magibney commented on a change in pull request #892: LUCENE-8972: Add 
ICUTransformCharFilter, to support pre-tokenizer ICU text transformation
URL: https://github.com/apache/lucene-solr/pull/892#discussion_r341628865
 
 

 ##########
 File path: 
lucene/analysis/icu/src/java/org/apache/lucene/analysis/icu/ICUTransformCharFilter.java
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+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements.  See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License.  You may obtain a copy of the License at
+ *
+ *     http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+
+package org.apache.lucene.analysis.icu;
+
+import java.io.IOException;
+import java.io.Reader;
+
+import com.ibm.icu.text.ReplaceableString;
+import com.ibm.icu.text.Transliterator;
+import com.ibm.icu.text.Transliterator.Position;
+import com.ibm.icu.text.UTF16;
+
+import org.apache.lucene.analysis.CharFilter;
+import org.apache.lucene.analysis.charfilter.BaseCharFilter;
+import org.apache.lucene.util.ArrayUtil;
+
+/**
+ * A {@link CharFilter} that transforms text with ICU.
+ * <p>
+ * ICU provides text-transformation functionality via its Transliteration API.
+ * Although script conversion is its most common use, a Transliterator can
+ * actually perform a more general class of tasks. In fact, Transliterator
+ * defines a very general API which specifies only that a segment of the input
+ * text is replaced by new text. The particulars of this conversion are
+ * determined entirely by subclasses of Transliterator.
+ * </p>
+ * <p>
+ * Some useful transformations for search are built-in:
+ * <ul>
+ * <li>Conversion from Traditional to Simplified Chinese characters
+ * <li>Conversion from Hiragana to Katakana
+ * <li>Conversion from Fullwidth to Halfwidth forms.
+ * <li>Script conversions, for example Serbian Cyrillic to Latin
+ * </ul>
+ * <p>
+ * Example usage: <blockquote>stream = new ICUTransformCharFilter(reader,
+ * Transliterator.getInstance("Traditional-Simplified"));</blockquote>
+ * <br>
+ * For more details, see the <a
+ * href="http://userguide.icu-project.org/transforms/general";>ICU User
+ * Guide</a>.
+ */
+public final class ICUTransformCharFilter extends BaseCharFilter {
+
+  // Transliterator to transform the text
+  private final Transliterator transform;
+
+  // Reusable position object
+  private final Position position = new Position();
+
+  private static final int READ_BUFFER_SIZE = 1024;
+  private final char[] tmpBuffer = new char[READ_BUFFER_SIZE];
+
+  private static final int INITIAL_TRANSLITERATE_BUFFER_SIZE = 1024;
+  private final StringBuffer buffer = new 
StringBuffer(INITIAL_TRANSLITERATE_BUFFER_SIZE);
+  private final ReplaceableString replaceable = new ReplaceableString(buffer);
+
+  private static final int BUFFER_PRUNE_THRESHOLD = 1024;
+
+  private int outputCursor = 0;
+  private boolean inputFinished = false;
+  private int charCount = 0;
+  private int offsetDiffAdjust = 0;
+
+  private static final int HARD_MAX_ROLLBACK_BUFFER_CAPACITY = 
Integer.highestOneBit(Integer.MAX_VALUE);
+  static final int DEFAULT_MAX_ROLLBACK_BUFFER_CAPACITY = 8192;
+  private final int maxRollbackBufferCapacity;
+
+  private static final int DEFAULT_INITIAL_ROLLBACK_BUFFER_CAPACITY = 4; // 
must be power of 2
+  private char[] rollbackBuffer;
+  private int rollbackBufferSize = 0;
+
+  ICUTransformCharFilter(Reader in, Transliterator transform) {
+    this(in, transform, DEFAULT_MAX_ROLLBACK_BUFFER_CAPACITY);
+  }
+
+  /**
+   * Construct new {@link ICUTransformCharFilter} with the specified {@link 
Transliterator}, backed by
+   * the specified {@link Reader}.
+   * @param in input source
+   * @param transform used to perform transliteration
+   * @param maxRollbackBufferCapacityHint used to control the maximum size to 
which this
+   * {@link ICUTransformCharFilter} will buffer and rollback partial 
transliteration of input sequences.
+   * The provided hint will be converted to an enforced limit of "the greatest 
power of 2 (excluding '1')
+   * less than or equal to the specified value". It is illegal to specify a 
negative value. There is no
+   * power of 2 greater than 
<code>Integer.highestOneBit(Integer.MAX_VALUE))</code>, so to prevent overflow, 
values
+   * in this range will resolve to an enforced limit of 
<code>Integer.highestOneBit(Integer.MAX_VALUE))</code>.
+   * Specifying "0" (or "1", in practice) disables rollback. Larger values can 
in some cases yield more accurate
+   * transliteration, at the cost of performance and resolution/accuracy of 
offset correction.
+   * This is intended primarily as a failsafe, with a relatively large default 
value of {@value ICUTransformCharFilter#DEFAULT_MAX_ROLLBACK_BUFFER_CAPACITY}.
+   * See comments "To understand the need for rollback" in private method:
+   * {@link Transliterator#filteredTransliterate(com.ibm.icu.text.Replaceable, 
Position, boolean, boolean)}
+   */
+  ICUTransformCharFilter(Reader in, Transliterator transform, int 
maxRollbackBufferCapacityHint) {
+    super(in);
+    this.transform = ICUTransformFilter.optimizeForCommonCase(transform);
+    if (maxRollbackBufferCapacityHint < 0) {
+      throw new IllegalArgumentException("It is illegal to request negative 
rollback buffer max capacity");
+    } else if (maxRollbackBufferCapacityHint >= 
HARD_MAX_ROLLBACK_BUFFER_CAPACITY) {
+      // arg is positive, so user wants the largest possible buffer capacity 
limit
+      // we know what that is (static), protecting for overflow.
+      this.maxRollbackBufferCapacity = HARD_MAX_ROLLBACK_BUFFER_CAPACITY;
+      this.rollbackBuffer = new char[DEFAULT_INITIAL_ROLLBACK_BUFFER_CAPACITY];
+    } else {
+      // greatest power of 2 (excluding "1") less than or equal to the 
specified hint
+      this.maxRollbackBufferCapacity = 
Integer.highestOneBit(maxRollbackBufferCapacityHint - 1) << 1;
+      if (this.maxRollbackBufferCapacity == 0) {
+        this.rollbackBuffer = null;
+      } else {
+        this.rollbackBuffer = new 
char[DEFAULT_INITIAL_ROLLBACK_BUFFER_CAPACITY];
+      }
+    }
+  }
+
+  /**
+   * Reads characters into a portion of an array. This method will block until 
some input is available, an I/O error
+   * occurs, or the end of the stream is reached.
+   *
+   * @param cbuf
+   *          Destination buffer
+   * @param off
+   *          Offset at which to start storing characters
+   * @param len
+   *          Maximum number of characters to read
+   * @return The number of characters read, or -1 if the end of the stream has 
been reached
+   * @throws IOException
+   *           If an I/O error occurs
+   */
+  @Override
+  public int read(char[] cbuf, int off, int len) throws IOException {
+    if (off < 0) throw new IndexOutOfBoundsException("specified negative array 
offset");
+    if (off >= cbuf.length) throw new IndexOutOfBoundsException("specified 
offset exceeds buffer length");
+    if (len <= 0) throw new IndexOutOfBoundsException("non-positive length 
specified");
+    if (len > cbuf.length - off) throw new 
IndexOutOfBoundsException("requested end array index exceeds buffer length");
+
+    // !inputFinished || output remains to be flushed
+    while (!inputFinished || position.start > outputCursor) {
+      if (position.start > outputCursor) {
+        return outputFromResultBuffer(cbuf, off, len);
+      }
+
+      int resLen = readFromIoNormalizeUptoBoundary();
+      if (resLen > 0) {
+        return outputFromResultBuffer(cbuf, off, len);
+      }
+
+      if (!readInputToBuffer()) {
+        final int preStart = position.start;
+        final int preLimit;
+        final int bufferLength = buffer.length();
+        cursorUpdate:
+        {
+          if (preStart < bufferLength) {
+            // if last char is a lead surrogate, transform won't handle it 
properly anyway
+            preLimit = UTF16.isLeadSurrogate(buffer.charAt(bufferLength - 1)) 
? bufferLength - 1 : bufferLength;
+            position.contextLimit = preLimit;
+            position.limit = preLimit;
+            transform.finishTransliteration(replaceable, position);
+          } else if (offsetDiffAdjust == 0) {
+            break cursorUpdate;
+          } else {
+            preLimit = bufferLength;
+          }
+          cursorAdvanced(preStart, preLimit);
+        }
+      }
+    }
+
+    return -1;
+  }
+
+  private void rollback(int preStart, int preLimit) {
+    buffer.delete(preStart, position.limit); // delete uncommitted chars
+    buffer.insert(preStart, rollbackBuffer, 0, rollbackBufferSize);
+    position.start = preStart;
+    position.contextLimit = preLimit;
+    position.limit = preLimit;
+  }
+
+  /**
+   * Grow rollback buffer if necessary, within constraints of {@link 
#maxRollbackBufferCapacity}.
+   * This imposes an arbitrary failsafe to prevent the possibility that the 
rollback buffer could grow
+   * indefinitely.
+   *
+   * @return true if upon return, rollback buffer has sufficient capacity for 
new input chars, otherwise false.
+   */
+  private boolean ensureRollbackBufferCapacity() {
+    // ensure space for at least 2 chars (surrogate pair, max possible space 
needed)
+    if (rollbackBuffer.length - rollbackBufferSize < 2) {
+      if (rollbackBuffer.length < maxRollbackBufferCapacity) {
+        rollbackBuffer = ArrayUtil.growExact(rollbackBuffer, 
rollbackBuffer.length << 1);
+      } else {
+        // hit threshold; not going to increase the buffer size
+        return false;
+      }
+    }
+    return true;
+  }
+
+  private int pushRollbackBuffer(int idx, int bufferLength) {
+    if (idx >= bufferLength) {
+      return 0;
+    } else {
+      // note: we have already ensured sufficient buffer capacity
+      final char candidate = buffer.charAt(idx);
+      if (!UTF16.isLeadSurrogate(candidate)) {
+        if (rollbackBuffer != null) {
+          rollbackBuffer[rollbackBufferSize++] = candidate;
+        }
+        return 1;
+      } else {
+        if (++idx < bufferLength) {
+          if (rollbackBuffer != null) {
+            rollbackBuffer[rollbackBufferSize++] = candidate;
+            rollbackBuffer[rollbackBufferSize++] = buffer.charAt(idx);
+          }
+          return 2;
+        } else {
+          // we don't yet have the high surrogate
+          if (inputFinished) {
+            // no more input available; proceed with the char we have; 
rollback not needed
+            return 1;
+          } else {
+            return 0; // wait for more input to be available
+          }
+        }
+      }
+    }
+  }
+
+  private int readFromIoNormalizeUptoBoundary() {
+    int nextCharLength = pushRollbackBuffer(position.limit, buffer.length());
+    if (nextCharLength == 0) {
+      return 0;
+    }
+    final int preCharCount = charCount;
+    int preStart = position.start;
+    int preLimit;
+    do {
+      position.limit += nextCharLength;
+      preLimit = position.limit;
+      position.contextLimit = preLimit;
+      transform.filteredTransliterate(replaceable, position, true);
+      boolean rollbackSizeWithinBounds = true;
+      if (rollbackBuffer != null && position.start < position.limit && 
(rollbackSizeWithinBounds = ensureRollbackBufferCapacity())) {
+        // complete pass not transliterated, and not yet at rollback buffer 
threshold cap.
+        // N.b.: rollback buffer threshold cap is arbitrary, so we check here 
(somewhat
+        // counterintuitively, *before* rolling back, as opposed to before 
pushing to
+        // the buffer) so that we can fall through to the else clause, clear 
the rollback
+        // buffer, and proceed.
+        rollback(preStart, preLimit);
+      } else {
+        rollbackBufferSize = 0;
+        if (position.start > preStart) {
+          // cursor advanced
+          cursorAdvanced(preStart, preLimit);
+
+          // N.b.: advancing contextStart precludes support for quantifiers, 
but is crucial for streaming,
+          // so we'll do it anyway.
+          // See comments in Transliterator source code:
+               // TODO
+               // This doesn't work once we add quantifier support.  Need to 
rewrite
+               // this code to support quantifiers and 'use maximum backup 
<n>;'.
+               //
+               //         index.contextStart = Math.max(index.start - 
getMaximumContextLength(),
+               //                                       originalStart);
+          position.contextStart = Math.max(position.start - 
transform.getMaximumContextLength(), preStart);
+          preStart = position.start;
+          if (!rollbackSizeWithinBounds) {
+            // prepopulate newly cleared rollback buffer with all top-level 
uncommitted characters
+            rollbackBufferSize = position.limit - preStart;
+            if (rollbackBuffer.length - rollbackBufferSize < 2) {
+              // even after flushing all committed text, there's not enough 
space in the rollback buffer.
+              // This is an edge case of an edge case, when the last char32 
read into the rollback buffer
+              // is a surrogate pair (completely filling the rollback buffer), 
*and* the last
+              // transliteration pass advanced position.start by exactly one 
char16 (not a surrogate pair).
+              preStart = forceAdvance(preStart, preLimit);
+              rollbackBufferSize = position.limit - preStart;
+            }
+            buffer.getChars(preStart, position.limit, rollbackBuffer, 0);
+          }
+        } else if (preLimit != position.limit) {
+          // cursor hasn't advanced; incoming characters have probably been 
deleted
+          offsetDiffAdjust += preLimit - position.limit;
+          // edge case of !rollbackSizeWithinBounds needs no special handling 
here, since input characters *are* being
+          // processed (deleted) -- we *are* progressing through the input 
stream, although the output stream hasn't changed.
+        } else if (!rollbackSizeWithinBounds) {
+          // cursor hasn't advanced, no incoming characters have been deleted, 
and the rollback buffer is full.
+          preStart = forceAdvance(preStart, preLimit);
+        }
+      }
+    } while ((nextCharLength = pushRollbackBuffer(position.limit, 
buffer.length())) > 0);
+
+    return charCount - preCharCount;
+  }
+
+  private static final int FORCE_THRESHOLD = 2; // conservative; the length of 
a surrogate pair
+
+  private int forceAdvance(int preStart, int preLimit) {
+    int shift;
+    if (maxRollbackBufferCapacity == 2) {
+      rollbackBufferSize = 0;
+      shift = 2;
+    } else {
+      shift = 0;
+      do {
+        shift += UTF16.isLeadSurrogate(rollbackBuffer[shift]) ? 2 : 1;
+      } while (shift < FORCE_THRESHOLD && shift < maxRollbackBufferCapacity);
+      rollbackBufferSize -= shift;
+      System.arraycopy(rollbackBuffer, shift, rollbackBuffer, 0, 
rollbackBufferSize);
+    }
+    position.start += shift; // mock transliterator advance
+    cursorAdvanced(preStart, preLimit);
+    position.contextStart = Math.max(position.start - 
transform.getMaximumContextLength(), preStart);
+    return position.start;
+  }
+
+  private void cursorAdvanced(int preStart, int preLimit) {
+    final int outputLength = position.start - preStart;
+    final int diff = preLimit - position.limit + offsetDiffAdjust;
+    offsetDiffAdjust = 0;
+    if (diff == 0) {
+      // increment charCount; no offset correction necessary
+      charCount += outputLength;
+    } else {
+      // limit change indicates change in length of replacement text; correct 
offsets accordingly
+      recordOffsetDiff(diff, outputLength);
+    }
+  }
+
+  private void recordOffsetDiff(int diff, int outputLength) {
+    final int cumuDiff = getLastCumulativeDiff();
+    if (diff < 0) {
+      for (int i = 1; i <= -diff; ++i) {
 
 Review comment:
   This is based on code from 
[ICUNormalizer2CharFilter](https://github.com/apache/lucene-solr/blob/master/lucene/analysis/icu/src/java/org/apache/lucene/analysis/icu/ICUNormalizer2CharFilter.java#L194-L209).
 I'll try to wrap my head around this a little better and put some comments in, 
as you say.

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