NANOG Folks -

     There is a fairly important ICANN consultation going on which seeks input 
from
     the Internet community regarding ICANN's accountability mechanisms and the
     desirability of any potential enhancements (this is context of ICANN 
operating in
     the absence of a contractual relationship with the US Government.)

     This topic has the potential for significant impact on the administration 
of both
     Internet DNS names and IP addresses, so those who have strong views in 
these
     matters might want to provide input accordingly  (See the attached message 
to
     PPML providing pointers to the consultation)   The RIRs, as coordinated 
via the
     NRO, have a draft response (attached) and input on that is welcome as well.
     ICANN extended the deadline to the end of this week, which provides this
     opportunity to obtain additional community input.

Thanks!
/John

John Curran
President and CEO
ARIN

Begin forwarded message:

From: ARIN <[email protected]<mailto:[email protected]>>
Subject: [arin-ppml] Request for Community Input – Enhancing ICANN 
Accountability
Date: June 2, 2014 at 12:03:44 PM PDT
To: <[email protected]<mailto:[email protected]>>

ICANN issued a call for community input regarding its continuing accountability 
in the future in the absence of a contractual relationship with the U.S. 
Government.

https://www.icann.org/public-comments/enhancing-accountability-2014-05-06-en

The Executive Council of the Number Resource Organization (NRO) has drafted a 
response on behalf of the five Regional Internet Registry (RIR) communities. 
(See below)

ARIN welcomes your feedback on this draft, and we will be accepting input 
through 4 June 2014. Please send your comments to [email protected].

The community may also participate directly by providing feedback directly to 
ICANN as described here:

https://www.icann.org/resources/pages/enhancing-accountability-2014-05-06-en

Regards,

Communications and Member Services
American Registry for Internet Numbers (ARIN)

***

ICANN call for public comments on Enhancing ICANN’s Accountability

Response from the Number Resource Organization (NRO)

DRAFT ONLY - 29 May 2014


The NRO thanks ICANN for the opportunity to comment on means for improving its 
accountability, and we provide the following responses to the questions 
contained in the call for comments:

https://www.icann.org/public-comments/enhancing-accountability-2014-05-06-en


1. What issues does the community identify as being core to strengthening 
ICANN’s overall accountability in the absence of its historical contractual 
relationship to the US government?

Regarding ICANN's accountability with respect to IP addressing functions, we 
believe that the ASO structure provides a necessary and sufficient separation 
between policy formation and policy implementation.  Global IP addressing 
policy is developed by the RIR communities and passed via the ASO to ICANN, in 
accordance with the ASO MoU; while policy is implemented by the IANA in the 
form of services delivered to the RIRs under specific service agreements. While 
these existing mechanisms have proven successful over the past 10 years, we 
believe than a review is appropriate at this time, prior to the expected NTIA 
transition, along with reviews by each of the RIRs of their own accountability 
mechanisms.

Notwishstanding any improvements needed, these agreements must clearly define 
appropriate dispute resolution, escalation and arbitration procedures.  We note 
that there is no agreement or expectation of any role for the USG NTIA in these 
processes; therefore we do not view the historical contractual relationship 
between ICANN and the US government as an accountability mechanism, and neither 
do we consider the NTIA's role as a source of ICANN’s accountability with 
respect to Internet number resources.   In the hypothetical case that IANA had 
ever failed to provide number allocation services to any RIR in accordance to 
existing policies and agreements, we would have not relied upon the US 
government to solve this issue. Rather we would have worked transparently with 
ICANN, in accordance to the terms of existing agreements, to address the issue.

The NRO is committed to continue to work with ICANN to strengthen escalation 
and dispute resolution mechanisms to allow the parties to work better in any 
hypothetical case of failed expectations.


2. What should be the guiding principles to ensure that the notion of 
accountability is understood and accepted globally? What are the consequences 
if the ICANN Board is not being accountable to the community? Is there anything 
that should be added to the Working Group’s mandate?

The NRO does not believe that the contract with the US government should be 
replaced with a similar mechanism at a global level, therefore a guiding 
principle is specifically not to create any "superior" structure or 
organisation;  rather ICANN's accountability should be defined in terms of 
transparent agreements with ICANN stakeholders, in which roles and 
responsibilities, and dispute resolution and arbitration mechanisms are fully 
defined.

We believe that a failure by ICANN to abide clearly by established 
accountability mechanisms, and in particular by defined dispute resolution and 
arbitration mechanisms should have clear consequences, and therefore that 
arbitration mechanisms should be binding.  Furthermore, they must be 
implementable and effective upon ICANN, regardless of its final structure or 
locale.

The guiding principles for defining or strengthening these accountability 
mechanisms should be: that they are transparent, implementable and open to 
improvement; and that they operate in the interests of the open, stable and 
secure operation of the Internet.


3. Do the Affirmation of Commitments and the values expressed therein need to 
evolve to support global acceptance of ICANN’s accountability and so, how?

The NRO believes that the Affirmation of Commitments is a good umbrella 
covering higher-level issues that may not be specifically included in existing 
contracts, MoUs, accountability frameworks and documents that govern ICANN’s 
relationships with its different stakeholder groups. While the most important 
accountability of ICANN is with its respective stakeholders and community, the 
Affirmation of Commitments and its evolution could support wider trust in 
ICANN’s ongoing operations at the international level.

We believe that this evolution could take the form of a new affirmation into 
which many more stakeholder communities, including Governments, would enter.


4. What are the means by which the Community is assured that ICANN is meeting 
its accountability commitments?

The current contracts, MoUs, accountability frameworks and documents that ICANN 
currently has with different parts of its community provide certain levels of 
accountability. These documents can evolve and improve however this should be 
an ongoing process which continues beyond the end of NTIA’s role, and 
throughout the entire lifetime of ICANN.


5. Are there other mechanisms that would better ensure that ICANN lives up to 
its commitments?

If ICANN can in time be incorporated as an international organization under 
international law, this may provide the ICANN community with additional 
mechanisms to solve disputes through mediation, arbitration or judicial 
avenues; and added confidence in the ability to serve stakeholders uniformly 
across the globe.  While we would like this possibility to be actively explored 
by ICANN, we do not believe it is a necessary prerequisite to any of the other 
measures described in this response, but welcome continued engagement with the 
global stakeholder community on this topic.


6. What additional comments would you like to share that could be of use to the 
ICANN Accountability Working Group?

The NRO notes the present clarity of responsibility that exists with respect 
ICANN's roles in administration of Internet protocol identifiers for the IETF 
and Internet number resources for the Internet address community, and suggests 
that it might helpful for the ICANN Accountability Working Group to examine 
these successes in its efforts.  The NRO expects to contribute and work 
together with the ICANN Accountability Working Group, and other stakeholders in 
the ICANN community, to improve mechanisms for enhancing accountability in the 
years to come.


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