code:java}
java.lang.NullPointerException
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlocksMap.numNodes(BlocksMap.java:172)
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlock(BlockManager.java:1420)
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlock(BlockManager.java:1382)
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlockList(BlockManager.java:1353)
at 
org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlocks(BlockManager.java:1503)
at 
org.apache.hadoop.hdfs.server.namenode.FSDirStatAndListingOp.getBlockLocations(FSDirStatAndListingOp.java:179)
at 
org.apache.hadoop.hdfs.server.namenode.FSNamesystem.getBlockLocations(FSNamesystem.java:2124)
at 
org.apache.hadoop.hdfs.server.namenode.NameNodeRpcServer.getBlockLocations(NameNodeRpcServer.java:769){code}
h2. Root Cause Analysis

Code Location
File: `BlocksMap.java:172`
{code:java}
int numNodes(Block b) {
  BlockInfo info = blocks.get(b);  // LINE 172 - NPE HERE
  return info == null ? 0 : info.numNodes();
} {code}
*Why the NPE Occurs*
The NPE happens because a null `Block` parameter `b` is being passed to 
`numNodes()`. When `b` is null, calling `blocks.get(null)` throws a 
`NullPointerException` because:
1. The `blocks` map is likely a `LightWeightGSet` or similar hash map 
implementation
2. The `get()` method calls `b.hashCode()` for lookup
3. Calling `hashCode()` on null throws NPE
 

*How Null Blocks Enter the System*

*Debug Investigation*
I added debug logging to `BlockManager.createLocatedBlockList()` to inspect the 
blocks array:
{code:java}
LOG.info("RESTART_DEBUG: createLocatedBlockList called with blocks.length=" + 
blocks.length);
for (int i = 0; i < blocks.length; i++) {
  if (blocks[i] == null) {
    LOG.error("RESTART_DEBUG: blocks[" + i + "] is NULL!");
  }
}{code}
{*}Finding{*}: The blocks array itself does NOT contain null elements after 
restart. All 33 blocks in the concatenated file's blocks array are non-null 
BlockInfo objects.
 

Hypothesis: Stale Block References
 
After concat, the file's INode contains blocks from the original target file 
PLUS all blocks from the concatenated source files. The test logs show:
 - Before restart: Each source file has 3 blocks (10 files × 3 = 30 blocks)
 - After concat: Target file should have 3 + 30 = 33 blocks
 - After restart: `blocks.length=33` - all blocks present

However, based on the stack trace and NPE location, the issue likely stems from:
 
1. Concat operation moves blocks from source files to target file
2. Source files are deleted after concat
3. Block metadata for source files may be marked for deletion/invalidation
4. After restart, when NameNode reloads FSImage/EditLog:
   - The concatenated file's INode correctly references all 33 blocks
   - BUT some blocks may have been removed from the `BlocksMap` during fsimage 
load
   - Or blocks from deleted source files were never added to BlocksMap
5. When `createLocatedBlock()` is called with one of these "ghost" block 
references:
   - The BlockInfo object exists in the file's blocks array
   - But the actual Block/BlockInfo lookup in BlocksMap fails or returns 
inconsistent state
   - A null block reference propagates to `numNodes()`
h3. Evidence

Test Log Analysis
 
*Before Restart (all blocks non-null):*
{code:java}
2025-12-01 12:44:06,136 [Time-limited test] INFO  BlockManager -
  RESTART_DEBUG: createLocatedBlockList called with blocks.length=3, offset=0, 
length=1536
  blocks[0] = blk_1073741825_1001, numBytes=512
  blocks[1] = blk_1073741826_1002, numBytes=512
  blocks[2] = blk_1073741827_1003, numBytes=512{code}
 
*After Restart (file now has 33 blocks from concat, all non-null):*
{code:java}
2025-12-01 12:44:15,034 [IPC Server handler 0] INFO  BlockManager -
  RESTART_DEBUG: createLocatedBlockList called with blocks.length=33, offset=0, 
length=5120
  blocks[0] = blk_1073741825_1001, numBytes=512
  blocks[1] = blk_1073741826_1002, numBytes=512
  blocks[2] = blk_1073741827_1003, numBytes=512
  blocks[3] = blk_1073741855_1031, numBytes=512
  ... (all 33 blocks non-null)
  blocks[32] = blk_1073741830_1006, numBytes=512{code}
 
*Then NPE occurs* - suggesting the null block comes from a code path not 
instrumented by my debug logging, or there's a race condition during BlocksMap 
access.
 

*Code Path to NPE*
{code:java}
getBlockLocations()
  → createLocatedBlocks()
    → createLocatedBlockList()
      → createLocatedBlock(blocks[curBlk], ...)  // blocks[curBlk] might be 
problematic
        → createLocatedBlock(blk, ...)
          → blocksMap.numNodes(blk)  // NPE if blk is somehow null or 
invalid{code}
h2. Impact

Production Impact:
1. NameNode Crash Risk: NPE in RPC handler can crash the NameNode during client 
`getBlockLocations()` calls
2. Data Availability: Files created via `concat()` become unreadable after 
NameNode restart
3. Silent Corruption: The concat operation appears to succeed, but the file is 
broken after restart
 

Affected Operations
 - Any `getBlockLocations()` call on concatenated files after restart
 - File reads (since clients call getBlockLocations)
 - MapReduce/Spark jobs reading concatenated files
 - Backup/replication tools accessing these files

h2. *Recommended Fix*

*Immediate Mitigation*
Add null-safety check in `BlocksMap.numNodes()`:
{code:java}
int numNodes(Block b) {
  if (b == null) {
    LOG.error("Null block passed to numNodes()!", new Exception("Stack trace"));
    return 0;  // Or throw IOException
  }
  BlockInfo info = blocks.get(b);
  return info == null ? 0 : info.numNodes();
} {code}
And in `BlockManager.createLocatedBlock()`:
{code:java}
private LocatedBlock createLocatedBlock(LocatedBlockBuilder locatedBlocks,
    final BlockInfo blk, final long pos, final AccessMode mode)
        throws IOException {
  if (blk == null) {
    LOG.error("Null block in createLocatedBlock at pos=" + pos, new 
Exception());
    throw new IOException("Null block reference in file's block list");
  }
  // ... rest of method
} {code}
 

*Root Cause Fix*
 
Requires deeper investigation:
 
1. Audit concat implementation to ensure all blocks are properly:
   - Added to target file's INode
   - Registered in BlocksMap
   - Persisted correctly in edit log
   - Loaded correctly from FSImage/EditLog on restart
 
2. Check FSImage/EditLog loading for concat transactions:
   - Verify blocks from concatenated files are added to BlocksMap
   - Ensure proper ordering of operations during replay
   - Check for race conditions in block map population
 
3. Add consistency checks during NameNode startup:
   - Verify all blocks referenced by INodes exist in BlocksMap
   - Log warnings for orphaned block references
   - Option to auto-repair or fail-safe mode
 
 

*Related Code Files to Investigate*
1. `BlocksMap.java` - Block storage map
2. `BlockManager.java` - Block management and location services
3. `FSNamesystem.java` / `FSDirConcatOp.java` - Concat operation implementation
4. `FSImageFormat.java` / `FSEditLog.java` - Persistence and loading
5. `INodeFile.java` - File inode and block array management

 

I'm more than happy to discuss the potential root cause and fix!


> NPE in BlocksMap After NameNode Concat and Restart
> --------------------------------------------------
>
>                 Key: HDFS-17860
>                 URL: https://issues.apache.org/jira/browse/HDFS-17860
>             Project: Hadoop HDFS
>          Issue Type: Bug
>          Components: hdfs
>    Affects Versions: 3.3.5
>            Reporter: ConfX
>            Assignee: ConfX
>            Priority: Critical
>              Labels: BlocksMap, HDFS
>         Attachments: reproduce.sh, restart.patch
>
>
> h2. Overview 
> A NullPointerException occurs in `BlocksMap.numNodes()` when calling 
> `getBlockLocations()` on a file that has been created via `concat()` 
> operation, after a NameNode restart. This is a critical production bug that 
> could crash the NameNode during normal file read operations.
> h2. Reproduction
> h3. Quick Start with Bash Script
> Use the provided `reproduce.sh` script to automatically reproduce this bug:
> This script automates the entire reproduction process by cloning Hadoop 
> 3.3.5, applying the test patch, building the project, and running the failing 
> test case.
>  
> {code:java}
> # Make sure you download both reproduce.sh and restart.patch
> $ ./reproduce.sh{code}
>  
> *What the script does:*
> 1. Clones the Hadoop repository (release 3.3.5 branch)
> 2. Applies the test patch (`restart.patch`) that adds the reproduction test
> 3. Builds the Hadoop HDFS module
> 4. Runs the test case `TestHDFSConcat#testConcatWithRestart` which 
> demonstrates the NullPointerException
>  
> The bug is confirmed if the test fails with a `NullPointerException` in 
> `BlocksMap.numNodes()`.
> *Manual Reproduction Steps:*
> If you prefer to run the test manually:
> {code:java}
> mvn surefire:test 
> -Dtest=TestHDFSConcat_RestartInjected#testConcat_AfterConcat_NN_Crash{code}
> *Test Scenario*
> 1. Create a target file (`/trg`) with 3 blocks (512 bytes each)
> 2. Create 10 source files, each with 3 blocks
> 3. Call `dfs.concat(trgPath, files)` to concatenate all source files into 
> target
> 4. Restart the NameNode
> 5. Call `nn.getBlockLocations(trg, 0, trgLen)` on the concatenated file
> 6. NPE occurs at `BlocksMap.numNodes()`
>   
> *Stack Trace*
> {code:java}
> java.lang.NullPointerException
> at 
> org.apache.hadoop.hdfs.server.blockmanagement.BlocksMap.numNodes(BlocksMap.java:172)
> at 
> org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlock(BlockManager.java:1420)
> at 
> org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlock(BlockManager.java:1382)
> at 
> org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlockList(BlockManager.java:1353)
> at 
> org.apache.hadoop.hdfs.server.blockmanagement.BlockManager.createLocatedBlocks(BlockManager.java:1503)
> at 
> org.apache.hadoop.hdfs.server.namenode.FSDirStatAndListingOp.getBlockLocations(FSDirStatAndListingOp.java:179)
> at 
> org.apache.hadoop.hdfs.server.namenode.FSNamesystem.getBlockLocations(FSNamesystem.java:2124)
> at 
> org.apache.hadoop.hdfs.server.namenode.NameNodeRpcServer.getBlockLocations(NameNodeRpcServer.java:769){code}
> h2. Root Cause Analysis
> the root cause is due to I restart the NN in the test method.
> And the NN restart will call the BlocksMap.close(), which sets `blocks = 
> null`.
>  
> One improvement is to add a defense-in-depth approach instead of NPE. One 
> message we can throw would be IllegalStateException("BlocksMap closed").
> Here are all the methods that access blocks field:
>  
> ||Method||Access||Status||
> |close()|blocks = null|Safe (intentional)|
> |clear()|blocks != null check|Safe|
> |addBlockCollection()|blocks.get(), blocks.put()|UNSAFE|
> |removeBlock(BlockInfo)|blocks.remove()|UNSAFE|
> |getStoredBlock()|blocks.get()|UNSAFE|
> |getStorages(Block)|blocks.get()|UNSAFE|
> |numNodes()|blocks.get()|UNSAFE|
> |removeNode()|blocks.get(), blocks.remove()|UNSAFE|
> |size()|blocks != null check|Safe|
> |getBlocks()|return blocks|  UNSAFE| 
>  |
>  
>  The cleanest approach is to add a single private helper method that all 
> other methods use:     
> {code:java}
>   /**                                                                         
>   
>    * Get the blocks map, throwing an informative exception if closed.         
>   
>    * This provides better error messages than NullPointerException.           
>   
>    */                                                                         
>   
>   private GSet<Block, BlockInfo> getBlocksInternal() {                        
>    
>     GSet<Block, BlockInfo> b = blocks;                                        
>    
>     if (b == null) {                                                          
>    
>       throw new IllegalStateException(                                        
>    
>           "BlocksMap has been closed and null.");                   
>     }                                                                         
>   
>     return b;
>   }{code}
>  
>   Then update all unsafe methods to use getBlocksInternal() instead of blocks:
>  
> {code:java}
>   // Before (line 146)
>   BlockInfo getStoredBlock(Block b) {
>     return blocks.get(b);
>   }
>   // After
>   BlockInfo getStoredBlock(Block b) {
>     return getBlocksInternal().get(b);
>   }
>   // Before (line 171-173)
>   int numNodes(Block b) {
>     BlockInfo info = blocks.get(b);
>     return info == null ? 0 : info.numNodes();
>   }
>   // After
>   int numNodes(Block b) {
>     BlockInfo info = getBlocksInternal().get(b);
>     return info == null ? 0 : info.numNodes();
>   }{code}
> 5. `INodeFile.java` - File inode and block array management
>  
> I'm more than happy to discuss the potential root cause and fix!



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