Final report available:

Hohn, A.A., D.S. Rotstein, C.A. Harms, and B.L. Southall. 2006.  Report on
marine mammal unusual mortality event UMESE0501Sp: Multispecies mass
stranding of pilot whales (Globicephala macrorhynchus), minke whale
(Balaenoptera acutorostrata), and dwarf sperm whales (Kogia sima) in North
Carolina on 15-16 January 2005. NOAA Technical Memorandum NMFS-SEFSC-537,
222 p.

http://www.nmfs.noaa.gov/pr/health/mmume/event2005jan.htm

Executive Summary

On 15-16 January 2005, three offshore species of cetaceans (33
short-finned pilot whales, Globicephala macrorhynchus, one minke whale,
Balaenoptera acutorostrata, and two dwarf sperm whales, Kogia sima)
stranded alive on the beaches of North Carolina. The pilot whales stranded
near Oregon Inlet, the minke whale in northern North Carolina, and the
dwarf sperm whales near Cape Hatteras. Live strandings of three species in
one weekend was unique in North Carolina and qualified as an Unusual
Mortality Event.

Gross necropsies were conducted on 16-17 January 2005 on 27 pilot whales,
two dwarf sperm whales, and the minke whale. Samples were collected for
clinical pathology, parasitology, gross pathology, histopathology,
microbiology and serology. There was variation in the number of animals
sampled for each collection type, however, due to carcasses washing off
the beach or degradation in carcass condition during the course of the
response. Comprehensive histologic examination was conducted on 16 pilot
whales, both dwarf sperm whales, and the minke whale. Limited organ or
only head tissue suites were obtained from nine pilot whales. Histologic
examination of tissues began in February 2005 and concluded in December
2005 when final sampling was concluded.

Neither the pilot whales nor dwarf sperm whales were emaciated although
none had recently ingested prey in their stomachs. The minke whale was
emaciated; it was likely a dependent calf that became separated from the
female. Most serum biochemistry abnormalities appear to have resulted from
the stranding and indicated deteriorating condition from being on land for
an extended period. Three pilot whales had clinical evidence of
pre-existing systemic inflammation, which was supported by histopathologic
findings.

Although gross and histologic lesions involving all organ systems were
noted, consistent lesions were not observed across species. Verminous
pterygoid sinusitis and healed fishery interactions were seen in pilot
whales but neither of these changes were causes of debilitation or death.
In three pilot whales and one dwarf sperm whale there was evidence of
clinically significant disease in post-cranial tissues which led to
chronic debilitation. Cardiovascular disease was present in one pilot
whale and one dwarf sperm whale; musculoskeletal disease and
intra-abdominal granulomas were present in two pilot whales. These lesions
were possible, but not definitive, causal factors in the stranding.
Remaining lesions were incidental or post-stranding. The minke whale and
three of five tested pilot whales had positive morbillivirus titers (1:8
with one at >1:256), but there was no histologic evidence of active viral
infection. Parasites (nematodes, cestodes, and trematodes) were collected
from 26 pilot whales and two dwarf sperm whales. Sites of collection
included stomach, nasal/pterygoid, peribullar sinuses, blubber, and
abdominal cavity. Parasite species, locations and loads were within normal
limits for free-ranging cetaceans and were not considered causative for
the stranding event. Gas emboli lesions which were considered consistent
with or diagnostic of sonar-associated strandings of beaked whales or
small cetaceans were not found in the whales stranded as part of
UMESE0501Sp.

Twenty-five heads were examined with nine specific anatomic locations of
interest: extramandibular fat, intramandibular fat, auditory meatus,
peribullar acoustic fat, peribullar soft tissue, peribullar sinus,
pterygoid sinus, melon, and brain. The common finding in all examined
heads was verminous pterygoid sinusitis. Intramandibular adipose tissue
reddening, typically adjacent to the vascular plexus, was observed in some
individuals and could represent localized hemorrhage resulting from
vascular rete rupture, hypostatic congestion, or erythrocyte rupture
during the freeze/thaw cycle. One cetacean had peracute to acute subdural
hemorrhage that likely occurred from thrashing on the beach
post-stranding, although its occurrence prior to stranding cannot be
excluded.  Information provided to NMFS by the U.S. Navy indicated routine
tactical mid-frequency sonar operations from individual surface vessels
over relatively short durations and small spatial scales within the area
and time period investigated. No marine mammals were detected by marine
mammal observers on operational vessels; standard operating procedure for
surface naval vessels operating mid-frequency sonar is the use of trained
visual lookouts using high-powered binoculars. Sound propagation modeling
using information provided to NMFS indicated that acoustic conditions in
the vicinity likely depended heavily on position of the receivers (e.g.,
range, bearing, depth) relative to that of the sources. Absent explicit
information on the location of animals meant that it was not possible to
estimate received acoustic exposures from active sonar transmissions.

Nonetheless, the event was associated in time and space with naval
activity using mid-frequency active sonar. It also had a number of
features in common (e.g., the "atypical" distribution of strandings
involving multiple offshore species, all stranding alive, and without
evidence of common infectious or other disease process) with other
sonar-related cetacean mass stranding events. Given that this event was
the only stranding of offshore species to occur within a 2-3 day period in
the region on record (i.e., a very rare event), and given the occurrence
of the event simultaneously in time and space with a naval exercise using
active sonar, the association between the naval sonar activity and the
location and timing of the event could be a causal rather than a
coincidental relationship. However, evidence supporting a definitive
association is lacking, and, in particular, there are differences in
operational/environmental characteristics between this event and previous
events where sonar has apparently played a role in marine mammal
strandings. This does not preclude behavorial avoidance of noise exposure.

No harmful algal blooms were present along the Atlantic coast south of the
Chesapeake Bay during the months prior to the event. Environmental
conditions, including strong winds, changes in upwelling- to
downwelling-favorable conditions, and gently sloping bathymetry, were
consistent with conditions which have been correlated with other mass
strandings.

In summary, we did not find commonality in gross and histologic lesions
that would indicate a single cause for this stranding event. Three pilot
whales and one dwarf sperm whale had debilitating conditions identified
that could have contributed to stranding, one pilot whale had a
debilitating condition (subdural hemorrhage) that could have been present
prior to or resulting from stranding. While the pilot and dwarf sperm
whale strandings may have had a common cause, the minke whale stranding
was probably just coincidental. On the basis of examination of physical
evidence in the affected whales, however, we cannot definitively conclude
that there was or was not a causal link between anthropogenic sonar
activity or environmental conditions (or a combination of these factors)
and the strandings. Overall, the cause of UMESE0501Sp in North Carolina is
not and likely will not be definitively known.




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