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erichard...@fivecolleges.edu

Request for Proposal

Museums’ Collections Database Public Portal User Study
Summary

Five Colleges, Inc. (FCI) seeks a research partner as it engages in a study
of users of the consortium’s Museums’ Collections Database Public User
Portal. The study is one portion of an Andrew W. Mellon Foundation grant to
plan for the future of joint management of the art and cultural heritage
collections six repositories and to prepare for a linked data environment
across all five college libraries, archives, special collections, and
museums. The research will inform future directions for the public-facing
art and cultural asset discovery experience.
ContextOverall Project

The Museum Collections Management Commons project is a two-year planning
grant funded by The Andrew W. Mellon Foundation and administered by Five
Colleges, Inc (FCI). and an interdisciplinary, intercampus steering
committee. The project has two main goals. The first is to assess the
current status of the museums’ consortial collection management platform,
functionality, and metadata. The second goal is to plan for
interoperability with campus libraries, archives, and related resources to
enable student and faculty discovery of interconnected regional cultural
assets.

The consortial database (MimsyXG) has been in use since 1995 and is shared
by UMass Amherst’s University Museum of Contemporary Art, Amherst College’s
Mead Art Museum, Smith College Museum of Art, Mount Holyoke College Art
Museum, Hampshire College’s Gallery, and Historic Deerfield. The database
is administered and stewarded by FCI and collections are published to the
web via a public portal. <http://museums.fivecolleges.edu/index.php>

For more than 50 years, FCI’s work has included the continual development
of an integrated library system, providing unified access to the rich
physical and electronic resources distributed across five campuses.
Beginning in the 1990s, this commitment was complemented by a parallel
project to open up discovery of and access to the museum collections held
within the member campuses by creating a consortial database with a
public-facing portal. Additionally, FCI coordinates Museums10, a dynamic
collaborative of 10 museums in the immediate region that inspire, engage
and enrich their communities through shared experiences of art, literature,
history, and the natural world.  Not only have these initiatives been of
wide benefit to academic and broader communities, they have established a
strong foundation of collaborative practice encompassing governance
structures, funding models, shared systems, and coordinated operations.
This culture of cooperation positions FCI to advance to an even more
collaborative and innovative endeavor: to optimize effective
cross-collection discovery to unlock the extraordinary cultural heritage
and scholarly resources held within the consortium.

As a critical step on this journey, FCI is preparing to upgrade the
consortial museum database to a next-generation solution.  At its core this
project will identify a strategy that will maintain (and improve) the
integrity of collection metadata and collection management processes. More
broadly, the project will define the requirements for a solution that will
allow for the integration of the museum data with other collection
discovery systems; that could be extended to incorporate additional managed
collections of artifacts; and that is undergirded by a sustainable vision
for coordinated oversight, staffing, and support.

The overall project is conceived as having two primary, parallel
trajectories. The first is a research process to assess current needs and
context to develop a set of functional requirements for a future system and
to identify the steps necessary for implementation. The second will focus
on organizational development, mapping new cross-collection systems of
governance, planning and communication to facilitate increased coordination
across museums, libraries and archives. This second phase seeks to break
down silos that impede collaboration and to diagnose the imbalanced
distribution of expertise and capacity across the colleges and their
special collections to build and sustain a more robust cross-collection
network of knowledge and discovery.

The proposed project aims to address significant challenges posed by the
unique, and still pioneering, shared database model, including:  1)
adopting controlled vocabularies, 2) instituting a formal metadata
governance system, 3) developing specifications for a new collection
management system that incorporates linked data across many managed
collections at the five campuses and broader Museums10 group, and 4)
providing  for the possibility of a federated discovery experience for
external and internal stakeholders.
Purpose of User Study

The user study component of the overall project is intended to provide
demographic information about web portal users, information about their
expectations and perceptions of the current portal in order to plan for
future improvements to the collection management system, metadata, metadata
transparency, linked data, and the public discovery platform. The study
should provide baseline information against which future interim and
summative studies can be compared. It is also anticipated that the study
results will be published in one or more scholarly journals and/or released
independently in support of field-wide learning.

In addition to learning about the current user population, the study should
explore the population of non-users to understand their demographics and
perceptions regarding use of art and humanities collections to support
teaching and learning in a wide variety of academic disciplines.

About Five Colleges, Inc.

Made up of Amherst, Hampshire, Mount Holyoke and Smith Colleges and the
University of Massachusetts Amherst, the Five College Consortium in the
Connecticut River Valley of western Massachusetts is one of the oldest and
most extensive higher education consortia in the United States. Its four
original campuses began collaborating in the early 20th century, decades
before incorporating as a formal consortium and midwifing the creation of
Hampshire College in the late 1960s.

Over their 100-plus years of collaboration and 50-plus years as a
consortium, the shared spirit of collaboration, community service, and
intellectual excellence of the Five College campuses has engendered an
organization serving five campuses with 30,000 students, 2,200 faculty
members, 7,000 courses, and a combined library collection of some 10
million volumes. In addition to administering a wide array of academic and
administrative programs that benefit faculty, students, and staff at member
institutions, Five Colleges creates a dynamic intellectual and cultural
environment for local communities.
Research questions

The general research questions for this study include, but are not limited
to, the following items. It is expected that these will be discussed and
refined in concert with the selected firm.

   1.

   What are the demographic characteristics of a) the current collections
   discovery portal’s users? b) non-users?
   2.

   What are participants’ perceptions of the portal experience in terms of:
   1.

      User interface design?
      2.

      Ease of use?
      3.

      Accuracy and trustworthiness of returned items?
      4.

      Metadata transparency?
      3.

   What are participants’ motivations for seeking three-dimensional
   resources?
   4.

   How did participants find the portal? (referral sources)
   5.

   What are participants' expectations regarding discovery of
   three-dimensional objects housed on campuses or in individual museums?
   6.

   For non-users:
   1.

      Are participants aware of the existence of campus museums? The
      collection portal?
      2.

      What are participants’ perceptions about who the collections are for?
      3.

      What are participants’ perceptions about how collections can be used
      in teaching and learning across a variety of disciplines?
      7.

   In what ways are the results of this study generalizable to casual
   public users?

Study population

The study population for this research includes the following groups:

   1.

   Current students at UMass Amherst, Amherst College, Hampshire College,
   Smith College, and Mount Holyoke College
   2.

   Recent alumni of the above campuses
   3.

   Historic Deerfield stakeholders including membership, visitors, and
   alumni of its fellowship program
   4.

   Faculty at all five campuses and Historic Deerfield
   5.

   Outside researchers who make use of any of the collections, or the
   public portal to discover the museums’ holdings
   6.

   Users of other managed collections on the campuses and within Museums10
   including library and archive collections
   7.

   Optional groups, groups of potential new users:
   1.

      Public school systems
      2.

      Other regional campuses, outside of the FCI network
      3.

      General public users otherwise unaffiliated with FCI or Museums10.

As the study population are college and university students, among others,
it is necessary that Institutional Review Board requirements be met for
each campus. See the Institutional Review Board (IRB) requirements
section.
Institutional Review Board (IRB) requirements

In order to ensure ethical research, allow access to the student population
at all five campuses, and permit eventual publication of the research
findings in support of our responsibility to the museum field at large,
this research project will engage in the full IRB procedure for all five
campuses. Erin Richardson, PhD, Project Manager for the Mellon Collections
Management Commons Project at Five Colleges, Inc. will shepherd the IRB
protocol process starting with UMass Amherst and proceeding through the
other four college IRBs.  Successful proposers must agree to comply with
IRB protocols including but not limited to: complete required training
through the CITI program, be willing to sign UMass Amherst’s Individual
Investigator Agreement (See Appendix A) and comply with any additional
requirements presented by the IRBs of the other four campuses.

Scope of Work and Deliverables

The selected firm will work directly with the Project Manager at Five
Colleges, Inc. to carry out the work of the User Study.  A quantitative
methodology is preferred because it will allow direct comparisons over time
should the organizations choose to undertake interim or summative studies
to track progress. The museum field tends to rely on qualitative data, and
we’d [would] like to take this opportunity to break that habit.
Mixed-methods proposals are welcome but they should have significant
quantitative components. The required deliverables are:

   1.

   Development of research plan and questions
   2.

   Survey instrument development and testing
   3.

   Identification of study sample
   4.

   All documentation in support of all five IRB applications
   5.

   Advertising and Subject recruitment
   6.

   Data collection and cleaning
   7.

   Final report including
   1.

      Data analysis
      2.

      Summary of findings
      3.

      Implications and recommendations

Timeline

Release of RFP August 6

Question Period August 6 - August 23, 11:59pm EDT

Question responses released August 25, by 5pm EDT

Submission deadline September 7, 11:59pm

Proposal Review September 8 - September 14

Firm Selection September 18

Project begins October 2020

Project ends November 2021

Proposals should include:Proposer qualifications and identification of team
members

Include a firm profile and biographies of each team member anticipated to
work on the project.
Methodological approach

Explain in detail how you will approach this research. What methodologies
will be employed? What statistical analyses do you anticipate using? How
will findings be presented? Will you include a literature review?  What
other datasets or previous studies will you incorporate into your work?
Clearly articulate why you believe the proposed methodology is appropriate
to the research in question.
Proposed project schedule

Given the academic calendar of the study population, the current Covid-19
situation, and the time your team requires to prepare the deliverables and
gather data, please lay out a clear proposed project schedule. It is
generally understood that Fall 2020 will be needed to prepare the research
plan, develop the survey instrument, and proceed through the IRBs before
the instrument can be released to the study population. All deliverables
must be completed and accepted by December 1, 2021.
Previous related studies undertaken by the proposer

Include brief descriptions and/or links to publications referencing
research with similar populations, similar questions, or similar scope that
your team has undertaken.
References

References should include email and phone contact information for at least
three (3) references. These references will preferably be clients involved
in the completion of the research described in the above section.
Price

Provide a total price for the project with a breakdown of the cost for each
required deliverable.

Instructions for submission

All proposal components should be submitted as one PDF document emailed to
bcu...@fivecolleges.edu  with the subject line “User Study RFP submission
[submitter name]” by September 7, 2020 proposals received after September 7
at 11:59PM EDT will not be considered.

Questions about the proposal can be emailed to  bcu...@fivecolleges.edu
before August 23 at 11:59pm with the subject line “User Study RFP
questions”. Receipt of questions will be acknowledged when received, but
all submitted questions will be answered in one response document emailed
to all individuals and firms who communicated with us about the RFP on
August 25, 2020.

Proposal evaluation criteria

Qualifications of proposer 30%

Methodology and work plan 40%

Cost 30%

APPENDIX A

Individual Investigator Agreement

Name of Institution with the Federalwide Assurance (FWA): University of
Massachusetts Amherst

Applicable FWA #: 00003909

Individual Investigator’s Name:
_____________________________________________________________

Protocol Name and Number:
_______________________________________________________________




   1.

   The above-named Individual Investigator has reviewed: 1) The Belmont
   Report: Ethical Principles and Guidelines for the Protection of Human
   Subjects of Research (or other internationally recognized equivalent;
   see section B.1. of the Terms of the Federalwide Assurance (FWA) for
   International (Non-U.S.) Institutions); 2) the U.S. Department of Health
   and Human Services (HHS) regulations for the protection of human subjects
   at 45 CFR part 46 (or other procedural standards; see section B.3. of the
   Terms of the FWA for International (Non-U.S.) Institutions); 3) the FWA and
   applicable Terms of the FWA for the institution referenced above; and 4)
   the relevant institutional policies and procedures for the protection of
   human subjects.



   1.

   The Investigator understands and hereby accepts the responsibility to
   comply with the standards and requirements stipulated in the above
   documents and to protect the rights and welfare of human subjects involved
   in research conducted under this Agreement.



   1.

   The Investigator will comply with all other applicable federal,
   international, state, and local laws, regulations, and policies that may
   provide additional protection for human subjects participating in research
   conducted under this agreement.



   1.

   The Investigator will abide by all determinations of the Institutional
   Review Board (IRB) designated under the above FWA and will accept the final
   authority and decisions of the IRB, including but not limited to directives
   to terminate participation in designated research activities.



   1.

   The Investigator will complete the University of Massachusetts Amherst
   CITI educational training program required by the Institution and/or the
   IRB prior to initiating research covered under this Agreement.



   1.

   The Investigator will report promptly to the IRB any proposed changes in
   the research conducted under this Agreement. The investigator will not
   initiate changes in the research without prior IRB/IEC review and approval,
   except where necessary to eliminate apparent immediate hazards to subjects.



   1.

   The Investigator will report immediately to the IRB any unanticipated
   problems involving risks to subjects or others in research covered under
   this Agreement.



   1.

   The Investigator, when responsible for enrolling subjects, will obtain,
   document, and maintain records of informed consent for each such subject or
   each subject’s legally authorized representative as required under HHS
   regulations at 45 CFR part 46 (or any other international or national
   procedural standards selected on the FWA for the institution referenced
   above) and stipulated by the IRB.



   1.

   The Investigator acknowledges and agrees to cooperate in the IRB/IEC’s
   responsibility for initial and continuing review, record keeping,
   reporting, and certification for the research referenced above. The
   Investigator will provide all information requested by the IRB/IEC in a
   timely fashion.



   1.

   The Investigator will not enroll subjects in research under this
   Agreement prior to its review and approval by the IRB.



   1.

   Emergency medical care may be delivered without IRB review and approval
   to the extent permitted under applicable federal regulations and state law.



   1.

   This Agreement does not preclude the Investigator from taking part in
   research not covered by this Agreement.



   1.

   The Investigator acknowledges that he/she is primarily responsible for
   safeguarding the rights and welfare of each research subject, and that the
   subject’s rights and welfare must take precedence over the goals and
   requirements of the research.


Investigator Signature: ____________________________________________ Date
_________________

Name: ___________________________________________________ Degree(s):
____________________

(Last) (First) (Middle Initial)

Address: __________________________________________________ Phone #:
_______________________

  __________________________________________________

   (City) (State/Province) (Zip/Country)

FWA Institutional Official Signature (or Designee): _________________
Date__________________

Name: Jenkins,   Iris   L. Institutional Title: Assist. Director, Human
Research Protection Office

(Last) (First) (Middle Initial)

Address: 100 Venture Way phone #: (413) 545-3428

   Hadley MA 01035

   (City) (State/Province) (Zip/Country)

**Investigators should retain a copy of the fully executed agreement for
their records.**
_______________________________________________
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