There was a question raised about whether to
include color bars while digitizing aged photo albums and Stanley
Smith posted a reply. I asked Ken Fleisher of my staff at the National
Gallery (who does not belong to this list) to prepare a comment to Stanley
to post. This is a core topic of an upcoming Mellon benchmark grant to the
RIT School of Printing and Dr. Franziska Frey who will work with some of the
museums in ImageMuse.  Please come to the ImageMuse panel at MCN for more
discussion.

Thanks, Alan Newman.  Stanley?s comments are preceded by > and Ken?s replies
follow each of the comments.

> Sent: Mon 10/20/2008 5:44 PM
> 
> Subject: Re: [MCN-L] photography, digitization, and a color/grey card?
> 
> A couple of comments regarding the use of grayscale and color bars:
> 
> - due to differences between dyes and/or pigments used to make the
> color bars and the materials used to produce the actual artwork,
> accurately rendering the grayscales in a particular image may NOT
> produce the most accurate rendition of the artwork itself.

I think it's important to begin introducing the distinction into
common usage between scene-referred encoding and output-referred
encoding (see definitions at the end of this message). The idea of
accurately reproducing "any" target that was captured with the artwork
on a printed output, even if there were not issues associated with
metamerism (which there are), is in my opinion an incorrect goal to
begin with.

To accurately capture a target in the digital image implies a
scene-referred encoding and is a valid goal in artwork reproduction.
By recording the scene information, you have the opportunity to know
more about the object itself and to properly transform it as necessary
for various types of output.

On the other hand, to accurately reproduce that same target on a
printed output implies that the goal is to transfer the scene
colorimetry to the printed page. This is an incorrect goal because to
make the best possible reproduction, it will be necessary to alter the
tone reproduction curve (TRC), if nothing else, to reflect the
differences in viewing condition associated with a printed image on a
white page. For example, there is often a more limited gamut on the
printed image so a TRC adjustment will be needed to compensate for the
difference in appearance, the white page surrounding the image makes
further TRC adjustment necessary, the level of illumination for
viewing the printed image is likely different from how the artwork was
illuminated during photography which, once again, means additional TRC
adjustment is needed.

With that out of the way, I have one more comment which I hope to
bring into public discussion and awareness. That is the idea of
creating an "accurate" reproduction . I understand why everyone says
this, and I'm as guilty of it as anyone else, but the fact is that
there is no single "accurate" reproduction. There are many renderings
of the artwork which can be considered accurate for a given viewing
condition. The appearance will be different if you view the artwork in
gallery lighting versus 5000K lighting. Which is more accurate? They
both are equally accurate. The same holds true even if you keep the
same lighting and place the artwork in a white matte and hang it on a
white wall versus using a beige matte on a dark gray wall. The artwork
will have a different appearance, but both are "accurate". So which
one do you reproduce? It is my hope that we will all start using the
term "appearance preserving reproduction" rather than "accurate
reproduction" and that we will have a defined viewing condition
associated with the appearance that we are trying to reproduce. This
may seem like a subtle point to some, but I feel it is an important
distinction in helping remove ambiguities from our discussions.
Further, and more related to the question at hand, it makes it more
clear that an appearance preserving reproduction of a target is more
important, and more appropriate, than a colorimetrically accurate one.

Back to the comment above. It is correct to state that due to
differences in pigments, the use of a color target to capture
scene-referred colorimetry is a bad idea and will only have limited
success. Therefore it is not recommended to use a color target for any
capture (Note we are talking about standard targets like the
ColorChecker--a case could be made for specialized targets that are
known to be spectrally relevant to the object being photographed). On
the other hand, an idea I adapted from the conservation guidelines is
to include a single color patch simply to indicate that the capture is
in color rather than grayscale. With regard to a grayscale target,
something like the Kodak Q-13 is not appropriate for capture because
it is not made from spectrally neutral materials (it is printed on
photographic paper). However a set of step wedges that are spectrally
neutral, such as the gray patches of the GretagMacbeth ColorChecker,
are very useful to include when capturing artwork, assuming you are
aiming for a scene-referred image.

To take this to the logical conclusion, a capture of the gray steps of
a ColorChecker should NOT be reproduced so that the TRC matches the
original scene. In this case, the TRC needs to be adjusted for output
to produce an appearance preserving reproduction and therefore I do
not feel these gray steps should be included on output.

> - If there is some visual editing to tweak color into place (hopefully
> under calibrated viewing conditions with direct comparisons to the
> original artwork), then another operator who may be printing the image
> later will most likely UNDO those edits if they assume that the
image is 
> rendered correctly by printing a neutral grayscale.

This is exactly correct, even if we are only talking about spectrally
neutral gray patches. Due to metamerism (i.e. the difference in
pigments and the difference between how a camera/scanner sees color
versus how humans see color), it is almost always necessary to make
color adjustments to a digital capture of artwork, even when using the
common methods of calibration, and these corrections will skew the
patches of a target from their original values. In my opinion, it is
still important to capture the spectrally neutral gray steps, but they
should only be used a guide for tone reproduction in the
scene-referred image. They should not be printed on the output and
they should not be used to judge neutrality or correctness of color in
the image.

> - There is some interest in the production of "virtual" grayscales and
> color bars. These would be digitally dropped into the edited and color
> corrected image with the same colorspace as the original image. Then
> other users would achieve better color when they match the grayscale
and 
> color bars. 

I am still undecided on the usefulness of this approach, but I am
keeping an open mind. On the one hand, if the virtual grayscales look
greenish on your print, then this can be a very good indicator that
something went wrong. However, there are many things that can go wrong
with the color and yet still maintain perfectly neutral grayscales
with correct TRC. Therefore, making the assumption that "if the
grayscale looks correct on your print then the color is correctly
reproduced", this can be misleading and give you a false sense of
security. It is my opinion that most people will end up using this as
a definitive test for accuracy, rather than only as "one" test for
identifying a possible problem. In other words, it can only indicate
when something is wrong but will not confirm that everything is right.

To understand my point, open an image in Photoshop and convert to
sRGB. Add a grayscale, or gradient (it doesn't matter). Now assign
(don't convert, "assign") a different colorspace such as ProPhoto RGB.
Do you see how the colors have changed radically but the grayscale
remains neutral? Yes, the tones shifted slightly, but if the
colorspace has the same TRC as sRGB, such as Adobe RGB (1998), you
won't even see the tones shift, yet the color is now incorrect. In
this case, including "virtual" color bars might be helpful, but I'm
also not convinced of this use either, since necessary adjustments to
the output will depend on the color gamut and other characteristics of
the output device and will again skew the target colors from their
original values. This is really getting into the realm of process
control now, which may be too much to ask of a limited set of
"virtual" color patches. If you go this route, I recommend using a
carefully selected set of colors such as the FOGRA media wedge (you
must purchase this) instead of the ColorChecker colors. I do, however,
see some potential in using artificial color bars, along with gray
bars, as a guide to correct reproduction, but it will require an
educated user on the printing end who understands how to correctly
measure and interpret the results. This is not a visual
assessment--the color patches must be measured and compared to the
expected Lab values. When the average delta-E is within a defined
tolerance, the print is considered to pass.

> - If it is your decision to incorporate grayscales and color bars, then
> it is really not good practice to only do it once for a "batch". It is
> too difficult to mate up the correct grayscales with subsequent
images-- 
> especially years hence. Put them in every image.

I agree with this statement completely. It's not hard to include the
target on every image, so why not? It's my recommendation however, to
include only spectrally neutral gray patches and not more than one
color patch (which is not to be used for judging color accuracy) and
to only use them as I described above.

==========================
The following definitions are taken from the document
"ICC_white_paper5glossary.pdf" which is found at
<http://color.org/whitepapers.xalter>

output-referred image data

image data which represents the colour-space coordinates of the
elements of an image that has undergone colour rendering appropriate
for a specified real or virtual output device and viewing conditions.
[ISO 12231]

NOTE 1 The output referred image data is referred to the specified
output device and viewing conditions. A single scene can be colour
rendered to a variety of output-referred representations depending on
the anticipated output viewing conditions, media limitations, and/or
artistic intents.

NOTE 2 Output-referred image data may become the starting point for a
subsequent reproduction process. For example, sRGB output-referred
image data is frequently considered to be the starting point for the
colour re-rendering performed by a printer designed to receive sRGB
image data.

scene-referred image data

image data which represents estimates of the colour-space coordinates
of the elements of a scene. [ISO 12231]

NOTE 1 Scene-referred image data can be determined from raw DSC image
data before colour rendering is performed. Generally, DSCs do not
write scene-referred image data in image files, but some may do so in
a special mode intended for this purpose. Typically, DSCs write
standard output-referred image data where colour rendering has already
been performed.

NOTE 2 Scene-referred image data typically represents relative scene
colorimetry estimates. Absolute scene colorimetry estimates may be
calculated using a scaling factor. The scaling factor can be derived
from additional information such as the image OECF, FNumber or
ApertureValue, and ExposureTime or ShutterSpeedValue tags.

NOTE 3 Scene-referred image data may contain inaccuracies due to the
dynamic range limitations of the capture device, noise from various
sources, quantization, optical blurring and flare that are not
corrected for, and colour analysis errors due to capture device
metamerism. In some cases, these sources of inaccuracy can be
significant. ISO 17321-1 specifies a DSC/SMI (DSC Sensitivity
Metamerism Index), which can be used to estimate the amount of
inaccuracy resulting from capture device metamerism.

NOTE 4 The transformation from raw DSC image data to scene-referred
image data depends on the relative adopted whites selected for the
scene and the colour space used to encode the image data. If the
chosen scene adopted white is inappropriate, additional errors will be
introduced into the scene-referred image data. These errors may be
correctable if the transformation used to produce the scene-referred
image data is known, and the colour encoding used for the incorrect
scene referred image data has adequate precision and dynamic range.

NOTE 5 Standard methods for the calculation of scene-referred image
data from raw DSC image data will be specified in ISO 17321-2.

NOTE 6 The scene may correspond to an actual view of the natural
world, or a computer-generated simulation of such a view. It may also
correspond to a modified scene determined by applying modifications to
an original scene to produce some different desired scene. Any such
scene modifications should leave the image in a scene-referred image
state, and should be done in the context of an expected colour
rendering transform.
==========================

I welcome any and all comments. I hope this will become a useful
discussion.

Ken Fleisher, Photographer
National Gallery of Art


On 10/20/08 5:44 PM, "Stanley Smith" <SSmith at getty.edu> wrote:
A couple of comments regarding the use of grayscale and color bars: ? due to
differences between dyes and/or pigments used to make the color bars and the
materials used to produce the actual artwork, accurately rendering the
grayscales in a particular image may NOT produce the most accurate rendition
of the artwork itself. ? If there is some visual editing to tweak color into
place (hopefully under calibrated viewing conditions with direct comparisons
to the original artwork), then another operator who may be printing the
image later will most likely UNDO those edits if they assume that the image
is rendered correctly by printing a neutral grayscale. ? There is some
interest in the production of "virtual" grayscales and color bars.  These
would be digitally dropped into the edited and color corrected image with
the same colorspace as the original image.  Then other users would achieve
better color when they match the grayscale and color bars.  ? If it is your
decision to incorporate grayscales and color bars, then it is really not
good practice to only do it once for a "batch".  It is too difficult to mate
up the correct grayscales with subsequent images-- especially years hence.
Put them in every image. Stanley Smith Manager, Imaging Services J. Paul
Getty Museum


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